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HEADNOTES
The
act governing elections to representative bodies of municipalities or
regions must be considered an election act under Art. 40 of the
Constitution.
In
the Constitution itself the position of the Senate is postulated on a
not insignificant level; the Senate is not only a ceremonial House of
Parliament. In fact, the position of the Senate, in the system of the
highest bodies of state power, precisely in terms of the role of a
restraint, preventing excesses which could endanger the very foundations
of a democratic law-based state, is irreplaceable, naturally except for
the possibility that the framers of the constitution could (newly)
decided to inclined toward the previously considered but not accepted
concept of unicameralism, where, however, the restraints, balances, and
checks on individual state powers would have to be set completely
differently than in the existing Constitution.
If the Senate is to fulfill its stabilizing role, there are no
reasonable grounds why it should fulfill this role in the creation of
election rules only in relation to parliamentary elections, and not in
the creation of laws governing elections to those bodies which
independently govern municipalities and regions. It is not only how the
Houses of Parliament are elected that is important for a stable
democracy, but also how citizens elect their representatives at the
level of local government; one can not conclude, on a constitutional
level, that – despite the different scope of authority of Parliament and
local governments – that parliamentary elections are more important for
maintaining and developing democracy than elections to local government
representative bodies of municipalities and regions. Democracy, if it
is to be a true government of a sovereign people, by the people and for
the people, can not be, even indirectly, distributed from the Parliament
down, but, on the contrary, must grow as the product of a civil society
from the bottom up to the highest bodies of state power, naturally
including the legislative and constitution-framing power. If it is
desirable for the election rules for parliamentary elections not to be
subject to constant changes and for them to be stabilized, as much as
possible, including through a more difficult procedure for passing them,
it is equally desirable for the rules for elections to representative
bodies of regions and municipalities to be subject to such stabilization
with the help of a stricter legislative regime. This requirement is the
more distinct in that the election system for these elections is not
constitutionally regulated.
The Senate is not entitled, under Art. 33 par. 2 of the Constitution,
to pass statutory measures in the matter of election acts governing
elections to both Houses of Parliament, to representative bodies of
municipalities and regions, and to the European Parliament.
If the draft of a law contains parts which require different procedures
for approval, the strictest of those procedures must be required for
constitutional enactment of that law.
CZECH REPUBLIC
CONSTITUTIONAL COURT
JUDGMENT
IN THE NAME OF THE CZECH REPUBLIC
The Plenum of the Constitutional Court, composed of justices složení Stanislav Balík, František Duchoň, Vojen Güttler, Pavel Holländer, Dagmar Lastovecká, Jiří Mucha, Jan Musil, Jiří Nykodým, Pavel Rychetský, Miloslav Výborný, Eliška Wagnerová a Michaela Židlická, decided on 22 June 2005 on a petition from a group of senators of the Parliament of the Czech Republic, represented by Prof. JUDr. A. G., CSc., attorney, seeking the annulment of Act no. 96/2005 Coll., which amends Act no. 238/1992 Coll., on Certain Measures Related to the Protection of the Public Interest and on the Incompatibility of Certain Offices (the Conflict of Interest Act), as amended by later regulations, with the participation of 1) the Chamber of Deputies of the Parliament of the Czech Republic, 2) the Senate of the Parliament of the Czech Republic, as parties to the proceedings, and, as a secondary party, a group of senators of the Parliament of the Czech Republic, represented by Prof. JUDr. A. G., CSc., attorney, as follows:
Act
no. 96/2005 Coll., which amends Act no. 238/1992 Coll., on Certain
Measures Related to the Protection of the Public Interest and on the
Incompatibility of Certain Offices (the Conflict of Interest Act), as
amended by later regulations, is annulled as of the day this judgment is
promulgated.
REASONING
I.
On 14 March 2005 the Constitutional Court received a petition from a group of 53 senators (the “petitioner”) to annul Act no. 96/2005 Coll., which amends Act no. 238/1992 Coll., on Certain Measures Related to the Protection of the Public Interest and on the Incompatibility of Certain Offices (the Conflict of Interest Act), as amended by later regulations, with the claim that passing the law in conflict with the constitutionally prescribed procedure violated Art. 40 of the Constitution of the Czech Republic.
The
petitioner states that the draft act was discussed in the Chamber of
Deputies and approved in the third reading at its 38th session, held on
24 November 2004. On 6 December 2004 the draft act was passed on to the
Senate, which rejected it on 28 January 2005. Nevertheless, the act was
delivered to the President of the republic for signature on 28 January
2005, but he used his right under Art. 50 of the Constitution and on 10
February 2005 returned it to the Chamber of Deputies. The President
considered disputable the interpretation of Art. 40 of the Constitution,
specifically whether the term “election act” used in that provision
also includes the act on elections to representative bodies of
municipalities or regions, or whether it concerns only on the act on
elections to the Parliament of the Czech Republic. The Chamber of
Deputies maintained its position that the Senate did not discuss the
draft act by the 30 day deadline provided by the Constitution, and that
by the passing of the deadline the act should have passed under Art. 46
par. 3 of the Constitution, and on 22 February 2005 it approved the act
again with 112 votes out of 120 deputies present. The act was published
in the Collection of Laws on 28 February 2005 as no. 96/2005 Coll., and,
with the exception of point 16 [§ 8 par. 2 let. b)], went into effect
on 1 March 2005.
The
petitioner points to Art. 40 of the Constitution, under which the
approval of both Houses of Parliament is necessary to pass an election
act, an act on the principles of dealings and contact of the two Houses
with each other and externally, or an act on the rules of procedure of
the senate. Thus, if these acts require the express consent of both
Houses, the situation foreseen by Art. 46 par. 3 of the Constitution,
under which a draft act is passed if the Senate does not discuss it by
the specified deadline of thirty days, can not arise. According to the
petitioner, two questions pose a problem of interpretation in this
matter. One is the interpretation of the concept “election act” under
Art. 40 of the Constitution, but there is also the question whether the
contested act is an election act, because it primarily amends Act no.
238/1992 Coll. and only in point 43 does it add into Act no. 238/1992
Coll. Part Three, which concerns amendment of Act no. 491/2001 Coll., on
Elections to Representative Bodies of Municipalities, and Part Four,
which amends Act no. 130/2000 Coll., on Elections to Representative
Bodies of Regions.
The
petitioner believes that despite the unusual legislative technical
method (instead of directly supplementing Act no. 491/2001 Coll. and Act
no. 130/2000 Coll. it is Act no. 238/1992 Coll. which is supplemented
with new section which are then amended by the cited acts) the contested
act can be considered an election act based on its content, because
every amendment of existing acts regulating elections, even to a small
extent, can change the fundamental parameters of the election system. In
this regard it points to Constitutional Court judgment file no. Pl. ÚS
21/01 published as no. 95/2002 Coll., applicable by analogy in the
present matter, in which the Constitutional Court supported the
material, that is content-based review and related categorization of
statues.
The petitioner
answers the question of whether the contested act is an election act
under Art. 40 of the Constitution in the affirmative, and argues on the
basis of linguistic, systematic, and teleological interpretation. He
states that the very fact that the Constitution uses the expression
election act in the singular can not be used to conclude that this
should (must) mean a single act, and points to, e.g. Art. 11, Art. 52,
Art. 63 par. 2, and Art. 105 of the Constitution, from which it is
evident that there can be several acts which govern a particular issue,
not just a single act. It follows from this that formulation used in
Art. 40 of the Constitution does not lead to the conclusion that this
means only the Act on Elections to the Parliament of the Czech Republic;
on the contrary, one can conclude that this means any act with
election-related content. Thus, this is a general designation, whereas
the two other instances involve determining the name of the act. In the
petitioner’s opinion, linguistic interpretation must be completed with
systematic interpretation. This analytical method leads to the
conclusion that if the legislature intended to limit the reach of the
expression “election act” used in Art. 40 of the Constitution only to
the Act on Elections to the Parliament of the Czech Republic, it would
surely have made the content of that election act more precise, e.g. as
it did in Art. 107 of the Constitution, where it used the expression
“Act on Elections to the Senate.” Applying teleological interpretation,
the petitioner then also argues that Art. 40 of the Constitution sets a
stricter regime for passing certain acts. The stricter legislative
procedure is evident in the need for both chambers to approve the draft
act. Whereas in the case of an act on the principles of contacts of both
chambers between themselves and externally, and the Act on the Senate
Rules of Procedure, that requirement is undoubtedly justified by the
need for not only the Chamber of Deputies but also the Senate to approve
an act which will affect its position and functioning, in the case of
an election act the decisive reason is the fundamental importance of
elections in order for a democratic society to function. The role of the
Senate as legislative and democratic check in the legislative process
can be implemented precisely by setting the parameters of the elections
systems, not only to the legislature, but to all representative
assemblies.
According to the
petitioner, other arguments support rejecting a narrow interpretation
of the term “election act.” The first is the fact that the present
individual election acts, although they are formally independent, are
mutually linked and refer to each other regarding certain election
institutions, e.g. election districts, permanent voter lists, the State
Election Commission, etc.. Thus, it is evident that amending one of the
other election acts can change, indirectly amend the Act on Elections to
the Parliament of the Czech Republic, which is an argument for stricter
legislative procedure as regards all acts containing electoral subject
matter. The second argument is the possibility of regulating elections
to all representative assemblies by one act, an “election codex,” which
the Ministry of the Interior has already prepared, which testifies to
the fact that the central administrative office in election matters
considers the issue so interconnected that it can be regulated in one
statute. In conclusion the petitioner also pointed out the historical
aspect, as the background report to the Constitution stated that “Art.
40 defines the circle of cases where the consent of both Houses is
necessary, otherwise a statute will not be passed,” from which one can
conclude that the intention was to introduce such legislative procedure
rules for a certain limited circle of laws, as will ensure the equal
position of the Senate in relation to the Chamber of Deputies.
From
a more general viewpoint, with reference to judgment Pl. ÚS 14/01,
published as no. 285/2001 Coll., the petitioner believes that the steps
taken by the Chamber of Deputies in passing the contested act was not
correct, also because it did not follow the accepted practice, which
could already be considered a constitutional custom. It pointed to the
procedure in discussion the Act on Elections to the European Parliament,
which the Chamber of Deputies passed to the Senate on 6 December 2002,
the Senate discussed 9 January 2003 (i.e. after the thirty day deadline)
and on 15 January 2003 returned to the Chamber of Deputies with
amending proposals. The Chamber of Deputies voted on the act again, and
passed it with the Senate amendments. If it had proceeded the same way
as in the case of the contested act, it would have had to consider the
Act on Elections to the European Parliament to have been passed when the
thirty day deadline expired.
The
petitioner joined to the petition to annul the contested act a petition
for priority review, under § 39 of Act no. 182/1993 Coll., on the
Constitutional Court, as amended by later regulations (the “Act on the
Constitutional Court”), on the grounds that tightening the rules for
conflict of interest between offices has a direct effect on a number of
person who must act according to the contested statute.
II.
II. a
The
Senate of the Parliament of the Czech Republic, in its statement on the
petition, on 14 April 2005, signed by its Chairman, Přemysl Sobotka,
said that the contested amendment to the Act on Conflict of Interest was
passed to the Senate on 6 December 2004. From the beginning of
discussions the Senate had no doubts that the draft of the act
containing amendments to election acts was to be discussed under the
regime of “equal powers” in both Houses, and that it had to be approved
by both Houses in order to pass. The correctness of this procedural
regime was confirmed by the conduct of the proposers of the draft,
deputies assigned by the Chamber of Deputies to provide justification
for the amendment in the Senate bodies, who took part in meetings of
Senate committees and the full Senate held after 5 January 2005, the
date when the deadline for discussion of an ordinary statute by the
Senate would have passed. The Senate began discussion of the draft
amendment at its 3rd session on 28 January 2005, and after
recommendations to reject the draft from the constitutional law
committee, the committee for education, science, culture, human rights
and petitions, the committee for territorial development, public
administration and the environment and the mandate and immunity
committee and after discussion and voting in the full Senate it passed
resolution no. 55, which rejected the draft amendment to the Act on
Conflict of Interest. During discussions in the full Senate, the Senate
was informed that the Chairman of the Chamber of Deputies, with the
support of the Chamber of Deputies organization committee, interpreted
Art. 40 of the Constitution so that the Act on Elections to
Representative Bodies of Municipalities and the Act on Elections to
Representative Bodies of Regions are not election acts under that
provision, and that the Chairman of the Chamber of Deputies was, on 8
January 2005, passing the act amending the Conflict of Interest Act, to
the President for further proceedings under the Constitution. The Senate
objected against this step, but did not pass any procedural motion. By
letter of 1 February 2005, the Chairman of the Senate informed the
president that the procedure followed by the Chamber of Deputies in this
matter were fundamentally inconsistent with the legislative procedure
followed in the Senate, and expressed justified doubts about the
constitutionality of the procedure followed by the Chairman of the
Chamber of Deputies.
As
regards the matter itself, the Senate pointed to the fact that its
long-term settled approach is that it understands the term “election
act” in Art. 40 of the Constitution in its literal interpretation, to
include all statutes containing rules for constituting constitutionally
defined representative assemblies which are created by election, and
similar also the complements of national representative assemblies in
the area of delegated authority under Art. 10a of the Constitution. The
Senate’s position is based on the argument that election acts are,
besides the normative acts of the constitutional order, the most
important source of constitutional law, and their primary purpose is to
provide content to fill in the skeleton of the constitutional system. In
the constitutional order of a number of European states, election acts
are, because of their creative function, included among “organic” laws,
which serve to implement important constitutional authorizations for the
construction of the state and local organization of the country, and in
these constitutional systems they are subject to a qualified process
for passing them. The Senate pointed out that the background report says
nothing regarding the term “election act” in Art. 40 of the
Constitution; nevertheless, it is known that during discussion on the
draft Constitution the nature of the acts subject to the regime of this
provision changed, and there was a trend toward strengthening the
position of the Senate. The government also does not assign art. 40 of
the Constitution the function of “protecting one House from the other,”
which is documented by the Prime Minister’s declaration when presenting
the Act on Elections to the European Parliament in the Chamber of
Deputies, the declaration of the Minister of Justice when the Chamber of
Deputies voted on the President’s veto of the amendment to the Act on
Conflict of Interest, and the government draft of the amendment to the
Constitution (Chamber of Deputies publication no. 349 from the fourth
term of office, 2003) with the new wording of Art. 40 containing an
exhaustive list of statues where it is necessary that both Houses of
Parliament approve them in order for them to be passed; the list also
includes the Act on Elections to Municipal and Regional Representative
Bodies.
The Senate
emphasized that its majority has consistently shared the opinion that
interpretation of the term “election act” is dynamic. Besides elections
to representative bodies, it newly classifies under this term the Act on
Elections to the European Parliament, and in the event that direct
elections of the president were instituted, it would also include the
implementing statute on election of the head of state. It appears to be
lawful that with the process of the Senate’s activity the controlling
and stabilizing function of the Senate, which was not accented and
confirmed until its de facto beginning to function in 1996, is reflected
in the interpretation of a number of terms an relationships governed by
the Constitution. The Senate pointed to the relatively spare expert
legal commentaries on Art. 40 of the Constitution, where, according to
some, the term “election act” includes both elections to both Houses of
the Parliament of the Czech Republic, and acts on elections to local
government bodies (Pavlíček, V. - Hřebejk, J. Ústava a ústavní řád of
the Czech Republic, Komentář [The Constitution and Constitutional Order
of the Czech Republic, Commentary], part 1, Linde, Prague 1998), and
according to others it is only a statutory regulation for elections to
the Parliament of the Czech Republic, where this term is first used in
the same (protective) sense in Art. 33 par. 2 of the Constitution
(Hendrych, D., Svoboda, C. a kol., Ústava of the Czech Republic,
Komentář [the Constitution of the Czech Republic, Commentary], C.H.
Beck, Prague 1997). The Senate also mentioned the content of the
president’s veto of the amendment to the Act on Conflict of Interest,
addressed to the Chamber of Deputies.
In
the conclusion of its statement, the Senate said that its long-term
approaches to this matter are generally in agreement with the
petitioner’s arguments, with the exception of the consideration of an
established constitutional custom. In the period of its existence, the
Senate has discussed statutes or amendments of statutes [on elections]
to representative bodies of municipalities, regions or the European
Parliament several times, but it always either spontaneously reached its
legislative decision on these laws within thirty days, or the law being
discussed also contained amendments to the Act on Elections to the
Parliament of the Czech Republic, or another convergence of
circumstances due to which application of procedures under Art. 40 of
the Constitution was evident, or was undisputed according to the
position of the Chamber of Deputies. It is only the Senate decision on
the amendment to the Act on Conflict of Interest, with attached
amendments of Acts on Elections to Representative Bodies of
Municipalities and Regions, which it made after more than 30 days (53
days) from receiving it, and also without its decision also being about
the Act on Elections to of the Parliament of the Czech Republic, which
is a matter of precedent in this regard.
The
Senate concluded that it discussed the amendment to the Act on Conflict
of Interest and voted on it with a majority belief that it was doing so
within the bounds of constitutionally provided jurisdiction and in a
constitutionally provided manner, and that its decision to reject this
act meant that it had not been passed. Therefore, it leaves it up to the
Constitutional Court to evaluate the constitutionality of the contested
act and made a decision in the matter.
II. b
The
Chamber of Deputies of the Parliament of the Czech Republic, in its
statement on the petition of 18 April 2005, signed by its Chairman,
Lubomír Zaorálek, briefly recapitulated the legislative process which
began upon receipt of the draft amendment, which was presented by a
group of deputies on 18 December 2003.
To
justify its procedures, the Chamber of Deputies pointed to the
background report to the draft of the Constitution (publication 152,
seventh term of office of the Czech National Council), according to
which Art. 40 of the Constitution is meant to “ensure that both Houses
will be able to function alongside each other without endangering the
legislative process. The dealings of both Houses in their mutual
relationships must be functional. The Houses may not act completely
independently and without being interconnected.” According to the
Chamber of Deputies, the strengthening of the position of the Senate, or
setting Senate on the level of the Chamber of Deputies under this
article lies in ensuring its position vis-à-vis the Chamber of Deputies,
and not in making the Senate the guardian of all election processes in
the Czech Republic, even if they do not directly affect it and in no way
endanger its position in the bicameral structure. As regards elections
to the Senate or the Chamber of Deputies, the strengthening of the
Senate and simultaneous limitation of the Chamber of Deputies is meant
to achieve a situation where the Chamber of Deputies can not
unilaterally regulation the conditions of elections to and the creation
of the Senate or the Chamber of Deputies, even against its will. Other
norms cited in Art. 40 of the Constitution also correspond to this
approach, i.e. the Act on the Senate Rules of Procedure and the
“contacts” act. These are norms where the dominance of the Chamber of
Deputies could weaken the position of the Senate in the relationship
between the tow Houses, or, in an extreme cases, lead to making the
Senate superfluous. However, this connection, as well as possible
influence on the position of the Senate in relation to the Chamber of
Deputies, do not exist in the case of elections to regional and
municipal representative bodies; these laws do not affect the position
of the Senate, and do not put either House at a disadvantage vis-à-vis
the other. The Chamber of Deputies pointed out that the law in question
does not concern election content itself, it does not change the course
of elections, the rules for determining election results, or the
opportunity to participate in elections. According to the Chamber of
Deputies, the petitioner has completely omitted the context in which the
term “election act” was used in Art. 40 of the Constitution. According
to the Chamber of Deputies, this context can be found in the
interconnectedness of Art. 40 with Art. 33 par. 2 of the Constitution,
under which an election act is understood to also mean the Act on
Elections to the Houses of Parliament of the Czech Republic, and not
laws concerning elections to other bodies, including the representative
bodies of regions and municipalities (the purpose of these provisions is
to prevent the Senate, at a time when the Chamber of Deputies has been
dissolved, from changing the manner in which it is created, and not to
prevent the Senate from passing statutory provisions concerning
elections to the representative bodies of regions and municipalities).
The
Chamber of Deputies also argued on the basis of the systematic division
of the Constitution, where Art. 40 is included in Chapter Two of the
Constitution, which regulates the legislative power, and is directly
related to Art. 18 of the Constitution, which regulates the principles
of the right to vote for members of both Houses the Parliament of the
Czech Republic and principles of the election system, and also with Art.
20 of the Constitution, under which a statute shall set other
conditions for the exercise of the right to vote. According to the
Chamber of Deputies, one can conclude that in Art. 40 of the
Constitution, the legislature had in mind an election act governing only
elections to the Parliament of the Czech Republic, not elections to the
representative bodies of regions and municipalities, which are
regulation in Chapter Seven, Art. 102 of the Constitution. Unlike the
petitioner, the Chamber of Deputies holds the opinion that any detailing
in words of the term “election act” Art. 40 of the Constitution would
be superfluous. However, in Art. 107 of the Constitution such detailing
was necessary (the “Act on Elections to the Senate”), so that it would
be undisputed that this concerned only an election act under Art. 40 of
the Constitution, because this relationship would not be evident without
closer definition either on the basis of the heading of Chapter Eight
of the Constitution, or from the related provisions in that chapter. The
Chamber of Deputies rejected the opinion that if the legislature had
intended to apply Art. 40 of the Constitution only to the Act on
Elections to of the Parliament of the Czech Republic, it would
undoubtedly have used a reference to Art. 20 of the Constitution.
However, the Chamber of Deputies believes that internal references can
be used only in the event that the internal connections are not fully
clear, and it is not possible to infer them from the internal system of a
statute and the interconnectedness of its individual provisions. As
regards the use of the term “election act” in the singular, the Chamber
of Deputies argued completely contrary to the petitioner, completely
rejected its argument derived from literal linguistic interpretation,
and emphasized that every provision of the Constitution must be
evaluated independently and in context with other provisions. In this
case, an inadmissibly generalizing approach can not be accepted.
The
Chamber of Deputies also objected to the petitioner’s criticism that it
had previously acted differently in analogous cases. It said that the
Act on Elections to the European Parliament (Act no. 62/2003 Coll.) was
subject to the approval regime under Art. 40 of the Constitution because
§ 71 in part two contained a direct amendment of Act no. 247/1995
Coll., on Elections to the Parliament of the Czech Republic. As regards
the case which the president used as an argument claiming its previous
different approach the Chamber of Deputies clarified that this concerned
the Act on Elections to Representative Bodies of Municipalities (II
term of the Chamber of Deputies, publication 383), which the Senate
rejected on 11 June 1998, within the thirty day deadline. In the
President’s opinion, the Chamber of Deputies then recognized the opinion
that the Act required the consent of the Senate, because it did not
vote on the rejected act again at its last session before the end of the
term on 18 June 1998. The Chamber of Deputies does not consider this
opinion to correspond to the relevant legal framework under Act no.
90/1995 Coll., on the Rules of Procedure of the Chamber of Deputies. The
Act could have been submitted to the Chamber of Deputies for a repeat
vote after a ten-day period (§97 par. 3 of the Act), which would have
been on 22 June 1998 at the earliest. Elections to the Chamber of
Deputies were held on 19 and 20 June 1998, and in accordance with § 121
par. 1 of the Act it was not possible to discuss proposals in the new
term of the Chamber of Deputies, which had not been discussed and
decided in the previous term. Thus, this case does not involve the
Chamber of Deputies acting differently from previous cases, but it is
the first case where a difference of opinion arises between the Chamber
of Deputies and the Senate on how to handle the matter. The Chamber of
Deputies pointed out that it made the maximum effort to evaluate the
matter and verify it in all the contexts which could be taken into
consideration, including determining whether an analogous case had
already occurred in the past and had been addressed in some way.
However, it was the Senate which unilaterally and without any
consultation whatsoever with the Chamber of Deputies announced, in a
letter from its Chairman of 6 January 2005, that this was a proposed act
under Art. 40 of the Constitution because it contained amendments to
election acts, and for that reason the Senate did not discuss it within
the thirty day deadline.
In
the closing of its statement the Chamber of Deputies expressed the
belief that the procedure followed in passing the contested act was
consistent with the Constitution, the constitutional order, and the
legal order of the Czech Republic. It left it up to the Constitutional
Court to evaluate and decide the matter, but posed the question whether
the petitioner should not have, in view of legal certainty and
minimizing interference, sought annulment only of those parts of the act
which concerned the Acts on Elections to Representative Bodies of
Municipalities and Regions, as other parts of the Act on Conflicts of
Interest are unquestionably not subject to the regime of Art. 40 of the
Constitution, and their annulment should be sought in a separate
petition.
The Chamber of
Deputies attached to its statement a letter from its Chairman of 2
February 2005, addressed to the President, in which the Chairman of the
Chamber of Deputies responded to the president’s doubts about the
correctness of the procedure followed by the Chamber of Deputies in
approving and promulgation the law which amends the Act on Conflict of
Interest. The Chairman of the Chamber of Deputies expressed the belief
that Art. 40 of the Constitution did not apply to this case, because,
with reference to the background report to the Constitution, the purpose
of this article is to ensure that both Houses can function side by side
without endangering the legislative process. Thus, the point is the
proper function of the tow Houses within the bicameral system, with the
dominance of the Chamber of Deputies, where the strengthening of the
Senate’s position consists of ensuring its position in relation to the
Chamber of Deputies, not of giving it the role of a guard of all
election process in the country. According to the Chairman of the
Chamber of Deputies this position also corresponds to other norms
provided in Art. 40 of the Constitution, where, during their
preparation, the dominance of the Chamber of Deputies could weaken the
position of the Senate in their relationship. However, the Acts on
Elections to Municipal and Regional Representative Bodies are not of
such a nature; their potential influence on the position of the Senate
in relation to the Chamber of Deputies is not evident. The amendment of
the Act on Conflict of Interest does not affect the subject matter of
elections, so the Senate’s legal opinion is purely of a formal nature.
In the closing of his letter, the Chairman of the Chamber of Deputies
took the position that the Senate’s opinion in this matter was not
correct. If the Senate did not act on the draft act within the 30 day
deadline, it was necessary to proceed according to Art. 46 par. 3 of the
Constitution, under which the act is considered to have been passed by
the Senate.
II.c
The
Constitutional Court informed the President, Václav Klaus, about the
petition from the group of senators to annul Act no. 96/2005 Coll., and
left it to his discretion whether to make a statement on the petition.
The president, by letter of 31 March 2005, informed the Constitutional
Court that the contested act contained an amendment to Act no. 491/2001
Coll., on Elections to Representative Bodies of Municipalities, as well
as an amendment to Act no. 130/2000 Coll., on Elections to
Representative Bodies of Regions, which are election acts, and therefore
it was necessary that they be approved under Art. 40 of the
Constitution by the Chamber of Deputies and the Senate. However, the
contested act was approved only by the Chamber of Deputies, and the
Senate expressly rejected it, and therefore he did not consider it to
have been validly passed. The President maintained his position as it
was communicated to the Chamber of Deputies, the text of which he
attached for purposes of proceedings before the Constitutional Court.
By
letter of 10 February 2005, addressed to the Chairman of the Chamber of
Deputies, the President returned to the Chamber of Deputies the Act
which amends Act no. 238/1992 Coll., on Certain Measures Related to the
Protection of the Public Interest and on the Incompatibility of Certain
Offices (the Conflict of Interest Act), with the justification that the
Act contains a direct amendment to the Act on Elections to Municipal
Representative Bodies and a direct amendment to the Act on Elections to
Regional representative Bodies, and that an election act must be passed
by both Houses under Art. 40 of the Constitution. In this case the Act
was rejected by the Senate. The President said that the statements from
the Chairman of the Chamber of Deputies and the Chairman of the Senate
indicated that the Chamber of Deputies considers only the Act on
Elections to of the Parliament of the Czech Republic to be an election
act, whereas the Senate considers every act on elections, from municipal
elections to elections to the European Parliament, to be an election
act. Thus, the Chamber of Deputies is of the opinion that the act was
passed by the expiry of the deadline for Senate discussion, i.e. on 6
January 2005; the Senate insists that the act was not passed. In the
interest of avoiding disputes as to whether the act was or was not
validly passed, the president decided to return the amendment of the Act
on Conflict of Interest and make it possible for the Chamber of
Deputies to vote on the act again. The dispute between the two Houses
lies in the interpretation of the words “election act” in Art. 40 of the
Constitution. According to the president, both approaches could be
defended. The Chamber of Deputies approach is a strict interpretation;
the Senate approach comes from the logical interpretation that Articles
40 and 33 of the Constitution are in fact here not only to protect the
position of one House of Parliament vis-à-vis the other, but so that the
cooperation of both Houses will always be necessary for the amendment
of any election rights in the Czech Republic. The President pointed out
that the Chamber of Deputies has not always maintained the strict
interpretation in the past, and on 18 June 1998 it did not vote on the
amendment to the Act on Municipal Elections, which the Senate rejected
on 11 June 1998 within the thirty day deadline. The President also
considered it significant that representatives of the Chamber of
Deputies took part in discussion of the amendment of the Act on Conflict
of Interest in Senate bodies even after January 2005, i.e. after the
act was to have already been passed. Thus, he considers the present
interpretation by the Chamber of Deputies to be completely new, and
taken precisely in relation to this amendment. This fact was for him
also a reason for returning the act.
III.
III. a
III. a
On
29 March 2005 the Constitutional Court received a petition from a group
of 53 senators (this is a different petitioner; thirteen senators in
that group are different from those in this matter) to annul § 1 par. 1,
the words “and members of representative bodies of regions, and
representative bodies of municipalities with expanded jurisdiction and
the districts of the city of Prague, which exercise municipal
jurisdiction with expanded jurisdiction (“representative body of region
or town”),” § 2 par. 1 let. b), § 2 par. 6 and 7, § 4, the words “or
regional or town,” § 5 par. 1, first sentence, the words “and member of a
representative body of a region or town,” § 5 par. 1, last sentence,
the words “and member of a representative body of a region or town,” § 5
par. 3, the words “and a member of a representative body of a region or
town to the inspection committee of the same representative body of a
region or town,” § 6 par. 1, the words “with the exception of an
unreleased member of a representative body of a region or municipality,”
§ 6 par. 3, the words “or a region or town,” § 6 par. 4 let. c), § 7
par. 2 let. c), § 8 par. 1, the words “the inspection committee of the
representative body of a region or town,” § 11 par. 1, the words “or
three members of the representative body of a region or town,” § 11 par.
2, fifth sentence, § 11 par. 2, fourth sentence, the words “or members
of representative bodies of regions or towns,” § 11 par. 6, the words
“the president or mayor,” § 11 par. 8, first sentence, the words “the
president or mayor,” and the words “or the representative body of the
region or town, and the last sentence, the words “of the president or
mayor,” and the words “or deputy president or deputy mayor,” § 11 par.
10 and provisions of part three and part four of Act no. 238/1992 Coll.,
on Certain Measures Related to the Protection of the Public Interest
and on the Incompatibility of Certain Offices (the Conflict of Interest
Act), as amended by Act no. 287/1995 Coll., Act no. 228/1997 Coll., Act
no. 15/2002 Coll. and Act no. 96/2005 Coll., i.e. provisions which were
inserted into the Act by Act no. 96/2005 Coll. The petition contained
arguments on the merits, claiming that the contested provisions were
inconsistent with art. 1 of the Constitution of the CR, Art. 1, Art. 3,
Art. 10 par. 2 and 3, Art. 21 par. 4 and Art. 26 of the Charter of
Fundamental Rights and Freedoms (the “Charter”).
The
Constitutional Court determined that as of the day proceedings were
opened in this matter, under file no. Pl. ÚS 19/05, i.e. as of 29 March
2005, the Constitutional Court had already addressed a petition to annul
these provisions, in the matter under file no. Pl. ÚS 13/05. Under § 35
par. 2 of the Act on the Constitutional Court a petition is
inadmissible if the Constitutional Court is already addressing the same
matter, but if it was filed by an authorized petitioner, that petitioner
has a right to take part in proceedings on the previously filed
petition as a secondary party. Therefore, the Constitutional Court, by
resolution of 14 April 2005, file no. Pl. ÚS 19/05-13, denied the
petitioner’s petition [§ 35 par. 2 in conjunction with § 43 par. 1 let.
e) and § 43 par. 2 let. b) of the Act on the Constitutional Court], and
stated that this group of senators of the Parliament of the Czech
Republic, was entitled to the position of a secondary party in the
matter file no. Pl. ÚS 13/05.
III. b
By
a filing of 21 April 2005, the secondary party took advantage of the
fact that it had the same rights an obligations in the proceedings
conducted under file no. Pl. ÚS 13/05 as the parties (§ 32 of the Act on
the Constitutional Court), and, in the event that the Constitutional
Court did not grant the petition to annul Act no. 96/2005 Coll., it
proposed annulment of provisions of Act no. 238/1992 Coll. In the scope
stated in its petition under file no. Pl. ÚS 19/05. It pointed to the
fact that the amendment of the Act on Conflict of Interest imposed on
members of representative bodies of local government units considerable
obligations, which had to be fulfilled in a short period, whereby it
basically changed the conditions for exercise of a public office for
them in the course of a term of office. The consequences of this fact,
together with the circumstances under which Act no. 96/2005 Coll. was
passed, violate the principle of legitimate expectation and the
principle of confidence in the law, which are regulative expressions of
the value of legal certainty arising from the concept of a law based
state under Art. 1 of the Constitution.
The
secondary party then justified its substantive objections to the
provisions proposed to be annulled on the basis that they violate the
principle of equality and the prohibition of discrimination (Art. 1 and
Art. 3 of the Charter), because, in contrast to the existing situation,
the amendment of the Act on Conflict of Interest expanded the
obligations imposed by law [the obligation to submit an affidavit on
personal assets, on activities, on income and gifts and on real estate,
and an obligation to refrain from conduct under § 2 par. 1 let. b)] on
members of representative bodies in regions, in the capital city of
Prague, municipalities with expanded jurisdiction, and city districts of
Prague which exercise the jurisdiction of a municipality with expanded
jurisdiction. According to the secondary party, this definition of
person jurisdiction is unconstitutional, as it establishes unjustified
inequality between members of representative bodies of regions and
municipalities with expanded jurisdiction (including the capital city of
Prague and city districts of Prague with expanded jurisdiction) on the
one hand, and on the other hand other municipalities, for which there is
no legitimate and rational reason. This inequality in providing a
certain number of advantages to some at the expense of others also
establishes inequality between members of representative bodies in local
government units in relation to Art. 10 par. 2 and 3 of the Charter
(the right to protection of privacy), because the law imposes on one
group of members of representative bodies an obligation to make public
information about their assets (§ 3, § 4, § 6, and § 7) and certain
activities (§ 5), which obligation also extends to the person’s husband
or wife. The law forbids members of representative bodies from acting in
certain commercial matters vis-à-vis the local government unit in whose
representative body they are members. This partial removal of the right
to conduct business and other economic activity, or the right to obtain
the means for one’s life needs through work, is inconsistent with Art.
26 par. 1 and 3 of the Charter. The secondary party believes that the
increased level of citizen review over the conduct of their elected
representatives is basically positive, but it considers changing the
rules in the course of a term of office to be decisive and its results
unacceptable. If the obligations imposed by law applied to the members
of all representative bodies from the first elections held after the day
the law went into effect, the secondary party’s objections would lose
their basis. The secondary party also claims that passing the amendment
to the Act on Conflict of Interest also violated Art. 21 par. 4 of the
Charter, which guarantees citizens the right to access to elected (and
other public) office under equal conditions, which, in their opinion,
includes not only the right to access to the offices as such, but also
the right to hold them. With reference to the case law of the
Constitutional Court and the European Court of Human Rights on the need
to set reasonable and objective grounds justifying the different
positions of persons affected by a legal norm, the secondary party
repeatedly pointed to the lack of such grounds in this matter.
As
regards the provisions of § 2 par. 6 and 7 of the Act on Conflict of
Interest, distinguishing between released and unreleased members of
representative bodies of regions or municipalities with expanded
jurisdiction (including the capital city of Prague and its city
districts) in terms of the right to payment of compensation for
performance of the office of a member of a directing, supervisory or
inspection body of a legal entity which is founded by that region or
town, or in which the region or town has majority ownership or majority
voting rights, the secondary part states that this provision creates an
impermissible inequality between the individual members of the
representative bodies. The provisions of § 2 par. 6 of the Act takes
away from released members of representative bodies the right to
compensation for an office they perform, that is, the right to obtain
means for their life needs through work (Art. 26 par. 3 of the Charter),
which is discriminatory in relation to unreleased members of
representative bodies. This also violates the right to hold a public
office under equal conditions (Art. 21 par. 4 of the Charter).
The
secondary party’s objections to parts three and four of the Act on
Conflict of Interest are considerably similar to the objections set
forth above. These parts of the Act supplement the Act on Elections to
Representative Bodies of Municipalities and the Act on Elections to
Representative Bodies of Municipalities by setting additional cases
where the position of a member of a representative body is incompatible
with certain activities. According to the secondary party, this action
by the legislature is inconsistent with the principle of legitimate
expectation and confidence in the law. The supplemented provisions of
both election acts will lead to the termination of the mandates of
members of representative bodies of municipalities and regions, which
will also violate the right of those members to hold the public office
to which they were duly elected in accordance with the law. The
effectiveness of these provisions should be postponed until the
elections to representative bodies in the local government units, when
each candidate could weigh whether he intends to run for office under
such conditions for holding elected office.
III. c
The
Senate of the Parliament of the Czech Republic, in its statement of 16
May2005 concerning the petition of the secondary party, signed by its
Chairman Přemysl Sobotka, recapitulated the chronology of the discussion
of the draft of Act no. 96/2005 Coll. and the results of the vote in
which the Senate rejected the draft amendment to the Act on Conflict of
Interest. In the general context of the existing regulation of conflicts
of interest and is expected expansion into local government, the
majority of the Senate was skeptical about its effectiveness, because
the variety of relationships in conducting municipal government appeared
to most senators as something which simply subordinating to the
regulation of parliamentary context of conflicts of interest can hardly
handle in such a way as to have a successful outcome. The Senate pointed
out that the proposed amendment shifts regulation of conflicts of
interest from political responsibility to a typo of administrative
criminal liability, without deadline with the substance of the existing
long-term problem, which is that representatives, deputies and senators
function in the bodies of legal entities which do business.
The
Senate’s specific criticisms were directed at a number of legislative
legal problems, such as violation of the equality of representatives in
their position (the so-called released and unreleased representatives),
division of representatives in terms of the right to compensation for
performing offices in the body of a legal entity in which they represent
the municipality, or expanding the circle of offices which are
incompatible with the office of a representative. The system of
penalties for the offence was viewed negatively, and there was sharp
criticism of the fact that expending the circle of incompatible
activities went into effect in the middle of the terms of office of
representative bodies, so that a number of representatives were in
practice forced to resign before their mandate expired, which, in a
certain sense, alters election results.
In
the closing of its statement, the Senate agreed with the secondary
party’s petition, and stated that it is up to the constitutional Court
to evaluate the constitutionality of the contested provisions of the Act
on Conflict of Interest and made a decision in the matter.
III. d
The
Chamber of Deputies of the Parliament of the Czech Republic, in its
statement of 17 May2005 on the petition of the secondary party, signed
by its Chairman Lubomír Zaorálek, summarized the objections presented in
three groups.
The first
concerns those provisions of the Act on Conflict of Interest which,
briefly, expand the personal jurisdiction of the Act on Conflict of
Interest, to members of representative bodies of certain local
government units. According to the Chamber of Deputies, there was
criticism of the speed with which the amendment to the Act on Conflict
of Interest was passed without a transitional period caused by the
increasing public pressure on preventing the possibility of corrupt
behavior in public reaction, which, however, does not mean that it has
retroactive effect. Likewise, distinguish various subjects of public
administration does not create discrimination and violation of the
principle of equality. Public administration can not be based on the
absolute equality of all affected subjects. Municipalities differ from
each other, in particular in their different material base, budget, and
scope of jurisdiction and powers, whether within the exercise of state
government or local government. In determining the subjects of public
government, to which it extended the personal jurisdiction of the Act on
Conflict of Interest, the legislature was guided by the consideration
that with the widening scope of jurisdiction of public administration
bodies the opportunity for corrupt behavior can also grow, and vice
versa. The Chamber of Deputies rejected the proposition that the
affected provisions of the Act on Conflict of Interest conflict with the
constitutional principle of the right to protection of privacy, citing
the Act on Protection of Personal Information.
As
regards the second area of objections criticizing the differing
regulation of the position of a released or unreleased member of a
representative body of a local government unit, the Chamber of Deputies
stated that in the case of a released member of a representative body
there may be a higher probability of corrupt behavior that with a
released member. The legislature tried to prevent such conduct by
passing the statutory regulation.
The
third area of objections is aimed at the amendment of the Acts on
Elections to Representative Bodies of Municipalities and Regions, which
provided that certain offices are incompatible with the office of a
member of a representative body. As regards the argument on the basis of
changing conditions during the period of a mandate, the Chamber of
Deputies stated that it is not aware of this being a violation of the
constitutional order of the Czech Republic.
In
its closing position, the Chamber of Deputies repeated its belief that
the legislature acted in accordance with the Constitution, the
constitutional order, and the legal order.
III. e
The
statements submitted regarding the secondary party’s petition by the
Chamber of Deputies and the Senate were communicated to both Houses of
Parliament for any responses. The chairman of the Chamber of Deputies,
by letter of 21 June 2005, added that in his opinion the petition is
incorrectly aimed only at Act no. 96/2005 Coll., and not, correctly,
against individual and already effective provisions of the Act on
Conflict of Interest itself. The Senate did not submit a response.
III. f
As
documentation for its decision, the Constitutional Court also obtained a
number of stenographic records, resolutions, and chamber of deputies
publications, freely available in the Joint Czech-Slovak digital
parliamentary library at www.psp.cz.
IV.
The
Constitutional Court ordered oral proceedings for discussing the
matter. In them, the petitioner and the secondary party referred to
their petitions and the arguments contained in them; they rejected the
opinion of the chairman of the Chamber of Deputies stated in his
response of 21 June 2005 as incorrect and inconsistent with the existing
Constitutional Court case law .
The
Senate, as a party to the proceedings, represented in oral proceedings
by its Chairman, Přemysl Sobotka, also referred to the statements it
submitted regarding both petitions.
The
Chamber of Deputies, by letter of 21 June 2005, signed by its Chairman,
Lubomír Zaorálek, informed the Constitutional Court that it can not
send a representative to the Constitutional Court proceedings due to the
session of the Chamber of Deputies being in progress, and asked to be
excused, which the Constitutional Court accepted.
V.
The
Constitutional Court, under § 68 par. 2 of the Act on the
Constitutional Court, first reviewed whether Act no. 96/2005 Coll.,
which amends Act no. 238/1992 Coll., on Certain Measures Related to the
Protection of the Public Interest and on the Incompatibility of Certain
Offices (the Conflict of Interest Act), as amended by later regulations,
was passed within the bounds of constitutionally provided jurisdiction
and in a constitutionally prescribed manner.
Based
on the statements of both Houses of Parliament, attachments and
documents available electronically (stenographic protocol from a meeting
of the Senate on 28 January 2005, record of the 44th voting of the 3rd
meeting of the Senate on 28 January 2005, Senate resolution no. 55 from
the 3rd meeting on 28 January 2005, stenographic protocols from relevant
meetings of the Chamber of Deputies and records of the 122nd voting of
the 38th meeting of the Chamber of Deputies on 24 November 2004 and the
442nd voting of the 41st meeting of the Chamber of Deputies on 22
February 2005), the Constitutional Court determined that the draft of
the contested Act was submitted to the Chamber of Deputies by a group of
deputies (Chamber of Deputies publication no. 550/0). After the draft
act was submitted to the government of the CR, it went through three
readings in the Chamber of Deputies (the first reading on 31 March 2004
at the 30th meeting of the fourth term of office, the second reading on
12 October 2004 at the 36th meeting and the third reading on 24 November
2004 at the 38th meeting), which agreed with it on 24 November 2004,
when, out of 169 deputies present, 113 voted in favor of the draft, 36
were against, and 20 abstained.
On
6 December 2004 the draft act was passed to the Senate (Senate
publication 465/0), which rejected it on 28 January 2005 at its 3rd
meeting of the 5th term of office, by the votes of 52 senators out of 72
present; 14 were against and 6 abstained.
The
Act was delivered to the President, who used his right under the
Constitutional in Art. 50 par. 1 and returned the act to the Chamber of
Deputies, stating his reservations, on 10 February 2005. At the 41st
meeting on 22 February 2005 out of 120 deputies present (with a quorum
being 101), 112 voted to override the veto, and 2 were against. The act
was promulgated as no. 96/2005 Coll. in part 29, distributed on 28
February 2005. The act went into effect on 1 March 2005, with the
exception of point 16. [§ 8 par. 2 let. b)], which is to go into effect
on 1 January 2006.
VI.
The
contested Act amended provisions of the Act on Conflict of Interest
(no. 238/1992 Coll. as amended by later regulations) and provisions of
the Act on Elections to Representative Bodies of Municipalities (no.
491/2001 Coll. as amended by later regulations) and the Act on Elections
to Representative Bodies of Regions (no. 130/2000 Coll. as amended by
later regulations). Whereas with “ordinary” laws rejection by the Senate
can not be overridden by a new vote in the Chamber of Deputies, this is
not possible with an election act. Therefore, it is evident in the
present matter that the fundamental issue for the Constitutional Court
to decide is the interpretation of the term “election act” in Art. 40 of
the Constitution. While the petitioner, the Senate, and the President,
consider an election act under that article of the Constitution to mean
every act which regulates the rules of elections to all representative
bodies, the Chamber of Deputies believes that such an act must be
understood to mean only an act on parliamentary elections. In terms of
jurisprudence, various opinions have been published, including contrary
ones (cf., e.g., Pavlíček, V., Hřebejk, J.: Ústava a ústavní řád České
republiky, svazek I: Ústava České republiky [The Constitutiona and
Constitutional Order of the Czech Republic, vol. I: The Constitution of
the Czech Republic], Linde Praha, 1994, Hendrych, D., Svoboda, C. and a
collective of authors: Ústava České republiky, Komentář [The
Constitution of the Czech Republic, Commentary], Praha, C. H. Beck,
1997, Kysela, J.: K výkladu pojmu volební zákon v legislativní praxi
Senátu, [On the Interpretation of the Term Election Act in the Senate’s
Legislative Practice], Parlamentní zpravodaj [Parliamentary Gazette],
year 2001, no. 2, Filip J.: Postup při schvalování "volebního zákona"
podle čl. 40 ÚstavyČR [The Procedure of Approving an “Election Act”
under art. 40 of the Constitution of the CR], Časopis pro právní vědu a
praxi [Journal of Legal Knowledge and Practice], year 2005, no. 1).
The
legislative process concerning the contested act indicates that if the
legal opinion of the Chamber of Deputies were accepted, nothing about
the constitutional procedure proceedings the passage of the contested
act could be criticized; on the contrary, accepting the petitioner’s
opinion would necessary lead to the conclusion that the contested act
was not passed in a constitutional manner (because the Senate rejected
the draft), so that, if, despite that, after the president’s veto was
overridden by the Chamber of Deputies, it was promulgated, then the
Constitutional Court must act to annul it. In addressing the issue thus
posed, the Constitutional Court deliberated as follows.
The
separation of powers in legislative activity between the Chamber of
Deputies and the Senate is governed by the Constitution in Art. 39 par.
4, Art. 40, Art. 42 par. 1 and Art. 45 to 48. In them, the framers of
the constitution established a total of three different law-creating
procedures for various types of laws.
1) The framers of the constitution placed the passing of laws on the state budget (Art. 42 par. 1 of the Constitution) under the exclusive jurisdiction of the Chamber of Deputies. The purpose of this constitutional rule is evident. The state budget, passed in a statute (only in a formal, not material, sense) is the fundamental instrument and framework for implementation of government policy. In view of the fact that the government is, in terms of its creation and existed, tied to the majority will of only the Chamber of Deputies, the entry of the Senate into the process of approving the act on the state budget would be a dysfunctional element for the function of not only the government, but also the state, especially, not only in the hypothetical situation of the two Houses of Parliament having a completely different political composition. The purpose of the Senate is not to directly influence either the creation or the activity of the government; its mission lies in other influences (the background report to the draft Constitution states this in the brief sentence, “the Senate has a review and stabilizing function.”).
2) Most laws are subject to the legislative procedure described in Art. 45 to 48 of the Constitution. In this procedure, the Senate may, but need not, enter the legislative process, it is also bound by a deadline by which it must vote on a draft statue, and finally, it’s position, vis-à-vis that of the Chamber of Deputies, is considerably weaker. The Chamber of Deputies need not accept the Senate’s opinion, and may pass a draft act (by a simple majority of all deputies) in the version which was passed to the Senate. The reason for weakening the Senate can be found, as in the previous case, in the need to ensure that political decisions arising from the will of the majority, expressed by a free vote (see Art. 6 of the Constitution) can be passed. In other words, so that the opinion of the House which is not directly related to the government can not block the legislative process, when it is a minority position compared to the will of the Chamber of Deputies.
3) The framers of the Constitution separated other sub-groups from statues which are also discussed by the Senate in Art. 39 par. 4 and Art. 40 of the Constitution. The strictest form of the legislative process, prescribed here, is marked primarily by the requirement of consent from both Houses of Parliament, which have equal standing in terms of influence on the final text of the statute. In this type of legislative (and constitution-forming) procedure, the Senate must discuss a draft statute, but is not bound by a deadline, which the Constitution does not expressly say, but which has now been stabilized in traditional parliamentary practice, i.e. by the existing constitutional custom, which, from a constitutional viewpoint, there are no grounds to object against. The conclusion that the Senate is not bound by a deadline for discussing a draft statute in this procedure is based on a constitutional interpretation under which Art. 39 par. 4 and Art. 40 of the Constitution are a special regulation.
1) The framers of the constitution placed the passing of laws on the state budget (Art. 42 par. 1 of the Constitution) under the exclusive jurisdiction of the Chamber of Deputies. The purpose of this constitutional rule is evident. The state budget, passed in a statute (only in a formal, not material, sense) is the fundamental instrument and framework for implementation of government policy. In view of the fact that the government is, in terms of its creation and existed, tied to the majority will of only the Chamber of Deputies, the entry of the Senate into the process of approving the act on the state budget would be a dysfunctional element for the function of not only the government, but also the state, especially, not only in the hypothetical situation of the two Houses of Parliament having a completely different political composition. The purpose of the Senate is not to directly influence either the creation or the activity of the government; its mission lies in other influences (the background report to the draft Constitution states this in the brief sentence, “the Senate has a review and stabilizing function.”).
2) Most laws are subject to the legislative procedure described in Art. 45 to 48 of the Constitution. In this procedure, the Senate may, but need not, enter the legislative process, it is also bound by a deadline by which it must vote on a draft statue, and finally, it’s position, vis-à-vis that of the Chamber of Deputies, is considerably weaker. The Chamber of Deputies need not accept the Senate’s opinion, and may pass a draft act (by a simple majority of all deputies) in the version which was passed to the Senate. The reason for weakening the Senate can be found, as in the previous case, in the need to ensure that political decisions arising from the will of the majority, expressed by a free vote (see Art. 6 of the Constitution) can be passed. In other words, so that the opinion of the House which is not directly related to the government can not block the legislative process, when it is a minority position compared to the will of the Chamber of Deputies.
3) The framers of the Constitution separated other sub-groups from statues which are also discussed by the Senate in Art. 39 par. 4 and Art. 40 of the Constitution. The strictest form of the legislative process, prescribed here, is marked primarily by the requirement of consent from both Houses of Parliament, which have equal standing in terms of influence on the final text of the statute. In this type of legislative (and constitution-forming) procedure, the Senate must discuss a draft statute, but is not bound by a deadline, which the Constitution does not expressly say, but which has now been stabilized in traditional parliamentary practice, i.e. by the existing constitutional custom, which, from a constitutional viewpoint, there are no grounds to object against. The conclusion that the Senate is not bound by a deadline for discussing a draft statute in this procedure is based on a constitutional interpretation under which Art. 39 par. 4 and Art. 40 of the Constitution are a special regulation.
The
framers of the constitution separated the statutes subject to the more
rigid approval process according to legal force (the consent of the
Chamber of Deputies and of the Senate is necessary for all
constitutional acts) and – with ordinary laws – according to the subject
matter they govern.
Article 40 of the Constitution set a stricter process in a definitive list for these statutes:
- an election act,
- an act on the fundamentals of conduct and contact of the two Houses between themselves and externally,
- an act on the rules of procedure of the Senate.
Article 40 of the Constitution set a stricter process in a definitive list for these statutes:
- an election act,
- an act on the fundamentals of conduct and contact of the two Houses between themselves and externally,
- an act on the rules of procedure of the Senate.
While
the purpose of the legislative procedure described in 1) and 2) is
quite easy to discern, the reasons for the obligatory consent of both
Houses of Parliament with all constitutional acts and enumerated
ordinary laws are considerably more difficult to interpret, because
there are various reasons and it is difficult to compare them with each
other.
As regards
constitutional acts, in this connection it is enough to refer to the
generally accepted opinion that it is desirable for constitutional
procedure to be subject to a stricter regime than ordinary legislative
activity, in view of the need to change the fundamental laws of the
state only infrequently if possible, and only upon achieving greater
consensus than usual.
Revealing
the reasons which led the framers of the constitution to assign the
enumerated ordinary laws to the stricter legislative procedure comes
from the following deliberations.
It
is easiest to answer the question why the act on the Senate rules of
procedure was included in the enumeration of laws in Art. 40 of the
Constitution. We accept without reservation the opinion that this is out
of a certain “legislative politeness,” as it would not be right for the
rules which govern the internal relationships of one of the Houses of
Parliament be forced onto that House against the will of its majority by
the other House. De constitutione lata it is then superfluous to
analyze the fact that this legislative politeness remained only partial,
because there are also laws other than the rules of procedure which can
also considerably affect the internal relationships of the Senate and
the relationships of senators.
The
reason why the act on principles of dealings and contacts between the
two Houses and externally is also subject to the stricter regime of Art.
40 of the Constitution is similar as with the Act on the Rules of
Procedure of the Senate, but it is not the only reason. From a
constitutional viewpoint, the contents of this “contact” law (not yet
enacted) can be formulated not only relatively concisely, and so as to
limit it to the regulation of intra-parliamentary contacts, but also in a
wider manner; it could regulate not only the internal activities of
Parliament, but also the handling of fundamental issues related to
obligations arising from the Czech Republic’s membership in an
international organization or institution provided in Art. 10a par. 1 of
the Constitution; the Constitution presumes the possibility that the
“contacts” act will entrust the exercise of the jurisdiction of the
chambers to state positions on pending decisions of that international
organization to a bi-cameral body (see Art. 10b of the Constitution).
Thus, while the exclusive reason for including the Act on the Rules of
Procedure of the Senate into Article 40 of the Constitution is the need
felt by the framers of the constitution not to regulate the rules of
procedure of the Senate by a decision forced upon it by the Chamber of
Deputies, with the act on principles of dealings and contact between the
two Houses and externally this reason – as with constitutional acts –
may also be joined by the need to subject it to a stricter approval
process due to its importance for the Czech Republic’s obligations
vis-à-vis an international organization (institution) to which certain
powers of bodies of the Czech Republic were transferred.
The
Election Act cited first in Art. 40 of the Constitution has not been
exhaustively named here for the same reason why the Act on the Rules of
Procedure of the Senate appears in the last place here, unless it was
concluded that Art. 40 of the Constitution lists exclusively those laws
which concern the activities (and creation) of the Senate. Of course,
then it would be necessary to consider an election act under that art.
of the Constitution to be only the Act on Elections to the Senate, and
not the act governing elections to the Chamber of Deputies. However,
such a conclusion would conflict both with what has been said in
relation to the contacts act, and with the stable constitutional custom,
under which both Houses of Parliament consider the Act on Elections to
the Parliament to indisputably be an election act under Art. 40 of the
Constitution. Moreover, the Constitution uses the term “the Act on
Elections to the Senate,” (Art. 107 par. 1), so if the framers of the
constitution meant “election act” under Art. 40 of the Constitution to
be precisely and only an act governing senate elections, it would have
no reasonable grounds to choose different terms for the same thing in
different articles of the Constitution.
The
term “election act” under Art. 40 of the Constitution can be
interpreted in completely different ways – from a strictly narrow
interpretation to a widely expansive one. However, for the reasons
explained above, the most narrow interpretation must be rejected. In
seeking an answer to the question of what is the purpose of classifying
an “election act” under the stricter discussion regime and which
election acts are subject to the discussion procedure provided by Art.
40 of the Constitution, the Constitutional Court concluded that an
answer can not be reached through linguistic or systematic
interpretation.
A purely
linguistic (fundamental in terms of interpretational principles, but
nevertheless the roughest) interpretation of Art. 40 of the Constitution
permits interpreting that provision in a way which leads to absurd
conclusions (e.g. that in this provision the framers of the constitution
prescribed an obligation to create a single election codex – of course,
again without answering the question which elections such a codex is
supposed to regulate) or to conclusions which include in the term
“election act” any law (or part thereof) which regulates election
procedure, regardless of whether that procedure creates assemblies which
are part of the legislative branch and local government or where by the
Czech republic’s representatives in the European Parliament are
election (or the president would be elected – as the Senate points in
its statement de constitutione et de lege ferenda), but also bodies of
legislative and local government assemblies, so that then such acts
would quite inconsistently also include the Act on the Rules of
Procedure of the Chamber of Deputies, the Act on Regions and the Act on
Municipalities; mere linguistic interpretation might even lead to the
conclusion that this also includes laws governing elections to other
bodies of public power and to bodies of professional self-governing
associations or bodies of private legal entities. Also in favor of
giving less weight to linguistic interpretation is the fact that none of
the laws governing elections to the Houses of the National Assembly in
the First Republic, or the Federal Assembly or Czech National Council
after 1990, used the legislative abbreviation “election act,” so in
terms of linguistic usage one can not claim that the legal context
automatically connected that expression with elections to the Houses of
Parliament. Moreover, the use of the singular rather than the plural
everywhere where it is possible is a completely usual legislative
technique, and in legal theory there is no dispute about the fact that a
concept described in the singular – here an election act – does not
rule out the possibility of several laws forming the framework thus
described.
A systematic
interpretation in this matter also does not provide a reasonable
solution. As is evident from the petition, the petitioner argues on the
basis of such interpretation – among other things – in favor of its
conclusions, whereas the Chamber of Deputies, in its statement, also
presents a systematic interpretation – different from the petitioner’s –
to support its legal opinion, which, is completely opposition to the
opinion of the petitioner (and of the Senate and the president).
However, if two contrary systematic interpretation of a legal norm are
possible, it follows that a mere systematic interpretation can not be
sufficient for a constitutional interpretation.
In
the Constitutional Court’s opinion, to evaluate this part of Art. 40 of
the Constitution it is necessary to start with a wider view, one
reflecting the value allocated by the framers of the constitution to the
Senate within the entire system governing the exercise of the state
power, as well as the relevance of laws governing elections for the
purpose of ensuring the foundations of the Czech Republic, which
proclaims itself in the constitution to be a democratic law-based state.
As
was already stated above, the background report to the draft of the
Constitution describes the Senate as a parliamentary chamber with an
inspecting and stabilizing function. During the creation of the
Constitution these Senate functions were considerably strengthened in
contrast to the government draft of the Constitution; in relation to the
president, the power to file a complaint for treason was shifted from
the Chamber of Deputies to the Senate, and in relation to the
Constitutional Court, from the original outline, anticipating the naming
of six Constitutional Court judges by the President (without the
countersignature of that decision by the Prime Minister) and six
Constitutional Court judges by the Senate, the power to appoint was
shifted exclusively to the president, but conditioned on the consent of
the Senate with the appointment of all Constitutional Court judges.
Thus, in the Constitution itself the position of the Senate is
postulated on a not insignificant level; the Senate is not only a
ceremonial House of Parliament. In fact, the position of the Senate, in
the system of the highest bodies of state power, precisely in terms of
the role of a restraint, preventing excesses which could endanger the
very foundations of a democratic law-based state, is irreplaceable,
naturally except for the possibility that the framers of the
constitution could (newly) decided to inclined toward the previously
considered but not accepted concept of unicameralism, where, however,
the restraints, balances, and checks on individual state powers would
have to be set completely differently than in the existing Constitution.
The
Constitutional Court has in the past stated the opinion that “in a
situation where there is a dispute between entities applying the
Constitution concerning the interpretation of a particular provision,
that dispute must be resolved to the benefit of the possibility of
applying the constitutional powers which that provision concerns, that
is, in terms of the meaning and purpose of the affected constitutional
institution” (see judgment Pl. ÚS 33/97 published as no. 30/1998 Coll.).
In the present matter too there is no reason to diverge from that
conclusion. Thus, the Constitutional Court had to reject the attempt by
the Chamber of Deputies unilaterally to reduce the role of the Senate,
which is obligated, together with other constitutional institutions, to
guard the foundations of statehood (not limited merely to the senate
powers in the constitution-framing and legislative areas).
The
Constitutional Court relies not only on the described subjective
interpretation of the intent of the framers of the constitution in
relation to the position of the Senate, in its not merely norm creating
activity, but also on the deliberations presented below.
For
a constitutional interpretation of the words “election act” contained
in Art. 40 of the Constitution, one can not overlook the context
enshrined in the fundamental provisions of the Constitution, in chapter
seven of the Constitution and in Art. 21 of the Charter.
The
government of territorial local government units is constitutionally
guaranteed by one of the fundamental provisions of the Constitution
(Art. 8). The right of citizens to self-government, in other words to
the independent management of municipalities and regions through
representative bodies whose members are elected by a secret ballot on
the basis of a general, equal, and direct right to vote, is
constitutionally secured and defined in Chapter Seven of the
Constitution, which, at a constitutional level, describes in more detail
the right of citizens to participate, through electing representatives,
in the administration of public matters (Art. 21 par. 1 of the Charter)
or to participate in this administration as members of representative
bodies, because they have a right to seek elected office in them under
equal conditions (Art. 21 par. 4 of the Charter).
Free
elections are a condition sine qua non of a democratic state. In the
administration of public matters, this condition can not be limited only
to creation of the legislative power, that is to the election of
deputies and senators, but it must also be applied to the election of
members of representative bodies which govern public matters at the
level of local government. If the Senate is to fulfill its stabilizing
role, there are no reasonable grounds why it should fulfill this role in
the creation of election rules only in relation to parliamentary
elections, and not in the creation of laws governing elections to those
bodies which independently govern municipalities and regions. It is not
only how the Houses of Parliament are elected that is important for a
stable democracy, but also how citizens elect their representatives at
the level of local government; one can not conclude, on a constitutional
level, that – despite the different scope of authority of Parliament
and local governments – that parliamentary elections are more important
for maintaining and developing democracy than elections to local
government representative bodies of municipalities and regions.
Democracy, if it is to be a true government of a sovereign people, by
the people and for the people, can not be, even indirectly, distributed
from the Parliament down, but, on the contrary, must grow as the product
of a civil society from the bottom up to the highest bodies of state
power, naturally including the legislative and constitution-framing
power. If it is desirable for the election rules for parliamentary
elections not to be subject to constant changes and for them to be
stabilized, as much as possible, including through a more difficult
procedure for passing them, it is equally desirable for the rules for
elections to representative bodies of regions and municipalities to be
subject to such stabilization with the help of a stricter legislative
regime. This requirement is the more distinct, if one considers that,
unlike elections to the Senate and the Chamber of Deputies, for which
the election system is constitutionally prescribed, elections of members
of representative bodies are subject by law only to the constitutional
regulation contained in Article 102 par. 1 of the Constitution; the
election system for these elections is not constitutionally regulated.
It
would be quite inappropriate for the development of democracy, in which
the Constitutional Court considers local government to be an
irreplaceable component (see judgment file no. Pl. ÚS 1/96 published in
the Collection of Decisions of the Constitutional Court, vol. 6 no.
120), to permit changing the election procedure on the basis of which
the representative bodies of local government units are created,
including, for example, the fundamental system components, always based
on a majority, thus guaranteeing a majority in the Chamber of Deputies,
true, a majority of the governing party (parties), but one which may
also be only a minimal majority, and moreover need not be a majority
which exists in both Houses of Parliament. If the opinion of the Chamber
of Deputies were accepted, under which even in the case of discussing
laws regulating elections to representative bodies of regions and
municipalities the position of the Senate would be fully subordinate to a
majority perhaps of only 101 deputies (under Art. 47 par. 1 second
sentence of the Constitution), nothing would prevent the Chamber of
Deputies, against the will of the stabilizing House of the Parliament,
to set quite different election rules for all local and regional
elections, per the current belief of even a slight governing majority,
according to which new election rules would suit that majority. However,
there is no reason why the representative bodies of municipalities and
regions should be elected according to rules which suit the governing
majority.
If the two Houses
of Parliament are equal partners in constitution-creating activity, one
can conclude from the foregoing reasons, by interpretation e ratione
legis, that it is useful, appropriate and necessary to set stricter
election procedures under which people choose their representatives in
territorial entities, than for laws which are not a basis for creating
bodies representing the will of the citizens of a municipality or
region. The manner of electing members of representative bodies of
regions and municipalities stands among the foundations of a democratic
state.
The foregoing also
indicates (as was already said), that not all laws governing the subject
matter of elections can be considered election acts under Art. 40 of
the Constitution. In particular, these do not include the rules – even
if set by statute – which create various other bodies of public power or
bodies of professional self-governing associations, even if the
legislature (not the framers of the constitution, who enshrined the
right of local government units to govern themselves directly in the
Constitution), transferred to them the exercise of state administration,
and even less so laws regulating the election of bodies of the Houses
of Parliament and representative bodies or other bodies of private legal
entities. This also follows from the fact that elections to the
representative bodies of local government units of the Chamber of
Deputies and of the Senate are generally regulated by the Constitution
itself, as a primary and essential prerequisite for the exercise of
state power by the people (see Art. 2 par. 1 of the Constitution).
On
the basis of all the foregoing reasons, the Constitutional Court
concluded that the act governing elections to the representative bodies
of municipalities or regions must be considered an election act under
Art. 40 of the Constitution, so that, in order for that act to be
passed, it had to be approved by the Chamber of Deputies and by the
Senate, and in discussing the act the Senate was not bound by a deadline
of 30 days under Art. 46 par. 1 of the Constitution. From that
conclusion it then followed that the steps taken by the Chamber of
Deputies before promulgation of the contested act were inconsistent with
the constitutionally prescribed procedure, without the defect-free
fulfillment of which a law can not be passed. Therefore, the
Constitutional Court granted the petitioner’s petition, and annulled the
contested act under § 70 par. 1 of the Act on the Constitutional Court.
As
obiter dictum, the Constitutional Court agrees with the arguments of
the petitioner and the Senate, under which the Act on Elections to the
European Parliament is also an election act under Art. 40 of the
Constitution, primarily because on the basis of that act the people
elect representatives to a body which participates in the creation of
European law and thereby also the legal order of the Czech Republic.
It
also follows from the foregoing that the Senate is not entitled, under
Art. 33 par. 2 of the Constitution, to pass statutory measures in the
matter of election acts governing elections to both Houses of
Parliament, to representative bodies of municipalities and regions, and
to the European Parliament.
All
the provisions of Act no. 96/2005 Coll. were annulled, not only parts
three and four, which, in a complicated way, through the Act on Conflict
of Interest, amended certain provisions of the Act on Elections to
Representative Bodies of Municipalities and the Act on Elections to
Representative Bodies of Regions. It is not possible for different
constitutional procedural requirements for duly passing a law apply to
different parts of the same law. In other words, a law must be subject
to a uniform regime for discussion, which can not be simultaneously both
defect-free, and unconstitutional; if the draft of a law contains parts
which require different procedures for approval, the strictest of those
procedures must be required for constitutional enactment of that law.
Upon
annulment of Act no. 96/2005 Coll. due to the defective procedure by
the Chamber of Deputies in passing it, grounds ceased to exist for
review of the constitutionality of those provisions of the Act on
Conflict of Interest, which the secondary party sought to have annulled
due to substantive unconstitutionality in the proposed judgment written
in eventum, to be used in the event that the original petition was not
granted.
Although the
reasons already stated were quite sufficient for the Constitutional
Court’s decision to grant the petition, the Constitutional Court
considers it useful to respond to the petitioner’s deductions, basing
its request to annul the Act on the constitutional custom which it
claims to exist. In this regard the petitioner pointed to the
legislative process which preceded the passing of the Act on Elections
to the European Parliament. Here the Constitutional Court states that
the petitioner’s arguments are imprecise; we can point to the statements
from the Chamber of Deputies and the Senate, as well as to the
discussion which preceded voting in the Chamber of Deputies on the draft
of the act returned by the Senate, which indicate that the problem now
being addressed did not arise at the time, because the discussed draft
Act on Elections to the European Parliament also included direct
amendment of the Act on Elections to of the Parliament of the Czech
Republic, so after the theoretical presentations by the speakers, the
dispute was closed by the fact that, in view of that direct amendment,
the Senate chose the non-defective procedure. In the Constitutional
Court’s opinion, it would be more appropriate in this regard to point to
the discussion of Chamber of Deputies publication 1160 of the third
term of office (1998 to 2002) of the Chamber of Deputies. This
publication contained a government draft of the Act to Amend and Annul
Certain Acts in Connection with the Termination of Activity of District
Offices, and in the course of discussing it, the Chamber of Deputies, at
the proposal of its constitutional law committee, deleted from the
government draft parts fifty three, sixty one and sixty seven, i.e. the
direct amendments of the Act on Elections to of the Parliament of the
Czech Republic, the Act Elections to Representative Bodies of Regions
and the Act on Elections to Representative Bodies of Municipalities,
which was explained in the 47th meeting of the Chamber of Deputies on
the grounds that election acts are subject to a different constitutional
regime for discussion. The contents of these parts were included in
Chamber of Deputies publication no. 1022 (the Senate draft of the Act
which amends Act no. 247/95 Coll., on Elections to of the Parliament of
the Czech Republic), which was discussed separately by both Houses of
Parliament, and subsequently, including the added amendments to the Act
on Elections to Representative Bodies of Regions and the Act on
Elections to Representative Bodies of Municipalities, was signed by the
President and published as no. 230/2002 Coll. Thus, although the
petitioner’s arguments in that regard are not correct, neither is the
claim of the Chamber of Deputies, which said in its statement that this
case “can not … involve a completely new interpretation by the Chamber
of Deputies ….”
As regards
the petitioner’s proposal for priority discussion of the matter, the
Constitutional Court did not consider it necessary to say in a separate
resolution, issued under § 39 of the Act on the Constitutional Court,
that the matter which the petition concerns is urgent. However, even
without such a formal resolution, the Constitutional Court gave the
matter priority, and ordered oral proceedings (which the Chamber of
Deputies declined to waive in its statement on the petition) for 11
May2005, that is, at a time when the deadline by which the Chamber of
Deputies and the Senate had a right to respond to the secondary party’s
petition had not yet expired. The Constitutional Court found grounds to
handle the petition as quickly as possible primarily in the need to not
prolong the state of uncertainty as to whether, as a result of differing
interpretations of one of the constitutional concepts Art. 40 of the
Constitution did or did not result in defective legislative procedure,
on the basis of which a generally binding normative act was passed. It
also applied the petitioner’s arguments point out the direct effects of
the act on a number of persons.
Under
§ 58 par. 1 of the Act on the Constitutional Court, judgments in which
the Constitutional Court decided on a petition to annul an act or other
legal regulation or individual provisions thereof under Art. 87 par. 1
let. a) and b) of the Constitution are executable as of the day they are
promulgated in the Collection of Laws, unless the Constitutional Court
decides otherwise. In this case, the Constitutional Court decided that
the judgment goes into effect the day it is announced, because it took
into account the reasons which led to its being given priority. In
conclusion, we can also add that it would be inconsistent with the
principles of a democratic law based state if in the period from the
announcement to the publication of a judgment, § 55 of the Act on
Elections to Representative Bodies of Municipalities, or § 48 of the Act
on Elections to Representative Bodies of Regions, on the termination of
the mandate of a member of a representative body of a municipality or
region could be applied (including by the executive state power – the
director of a regional office or the minister of the interior).Notice: Decisions of the Constitutional Court cannot be appealed.
Brno, 22 June 2005