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HEADNOTES
The
Constitutional Court stated its legal opinion on constitutional aspects
of the issue of ruling out general regulations on administrative
proceedings in judgment file no. Pl. ÚS 14/96. It stated that meeting
the constitutional postulate under which state power can be exercised
only in cases, within the bounds, and in the manner provided by law
(Art. 2 par. 3 of the Constitution, Art. 2 par. 2 of the Charter), is a
guarantee against abuse of state power, and it results in a requirement
for a statutory basis for its application (in the present matter,
whether in the form of the Administrative Procedure Code or another
independent norm). According to the Constitutional Court, ruling out the
application of general regulations on administrative proceedings when
no others exist also creates inconsistency with Art. 36 par. 1 of the
Charter, which governs everyone’s right to due process in the exercise
of his rights.
The view that, given the absence of explicit regulation of
administrative proceedings, an administrative body is required to
observe the fundamental principles of administrative proceedings, and
these are recognizable not only from doctrine, but also a posteriori
from the case law of decisions in administrative court proceedings.
However, that concept conflicts with the constitutional maxim that state
power can be exercised only in the manner provided by law (Art. 2 par. 3
of the Constitution, Art. 2 par. 2 of the Charter). The maxim of a
statutory basis for the exercise of state power, or written procedural
law, does not rule out fine-tuning it through case law, or decisions by
administrative bodies; however, it makes constitutionally unacceptable
the absence of explicit statutory procedural regulation in its entirety.
If doctrine permits the use of analogy in administrative proceedings at
all, then it does so only limited by certain conditions – only in a
limited scope, for the purpose of bridging gaps in procedural
regulations, and only to the benefit of the rights of parties to the
administrative proceedings. However, one can not conclude from these
opinions that it could be considered acceptable to use analogy to create
procedural regulation for administrative proceedings in their entirety.
CZECH REPUBLIC
CONSTITUTIONAL COURT
JUDGMENT
IN THE NAME OF THE CZECH REPUBLIC
The Plenum of the Constitutional Court, composed of JUDr. Stanislav Balík, JUDr. František Duchoň, JUDr. Vojen Güttler, JUDr. Pavel Holländer, JUDr. Ivana Janů, JUDr. Dagmar Lastovecká, JUDr. Jiří Mucha, JUDr. Jiří Nykodým, JUDr. Pavel Rychetský, JUDr. Miloslav Výborný, JUDr. Eliška Wagnerová and JUDr. Michaela Židlická, decided on 26 April 2005 on a petition from the Supreme Administrative Court seeking the annulment of the phrase “3,” in § 44 of Act no. 20/1987 Coll., on State Historical Preservation, as follows:
The
phrase “3,” in § 44 of Act no. 20/1987 Coll., on State Historical
Preservation, is annulled as of the day this judgment is promulgated in
the Collection of Laws.
REASONING
I.
Definition of the Matter and Recapitulation of the Petition
On
15 April 2004 the Constitutional Court received a petition from the
Supreme Administrative Court seeking the annulment of the phrase “3,” in
§ 44 of Act no. 20/1987 Coll., on State Historical Preservation.
The
petitioner did so under § 64 par. 3 of Act no. 182/1993 Coll., as
amended by later regulations, after, in connection with its decision
making activity in accordance with Art. 95 par. 2 of the Constitution,
it concluded that § 44 of Act no. 20/1987 Coll., on State Historical
Preservation, is inconsistent with Art. 2 par. 3 of the Constitution,
and Art. 2 par. 2 and Art. 36 par. 1 of the Charter of Fundamental
Rights and Freedoms (the “Charter”).
In
the matter file no. 6 A 102/2001, the Supreme Administrative Court is
deciding on a complaint from O.M., seeking the annulment of the decision
of the Ministry of Culture of 17 September 2001 file no. 5381/1998
designating a set of drawings and graphics owned by the plaintiff as a
cultural monument. The reasoning of that decision states that
proceedings to designate the set of items of personal property as a
cultural monument were opened at the proposal of the National Gallery in
Prague, which identified the set of drawings and graphics from the “M”
collection to be valuable works which can not be threatened with export.
The city hall of Prague and the State Institute for the Preservation of
Historic Monuments agreed with the designation as a cultural monument,
and the petitioner did not respond to the petition by the deadline
provided. On the basis of documents presented, the Ministry of Culture
concluded that selected works form the set meet the criteria of a
cultural monument, and are representative components of a historical
collection and an important document of the development of Czech and
European drawing and graphics in the period from the 16th to the 19th
centuries, as a result of which they were designated as a cultural
monument.
In the complaint
for the administrative decision, O. M. claimed that § 44 of the Act on
State Historical Preservation, under which general regulations on
administrative proceedings do not apply proceedings to designate a thing
as a cultural monument, was unconstitutional. He finds it
unconstitutional in the lack of an opportunity for a party to the
administrative proceedings to file an appeal, as well as in the lack of
review by an independent and impartial body with full jurisdiction, as
at the time when the complaint was filed (before the Administrative
Procedure Code went into effect) courts could review only the legality
of administrative decisions. In addition, the plaintiff claimed that the
Act on State Historical Preservation was inconsistent with Art. 11 of
the Charter, i.e. inconsistent with the constitutionally guaranteed
protection of property. He proposed that a general court review the
submission of the matter to the Constitutional Court, because he
believed that in his case the decision was made on the basis of a law
which is inconsistent with the constitutional order.
In
its response to the complaint, the Ministry of Culture pointed to
Constitutional Court judgment file no. I. ÚS 35/94, from which it
concludes confirmation that the Act on State Historical Preservation is
constitutional. It also pointed to a decision by the High Court in
Prague, file no. 7 A 13/99, under which the Act on State Historical
Preservation can not be deemed to be inconsistent with the
constitutional order only on the grounds that the Act does not permit
two-level proceedings. It also points to the opportunity to have a
matter reviewed by an independent body under Art. 6 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (the
“Convention”).
The matter of
O.M., conducted at the High Court in Prague under § 246 par. 2 of the
Civil Procedure Code, as in effect before 1 January 2003, was
transferred to the Supreme Administrative Court under § 132 of the
Administrative Procedure Code. While reviewing it, the Supreme
Administrative Court took the opinion that § 44 of Act no. 20/1987
Coll., on State Historical Preservation, which must be applied in the
matter, is inconsistent with the constitutional order insofar as it
provides that general regulations on administrative proceedings do not
apply to proceedings to designate a thing as a cultural monument.
The
Supreme Administrative Court believes that the mere ruling out of
generally regulations on administrative proceedings [meaning Act no.
71/1967 Coll., on Administrative Proceedings (the Administrative
Procedure Code)] can not, without anything further, be considered
unconstitutional, if this ruling out is compensated by the creation of a
set of special rules, more suitable for the given type of proceedings
(as, for example, in the case of Act no. 337/1992 Coll., on
Administration of Taxes and Fees, as amended by later regulations). It
sees the justification for the existence of special regulations for
administrative proceedings in the complexity and diversity of public
administration. However, in the petitioner’s opinion, if the law rules
out the general rules for administrative proceedings without replacing
them with others, that establishes the unconstitutionality of such a
framework. In its opinion, the result of the absence of another
procedural regulation which would apply to the matter is the fact that
an administrative body is not bound to protect the rights and interests
of the citizens, is not even obligated to consider the matter
conscientiously and responsibly, is not obligated to dispose of the
matter in time and without unnecessary delays, and does not have to take
care that the decision be based on the reliably determined facts of the
matter; on the contrary, the person whose rights are concerned in the
matter does not have the opportunity to defend such rights himself or to
respond to the bases for the decision. Likewise, according to the
Supreme Administrative Court, in such a case a number of other
obligations and rules do not apply: for example, in such proceedings
there is no party to the proceedings, the matter can be decided by an
employee of the administrative body who has a personal or material
interest in the outcome of the proceedings, no one need be permitted to
review the file, no one need be notified of the decision or have the
decision delivered to him, in fact the decision does not even need to be
prepared in writing, the decision is not bound by any preliminary
question, deadlines for issuing a decision do not exist, the decision
can not be appealed, an unlawful decision can not be annulled by
re-opening proceedings or by the procedure under § 65 of the
Administrative Procedure Code, and the decision does not even formally
go into legal effect.
In
this situation the petitioner considers the setting of rules for the
decision making procedure to be fully in the jurisdiction of the
appropriate administrative body. In this regard it points to an expert
opinion according to which in such cases there is no choice but to
analogously apply certain institutions from the administrative code and
perhaps also generally principles of administrative law (D. Hendrych a
kol., Správní právo. Obecná část., [D. Hendrych and collective of
authors, Administrative Law. General Part.], 4th edition, Prague 2001,
p. 247). However, it considers insufficient the arguments of an
administrative body which would claim that its procedure was
constitutional because it was based on analogous application of the
administrative code and the principles of administrative law. Some of
these principles can be found in the introductory provisions of the
Administrative Procedure Code, others can arise from provisions of other
laws, and yet others may be a generalization of administrative or
judicial decision making. However, there is no binding list of them, and
it is thus left to the discretion of the administrative body which of
the aggregate of generally recognized principles it will observe in its
decision making.
In this
regard the Supreme Administrative Court points to Constitutional Court
judgment file no. Pl. ÚS 14/96, which, it believes, applies fully to the
present matter and which states, among other things, that ruling out
the use of general regulations on administrative proceedings when no
others exist violates the guarantee of a statutory basis for the
exercise of state power under Art. 2 par. 3 of the Constitution and Art.
2 par. 2 of the Charter and also creates inconsistency with Art. 36
par. 1 of the Charter, which provides the right of every person to a
specified procedure when exercising his rights.
Based
on the foregoing, the Supreme Administrative Court believes that
completely excluding the Administrative Procedure Code from decision
making on the rights and obligations of natural persons and legal
entities in a situation where there is no other applicable framework
which the administrative body would be required to observe is
inconsistent with the constitutional order, specifically with Art. 2
par. 3 of the Constitution and the corresponding provision of Art. 2
par. 2 of the Charter, as well as with Art. 36 par. 1 of the Charter,
for which reason it proposed that the phrase “3,” in § 44 of Act no.
20/1987 Coll., on State Historical Preservation, be annulled.
II.
Recapitulation of Substantive Parts of the Statement from the Party to the Proceedings
The Constitutional Court, under § 42 par. 4 a § 69 of Act no. 182/1993 Coll., on the Constitutional Court, as amended by later regulations, sent the petition in question to the Chamber of Deputies. In his statement of 24 February 2005, the Chairman of the Chamber of Deputies of the Parliament of the Czech Republic, PhDr. Lubomír Zaorálek, points in the introduction to the procedure followed by the Ministry of Culture in the matter of the plaintiff O. M., during which he was informed in writing about the filing of a petition to designate a set of personal property as a cultural monument, and he was given an opportunity to respond to the petition under § 3 par. 2 of the Act on State Historical Preservation, from which the party to the proceedings before the Constitutional Court concludes that the fundamental principles of administrative proceedings were observed. The statement further provides that although the Act on State Historical Preservation does not permit an appeal against designation of things as cultural monuments, this does not yet mean that it is inconsistent with the Constitution or with international treaties by which the Czech Republic is bound. According to the party to the proceedings, the Act on State Historical Preservation does not rule out the possibility that a matter will be reviewed by handled by an independent body.
The
Chairman of the Chamber of Deputies also refers to the arguments of the
Supreme Administrative Court, pointing to the legal opinion contained
in the decision of the High Court in Prague of 30 August 2001, file no. 7
A 13/99-28, concerning § 44 of the Act on State Historical Preservation
and ruling out application of the Administrative Procedure Code for
proceedings to designate things as cultural monuments, where by the
Supreme Administrative Court itself confirms that it agrees with the
view that in such proceedings an administrative body must observe the
fundamental principles of administrative proceedings.
The
Chairman of the Chamber of Deputies also confirmed that Act no. 20/1987
Coll. was passed by the necessary majority of deputies of the Czech
National Council on 30 March 1987, was signed by the appropriate
constitutionally required persons, and promulgated in the Collection of
Laws.
In the closing of the
statement, he then states that it is up to the Constitutional Court, in
connection with the petition to annul the phrase “3,” in § 44 of Act no.
20/1987 Coll., on State Historical Preservation, to evaluate the
constitutionality of that statutory provision and issue the appropriate
decision.
The Constitutional
Court, under § 42 par. 4 a § 69 of Act no. 182/1993 Coll., as amended
by later regulations, also sent the petition to the Senate of the
Parliament of the Czech Republic. In the introduction to his statement
of 22 February 2005, the Senate Chairman, MUDr. Přemysl Sobotka, states
that Act no. 20/1987 Coll., on State Historical Preservation, was passed
by the Czech National Council on 30 March 1987, before the Senate was
established, and none of the amendments to it concerned the contested §
44, so the Senate can not provide a statement which would be based on
its discussion of the relevant provision of the Act in the Senate.
As
regards the claimed unconstitutionality of § 44 of Act no. 20/1987
Coll., as regards the petitioners arguments, the party to the
proceedings points to certain aspects related to the issue:
A
matter concerning designating a thing as a cultural monument (under § 3
of the Act on State Historical Preservation) is not a clear case of
ruling out general principles on administrative proceedings without any
statutory procedural framework at all. Certain procedural rules on
designating things as cultural monuments are provided precisely by § 3
of Act no. 20/1987 Coll., as well as by § 1 of Decree no. 66/1988 Coll.,
as amended by Decree no. 538/2002 Coll. Therefore, in the opinion of
the Chairman of the Senate, from that point of view, rather than
arguments about the non-existence of another legal framework it would be
appropriate to deal with the contents of § 3 of the Act as to whether
and on what grounds this statutory framework can be considered so
inadequate that in relation to it the part of § 44 expressed by the
number “3,” of the Act on State Historical Preservation can be
considered unconstitutional (also in view of previous court decisions in
analogous matters, e.g. decisions by the High Court in Prague of 30
August 2001, file no. 7 A 13/99 and the Supreme Administrative Court of
28 April 2004, file no. 6 A 106/2002). However, according to the party
to the proceedings, the present petition does not do so, and the entire
argument is basically built on the fact that in this matter there is no
other applicable legal framework which the administrative body would be
required to observe.
In the
conclusion of his statement, the Chairman of the Senate states that is
it up to the Constitutional Court to evaluate the constitutionality of
the contested provision of § 44 of Act no. 20/1987 Coll., on State
Historical Preservation, and make a decision in the matter.
III.
Wavier of Hearing
Under
§ 44 par. 2 of Act no. 182/1993 Coll., as amended by later regulations,
the Constitutional Court, with the consent of the parties, may waive a
hearing, if it can not be expected to clarify the matter further. In
view of the fact that all the parties, that is, the petitioner, in the
filing of 6 April 2005, and other parties in the statement from the
Chairman of the Chamber of Deputies of the Parliament of the Czech
Republic, dated 12 April 2005, and the statement from the Chairman of
the Senate of the Parliament of the Czech Republic, dated 8 April 2005,
agreed to waive a hearing, and also in view of the fact that the
Constitutional Court believes that a hearing can not be expected to
clarify the matter further, a hearing in this matter was waived.
IV.
Text of the Contested Legal Regulation
Under § 44 of Act no. 20/1987 Coll. “general regulations on administrative proceedings do not apply to proceedings under § 3, 6, 8 and § 21 par. 2 and 4,” and § 3 of the Act, as amended by later regulations, regulates designation of things as cultural monuments.
V.
Conditions for the Active Standing of the Petitioner
The petition to annul the phrase “3,” in § 44 of Act no. 20/1987 Coll., on State Historical Preservation was filed by the Supreme Administrative Court under § 64 par. 3 of Act no. 182/1993 Coll., as amended by later regulations.
As has already
been narrated, in the matter file no. 6 A 102/2001 the Supreme
Administrative Court is deciding on a petition from O. M., seeking the
annulment of a decision by the Ministry of Culture of 17 September 2001,
file no. 5381/1998, designating a set of drawings and graphics owned by
the petitioner as a cultural monument. The Supreme Administrative
Court, after concluding, in connection with its decision making activity
according to Art. 95 par. 2 of the Constitution, that the phrase “3,”
in § 44 of Act no. 20/1987 Coll., on State Historical Preservation,
which is to be applied in resolving the matter file no. 6 A 102/2001, is
inconsistent with Art. 2 par. 3 of the Constitution, Art. 2 par. 2, and
with Art. 36 par. 1 of the Charter, the Supreme Administrative Court,
by resolution of 5 April 2004, file no. 6 A 102/2001-37, suspended
proceedings in the matter under § 48 par. 1 let. a) of the
Administrative Procedure Code, and submitted the petition for review of a
norm to the Constitutional Court.
A
procedural requirement for the active standing of a general court,
under § 64 par. 3 of Act no. 182/1993 Coll., on the Constitutional
Court, as amended by later regulations, is that there be a relationship
between the proposed annulment of a statutes, or its individual
provisions, and the subject matter of the source proceedings which
establishes decision-making grounds for evaluation of the matter by the
general court. Under § 75, § 76, § 78 of the Administrative Procedure
Court, the review of a contested decision in proceedings on a complaint
against a decision by an administrative body includes review of the
claimed defects in the administrative proceedings, and § 44 of the Act
on State Historical Preservation is a fundamental starting point for
such evaluation in the proceedings in question. Therefore, we can state
that the petitioner has met the requirements for active standing in
proceedings on review of a norm.
VI.
Constitutionality of Jurisdiction and the Legislative Process
Under
§ 68 par. 2 of Act no. 182/1993 Coll., as amended by later regulations,
the Constitutional Court, when making decisions in proceedings to annul
statutes and other legal regulations, evaluates the content of these
regulations in terms of their consistency with the constitutional order,
or statutes, in the case of a different legal regulation, and
determines whether they were passed and issued within the bounds of
constitutionally provided jurisdiction and in a constitutionally
prescribed manner.
If the
Constitutional Court, when reviewing a norm, assesses the jurisdiction
of a norm-creating body and the constitutionality of the norm-creating
process, its starting point is § 66 par. 2 of the Act on the
Constitutional Court, under which a petition in proceedings to annul
statutes and other legal regulations is impermissible if the
constitutional act or international treaty with which the reviewed
regulations are claimed to be inconsistent by the petition ceased to be
in effect before the petition was delivered to the Constitutional Court.
It follows from this that with legal regulations issued before the
Constitution of the Czech Republic, no. 1/1993 Coll. went into effect,
the Constitutional Court is authorized to review only whether their
content is consistent with the existing constitutional order, but not
the constitutionality of the process of their creation and observance of
norm-creating jurisdiction (see judgments file no. Pl. ÚS 9/99, Pl. ÚS
10/99, Pl. ÚS 7/2000, and Pl. ÚS 40/02).
Thus,
after making that finding in this matter, the Constitutional Court
limits itself to stating that Act no.. 20/1987 Coll., on State
Historical Preservation, went into effect on 1 January 1988, in the
period before the Constitution of the Czech Republic, no. 1/1993 Coll.
went into effect, and none of the amendments to it apply to the
contested § 44.
VII.
Consistency of Content of the Contested Statutory Provision with the Constitutional Order
(Constitutionality of Ruling Out General Regulations on Administrative Proceedings)
(Constitutionality of Ruling Out General Regulations on Administrative Proceedings)
The Constitutional Court stated its legal opinion on constitutional aspects of the issue of ruling out general regulations on administrative proceedings in judgment file no. Pl. ÚS 14/96. It stated that meeting the constitutional postulate under which state power can be exercised only in cases, within the bounds, and in the manner provided by law (Art. 2 par. 3 of the Constitution, Art. 2 par. 2 of the Charter), is a guarantee against abuse of state power, and it results in a requirement for a statutory basis for its application (in the present matter, whether in the form of the Administrative Procedure Code or another independent norm). According to the Constitutional Court, ruling out the application of general regulations on administrative proceedings when no others exist also creates inconsistency with Art. 36 par. 1 of the Charter, which governs everyone’s right to due process in the exercise of his rights.
As already
stated, Act no. 20/1987 Coll., on State Historical Preservation, was
passed by the Czech National Council on 30 March 1987, and went into
effect on 1 January 1988, and none of the amendments to it after the
fall of the communist regime applied to the contested § 44.
According
to the background report to § 44 of the government draft of the Czech
National council Act on State Historical Preservation (publication no.
8, Czech National Council 1986-1990): “designating a thing as a cultural
monument does not affect the specific rights of its owners, and
therefore there are no grounds for applying the Administrative Procedure
Code. In addition, the communist society has a special interest in the
preservation and culturally political application of cultural monuments
which can not be subject to the position and the personal viewpoints of
their owners. Nevertheless, even if general regulations on
administrative proceedings are ruled out, the relevant provisions of the
Act set forth the entitlement of the owners to respond to a petition to
designate things as cultural monuments or the basis for doing so.”
The
entire concept of the Act on State Historical Preservation, reflecting
period and ideological axioms, arises from the absolute prevalence of
the public (state) interest and denial of protection of individual
rights, in this context property rights. This approach led to the
contradictory position that designation of a thing as a cultural
monument, which is connected to restriction of the owners rights to use
or dispose of it, “does not affect the specific rights of its owners,”
due to which the legislature at the time found no grounds to apply the
Administrative Procedure Code in the proceedings. Another argument in
the concept at the time, which contradicts the first argument, under
which restriction of an owner’s right to use or dispose of a thing does
not affect his property rights, is the argument of the clear dominance
of the “communist society’s special interests” which “can not be
subject to the position and the personal viewpoints of their owners.”
Thus
conceived, the purpose of § 44 of the Act on State Historical
Preservation can only be considered inconsistent with the constitutional
protection of property rights under Art. 11 of the Charter and Art. 1
of the Protocol to the Convention.
The
Constitutional Court is aware of the constitutional protection of
cultural wealth, in the sense of protection of a public good or interest
(Art. 34 par. 2 of the Charter). In a number of its decisions it has
expressed the opinion that conflict arises at the constitutional law
level not only between the fundamental rights and freedoms themselves,
but also between the fundamental rights and freedoms and other
constitutionally protected values – public goods or interests (file no.
Pl. ÚS 15/96, III. ÚS 256/01). This conflict is evaluated by applying
the principle of proportionality, a necessary component of which is the
maxim arising from Art. 4 par. 4 of the Charter, under which, even if
fundamental rights and freedoms are restricted due to a conflicting
public good or interest taking precedence, their essence and
significance must be preserved.
It
follows from the foregoing that the exclusion of general regulations
for administrative proceedings from decision making on designating a
thing as a cultural monument, as established in § 44 of the Act on State
Historical Preservation, is also inconsistent with the consequences of
evaluating that legal regulation according to the principle of
proportionality and Art. 4 par. 4 of the Charter.
The
party to the proceedings makes two arguments supporting the
constitutionality of § 44 of Act no. 20/1987 Coll. The first is a
reference to the case law of the general courts and of the
Constitutional Court; the first is a claim that ruling out general
regulation of administrative proceedings when deciding on designating a
thing as a cultural monument does not result in a complete absence of
procedural regulation, because § 3 of Act no. 20/1987 Coll., as amended
by later regulations, as well as § 1 of Decree no. 66/1988 Coll., as
amended by Decree no. 538/2002 Coll., set forth certain clauses in this
context.
Insofar as the
Senate’s statement refers to Constitutional Court judgment file no. I.
ÚS 35/94, it must be emphasized that the subject of that judgment was
evaluation whether the institution of designating a thing as a cultural
monument was materially consistent with Art. 11 of the Charter, but not
the question of ruling out the general regulations of administrative
proceedings without replacing them with special regulations.
In
its decision of 30 August 2001, file no. 7 A 13/99, the High Court in
Prague concluded that “ the fact that Act no. 20/1987 Coll., on State
Historical Preservation, does not permit an appeal against a decision
designating a thing as a cultural monument (§ 3 and § 44 of the Act)
does not make the Act inconsistent with the Constitution or with
international treaties, specifically with Article 6 of the Convention,”
because “Act no. 20/1987 Coll. does not rule out the possibility of the
matter being evaluated by an independent body under Article 6 of the
Convention (in the context of the Czech Republic, by a court).”
Generally, as regards proceedings to designate a thing as a cultural
monument, the court concluded that “even if § 44 of Act 20/1987 Coll.,
on State Historical Preservation, rules out application of the
Administrative Procedure Code to proceedings to designate things as
cultural monuments (§ 3 of the Act), an administrative body in such
proceedings must observe the fundamental principles of administrative
proceedings.”
In its
judgment of 28 April 2004, file no. 6 A 106/2002, in response to the
plaintiff’s objection that the legal regulation of designation of a
thing as a cultural monument is very incomplete and rules out
application of the Administrative Procedure Code, the Supreme
Administrative Court referred to the legal opinion in the decision of
the High Court in Prague of 30 August 2001, file no. 7 A 13/99-28.
Therefore, in the adjudicated matter it considered relevant not the act
whether the defendant (the Ministry of Culture) acted according to the
Administrative Procedure Code, but whether it respected the rights of
the owner of the building in question (the plaintiff), finding support
precisely in the fundamental principles of administrative proceedings.
In this regard, the Supreme Administrative Court determined that the
defendant informed the plaintiff in writing that a petition had been
filed to designate the building as a cultural monument (§ 3 par. 2 of
the Act on State Historical Preservation), permitted him to present his
arguments and submit evidence, which it subsequently duly considered,
and therefore the Court concluded that the defendant observed the
fundamental principles of administrative proceedings..
In
its case law, the Constitutional Court has spoken on the question of
the constitutionality of the system of appeals. In its judgment file no.
Pl. ÚS 15/01 it stated in this regard: “The system of appeals levels is
the result of balancing, on the one hand, the effort to achieve the
sovereignty of law, and on the other hand, efficiency in decision making
and legal certainty.” The Constitutional Court thus shares the opinion
of the High Court in Prague that the lack of two levels in
administrative proceedings, given the existence of judicial review, does
not by itself make that procedural framework inconsistent with the
safeguards contained in Art. 6 of the Convention and Art. 36 of the
Charter (this maxim is illustrated in court proceedings by the
unconstitutionality of so-called “surprise decisions,” which, by
eliminating a second level of review, deprive the parties to proceedings
of the right to present factual and legal arguments (see judgments file
no. III. ÚS 139/98, I. ÚS 336/99, III. ÚS 377/01, II. ÚS 532/02, I. ÚS
220/04 and others)). However, the view that the lack of two levels in
administrative proceedings is not in itself unconstitutional does not
lead to the conclusion that, consequently, ruling out general
regulations on administrative proceedings combined with the lack special
regulations likewise does not establish inconsistency with the legal
order. The reason for the distinction is the fact that the lack of
two-level proceedings in itself is not unconstitutional in the case of
explicit regulation of administrative proceedings, while the subject of
the adjudicated matter is the constitutionality of the absence of
explicit regulation of administrative proceedings in their entirety.
Both
of these decisions also state the view that, given the absence of
explicit regulation of administrative proceedings, an administrative
body is required to observe the fundamental principles of administrative
proceedings, and these are recognizable not only from doctrine, but
also a posteriori from the case law of decisions in administrative court
proceedings.
This argument
comes from the concept of an unwritten framework for the entire complex
of procedural law. However, that concept conflicts with the
constitutional maxim that state power can be exercised only in the
manner provided by law (Art. 2 par. 3 of the Constitution, Art. 2 par. 2
of the Charter). The maxim of a statutory basis for the exercise of
state power, or written procedural law, does not rule out fine-tuning it
through case law, or decisions by administrative bodies; however, it
makes constitutionally unacceptable the absence of explicit statutory
procedural regulation in its entirety.
The
absence of procedural regulations for administrative proceedings can be
compensated for by the decision making activities of administrative
courts and the case law of courts through the use of analogy. However,
in this regard legal doctrine takes very diverse positions. Petr Průcha
rejects analogy generally: “For the application and interpretation of
norms in administrative law, the use of analogy does not come into
consideration, which in a way arises directly from their nature.” (P.
Průcha, Správní právo. Obecná část. [Administrative Law. General Part.]
Brno 2003, p. 70). Petr Hajn also takes a restrained attitude to analogy
in administrative law: “Analogy as a legal institution serves to bridge
gaps in the law and is applied particularly in private law. In public
law and in administrative proceedings, we must observe considerable
restraint when applying this institution ." (P. Hajn, Analogie jako
právní institut a jako způsob usuzování. Několik poznámek k analogii v
právu (nejen) správním. [Analogy as a Legal Institution and as a Method
for Deciding. Some Comments on Analogy in Administrative (and Other)
Law]. Právník [The Lawyer], no. 2, 2003, p. 123). With regard to Art. 2
par. 3 of the Constitution and Art. 2 par. 2 of the Charter, Milan Kindl
formulates the principle that “in public law analogy can not be used to
the disadvantage of someone who does not exercise public power,” from
which it follows that “it may be used to his benefit” (M. Kindl, Malá
úvaha o analogii ve veřejném právu [A Few Thoughts on Analogy in Public
Law]. Právník [The Lawyer], no. 2, 2003, p. 133). A similar position is
taken by Vladimír Sládeček: “It may seem that the scope for using
analogy in administrative or public law is hopelessly limited, or
completely eliminated by the enshrining of constitutional principles –
the limits for exercising public (state) power (namely, Art. 2 par. 3 of
the Constitution, Art. 2 par. 2 and Art. 4 par. 1 of the Charter).
However, that does not mean it is completely impossible to apply
analogy, thought it evidently should not be a frequent phenomenon ...
the use of analogy of statutes or analogy of laws in administrative law
(whether substantive or procedural) can be considered if it is (clearly)
to the advantage of the party to the proceedings or the legal
relationship of administrative law.” (V. Sládeček, Obecné správní právo
[General Administrative Law]. Prague 2005, p. 130). According to
Vladimír Vopálka, “if the regulations are insufficient, there is no
choice but to rely, using analogy, on certain institutions of the
Administrative Procedure Code, provided, of course, that this is not
ruled out by the nature of the matter, and on certain principles of
administrative (procedural) law (D. Hendrych and collective of authors,
Správní právo. Obecná část [Administrative Law. General Part]. 5th ed.,
Prague 2003, p. 359).
Even
from this overview of doctrinal opinions, in all their variety, one can
conclude that if doctrine permits the use of analogy in administrative
proceedings at all, then it does so only limited by certain conditions –
only in a limited scope, for the purpose of bridging gaps in procedural
regulations, and only to the benefit of the rights of parties to the
administrative proceedings. However, one can not conclude form these
opinions that it could be considered acceptable to use analogy to create
procedural regulation for administrative proceedings in their entirety.
The
Constitutional Court’s legal opinion stated in judgment file no. Pl. ÚS
14/96 is thus in agreement with the general results of doctrinal
positions.
Finally, the
party to the proceedings objects against the justification of the
petition from the Supreme Administrative Court with the claim that
ruling out the general framework of administrative proceedings in
deciding on designating a thing as a cultural monument does not result
in complete absence of statutory procedural regulation because § 3 of
Act no. 20/1987 Coll., as amended by later regulations, as well as § 1
of Decree no. 66/1988 Coll., as amended by Decree no. 538/2002 Coll.,
provides certain clauses in this regard.
Under
§ 3 par. 2 of the Act on State Historical Preservation the Ministry of
Culture shall notify the owner in writing that a petition has been filed
to designate a thing as a cultural monument, or that it intends to
designate a thing as a cultural monument on its own initiative, and
shall permit him to respond to the petition or other instigation.
Paragraph 4 of that section provides the obligation of the Ministry of
Culture to give written notice of designation of a thing as a cultural
monument to its owner, the Regional Office, the Municipal Office of a
municipality with expanded jurisdiction, and the expert organization of
state historical preservation, and, in the case of archeological finds,
also the Academy of Sciences of the Czech Republic; The Ministry has
this obligation also if it did not find grounds to designate a thing as a
cultural monument. Paragraph 5 establishes the owner’s obligation to
cooperate in providing relevant information to the Ministry for purposes
of designating things as cultural monuments, and paragraph 6 of the Act
on State Historical Preservation contains a reference to more detailed
procedural regulation by a general legal regulation. The party to the
proceedings considers that to be § 1 of Decree no. 66/1988 Coll., as
amended by Decree no. 538/2002 Coll., under which the Ministry of
Culture designates real and personal property, or sets of its, as
cultural monuments on its own initiative or that of others; before
designating a thing as a cultural monument it may, in addition to a
statement under § 3 par. 1 of the Act, also require an assessment from
expert, scientific, and artistic organizations. It also provides details
on the mandatory cooperation of the owner under § 3 par. 5 of the Act
on State Historical Preservation.
Although
§ 3 of the Act on State Historical Preservation contains certain
procedural norms, in terms of the complete content of regulation of
administrative proceedings this is only a torso; it is a minimal part of
such regulation, which can not under any circumstances claim that it
aims to be complete (possibly with the presence of certain gaps). The
provision of § 1 of Decree no. 66/1988 Coll., as amended by Decree no.
538/2002 Coll., does not meet the requirement arising from Art. 2 par. 2
of the Constitution and Art. 2 par. 2 of the Charter regarding the
legal force of a legal regulations which sets forth the manner of
exercising state power.
Thus,
since even the incomplete regulation contained in § 3 of the Act on
State Historical Preservation changes nothing about the fundamental
absence of special regulations for proceedings to decide on designating a
thing as a cultural monument (after ruling out the application of
general regulations of administrative proceedings), this incomplete
statutory regulation is not capable of reversing the conclusion that the
phrase “3,” in § 44 of Act no. 20/1987 Coll. is inconsistent with Art. 2
par. 3 of the Constitution and Art. 2 par. 2 of the Charter.
On
the basis of the grounds thus set forth, the ruling out of general
regulations for administrative proceedings in decision making on
designating a thing as a cultural monument must be considered
inconsistent Art. 11 par. 1 and Art. 1 of the Protocol to the Convention
read in connection with Art. 4 par. 4 of the Charter, as well as with
Art. 2 par. 3 of the Constitution and with Art. 2 par. 2 of the Charter.
Based
on the foregoing, the Constitutional Court annulled the phrase “3,” in §
44 of Act no. 20/1987 Coll. as of the day this judgment is promulgated
in the Collection of Laws.Notice: Decisions of the Constitutional Court cannot be appealed.
Brno, 26 April 2005