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HEADNOTES
As
regards the content of an election campaign, arguments are often
presented to voters in a very emotional and heightened form, and are
intended to influence their electoral behavior and their decision whom
to vote for. However, the purpose of an election campaign in a
pluralistic democracy is undoubtedly also to evaluate the most
controversial issues in the programs of political parties and candidates
generally, as well as their personal qualities and capability to hold
elected public office. Only in that case will voters be able to make
informed decisions, and only thus can the fundamental constitutional
principle that the people are the source of all state power be
fulfilled. Insofar as the Election Act speaks of the requirement for
honorable and honest conduct of an election campaign, it means what was
previously called the cleanness of elections (cf. § 56 par. 1 of Act no.
75/1919 Coll., The Election Code in Municipalities of the Czechoslovak
Republic). However, these concepts can not be interpreted in terms of
private law and general morality, because they are being applied in the
context of an election campaign, which is nothing more than a fight for
voters’ votes. Its negative effects can be regulated, but can not be
ruled out by law. The lacking effective protection in the Election Act
for the conduct of elections will always lead to an effort to resolve
such disputes through election complains. However, the protection of
personhood rights in these proceedings can only play a supporting role
in terms of guaranteeing and observing the rules for the proper conduct
of an election campaign.
The essence of proceedings before the Constitutional Court under
Art. 87 par. 1, let. e) of the Constitution lies in guaranteeing
protection for the fundamental provisions of the constitutional order,
which give rise to the principle that the people are the source of all
state power, and in this role, among other things, they share in
establishing the state through free and democratic elections. The
statutory framework for the election judiciary and verification of
elections corresponds to this. In terms of the procedural regulation of
the election judiciary and conduct of such proceedings, this gives rise
to the rebuttable presumption that election results correspond to the
will of the voters. Presenting evidence to rebut this presumption is the
obligation of the person who claims that there was error in elections.
Our election judiciary does not recognize absolute defects in election
proceedings (so-called absolute confusion of election proceedings), i.e.
such violation of a constitutional election regulation which would
result in automatic annulment of elections, the election of a candidate,
or voting. In this sense, all possible defects and doubts must be
considered relative, and their significance must be measured by their
effect on the results of elections to a representative body as such, or
on the result of the election of a particular candidate, or on the
result of voting, according to the proportionality principle.
Proceedings are thus based on the constitutional principle of protection
of a decision which resulted from the will of the majority manifested
in free voting and taking into consideration the rights of the minority
(Art. 6 of the Constitution), as the Constitutional Court has already
said in another context, in judgment file no. Pl. ÚS 5/02 (in the
Constitutional Court of the Czech Republic: Collection of Decisions.
Volume no. 28. judgment no. 117. p. 25.- no. 476/2002 Coll.). The
framework for verifying elections is alternatively based on the
prerequisite of an objective causal connection between an election
defect and the composition of a representative body, or at least a
possible causal connection (the principle of potential causality in the
election judiciary). However, this possible causation, as established in
§ 87 of the Election Act, must not be interpreted as a mere abstract
possibility. We can derive from Art. 21 par. 4 of the Charter the right
of an elected candidate to uninterrupted exercise of his office during
the specified period [cf. Constitutional Court judgment Pl. ÚS 30/95 (in
the Constitutional Court of the Czech Republic: Collection of
Decisions. Volume no. 5. judgment no. 3. p.17 – 31/1996 Coll.), which
emphasized the right of candidates, if elected, to exercise these
offices without obstacles]. From this we must conclude that the judicial
branch can change the decision of the voters, as a sovereign, only in
exceptional cases, where defects in the election process caused or could
demonstrable cause that the voters would have decided differently and a
different candidate would have been elected. However, the essential
thing is that annulment of elections can not be taken as a punishment
for violating election regulations, but as a means to ensure the
legitimacy of an elected body. it is the probability of influence of an
election defect of election offense (§ 177 Criminal Code, § 16 par. 5
and 7 of the Election Act) on the election result in particular
elections with particular voters that is decisive. A mere abstract
possible causal connection is not sufficient. In such a case the threat
of annulling the result of elections as the only possible consequence is
inconsistent with the constitutional principle of proportionality of
interference by public authorities. This certainly does not rule out
disqualifying a candidate who committed a serious election offense (e.g.
fraud, bribery). In this regard the Constitutional Court is forced to
say that, compared to other countries, the legal regulation of defects
in the election process, election offenses, and the rules for conducting
an election campaign in general, is, for one thing, very fragmentary,
and for another, basically rooted in conditions which correspond to
“elections” from the times of the previous regime. Therefore, the
legislature will have to weigh whether the election culture of voters,
candidates and public officials is on such a level that regulation of
these issues is unnecessary, or whether it will guide electoral behavior
through pre-set rules that will create a situation of legal certainty
for the subjects of the election process and which will be at least a
prerequisite for electoral economy.
The Constitutional Court concluded that neither an objective nor
potential causal connection was proved between the content of the cited
publications and their distribution among voters and the election of J.
N. We must emphasize that the Supreme Administrative Court only
considered the question of whether Ing. Z. could advance to the 2nd
round of Senate elections. However, in terms of the abovementioned
presumption that election results are valid, it was not proved that the
elements of the fundamental substantive law of our election judiciary
were present, i.e. whether under § 87 par. 4 of the Election Act the
provisions of the Act were violated in a manner which could influence
election results. Therefore, the data provided do not lead to any
logically or statistically documentable conclusion that, applying the
principle of an absolute majority, there was a high degree of
probability that anything would have change in the election results of
the 2nd round and that J. N. would not have been elected senator.
Therefore, the presumption that the voters’ decision in an election is
valid was not cast in doubt.
There is no dispute that the printed materials published as
municipalities reporters, because they are in the hands of the public
authorities, must remain correct and neutral. Elections can be annulled
only as a result of fundamental and substantial violation of state
neutrality in the course of elections. However, the adjudicated matter
does not involve such a case.
CZECH REPUBLIC
CONSTITUTIONAL COURT
JUDGMENT
IN THE NAME OF THE CZECH REPUBLIC
The
Plenum of the Constitutional Court, composed of justices JUDr. PhDr.
Stanislav Balík, JUDr. František Duchoň, JUDr. Vojen Güttler, JUDr.
Pavel Holländer, JUDr. Ivana Janů, JUDr. Dagmar Lastovecká, JUDr. Jiří
Mucha, JUDr. Jan Musil, JUDr. Jiří Nykodým, JUDr. Pavel Rychetský, JUDr.
Miloslav Výborný, JUDr. Eliška Wagnerová a JUDr. Michaela Židlická,
decided on an appeal under Art. 87 par. 1 let. e) of the Constitution,
filed by the Civic Democratic Party, represented by prof. JUDr. A. G.,
CSc., attorney, with the participation of 1) the Senate and 2) the
Supreme Administrative Court, as parties to the proceedings, and J. N.,
represented by prof. JUDr. A. G., CSc., attorney, as a secondary party
to the proceedings, as follows:
J.
N. was validly elected a senator in elections to the Senate held on 5
and 6 November 2004, and on 12 and 13 November 2004, in election
district no. 19, Prague 11.
REASONING
I.
Proceedings before the Supreme Administrative Court
By
resolution of 3 December 2004, file no. Vol 10/2004-24, the Supreme
Administrative Court decided on a petition from Ing. A. Z., that the
elections to the Senate, held in election district no. 19, Prague 11, on
5 and 6 November 2004, and on 12 and 13 November 2004, are invalid. It
also decided that none of the parties to the proceedings are entitled to
recovery of their costs.
In
proceedings before the Supreme Administrative Court the petitioner Ing.
A. Z. claimed that the election campaign in election district no. 19
was not conducted honorably and honestly because untrue information was
repeatedly published about him in the local press. Thus, M.C., the mayor
of the City District (“CD”) Prague 22 Uhříněves, stated in the
Uhříněves Reporter no. 10/2004, published by the CD, in a print run of
3,000 copies and distributed to approximately 3,000 households, among
other things, that the characteristic of “consciously lying is not
foreign to the petitioner.” In addition, he referred to page 8 of the
same publication where, without any other commentary whatsoever, he
published the full-page text of an anonymous letter from 2001, addressed
to the then Chairman of the KDU-ČSL party, JUDr. C. S. The letter is
alleged to contain a number of incorrect pieces of information, which
blackened the name of the petitioner. Specifically, he was accused of
committing fraud with subsequent illegal enrichment by conducting a
sophisticated multiple exchange of a state-owned apartment, and that he
may have committed the same fraud on the order of millions of crowns by
transferring to the civic association OPTIM-EKO, and thereby de facto to
himself, parcels of land in the registration area Prague-Šeberov, that
he took part under unusual circumstances in the removal of the
unfinished “Křeslice sewerage system,” and that he took part in
“squandering millions.” The anonymous letter incorrectly stated that in
1998 he ran for the position of “deputy to the Senate,” and that he
deceived voters by deceptive information on the candidate list. The
conclusion of the letter states that the writers are primarily concerned
that the petitioner not succeed in obtaining parliamentary immunity and
thus escape investigation. The authors of the letter are said to be
members of the representative body of the CD Prague-Petrovice. However,
the author of the article made no attempt to determine the veracity of
the letter, although the then mayor of the CD Prague-Petrovice, Mgr. M.
L., confirmed by letter of 14 October 2001 that the anonymous letter had
not been written by members of the representative body.
According
to the petitioner, another untrue article was published in the
Petrovice Reporter, published by the CD Prague-Petrovice, which
published a special issue on 3 November 2004, in a print run of 50,000
copies, although the normal print run is 2,700 copies. On pages 8-10 it
carried an interview by one of the editors and member of the Council of
CD Prague-Petrovice, Ing. P. Ř. with JUDr. M. Č. in his opinion, this
interview was intended to quite self-servingly and incorrectly create
the impression that in his Senate election campaign he threatened the
residents with building a road on the JVK route (the short version of
the south-east by-pass highway). Specifically, he cited a sentence from
the answers of Dr. Červinka, who said about him, “Mr. Zápotocký incites
fears among the residents of south-eastern Prague, in order to make tens
of millions of crowns out of their fears about the health of their
children. Today the JVK project would benefit only him.” The petitioner
stated that from the beginning he has been fighting against building of
the JVK road, so that, on the contrary, from the beginning he has
rejected any possible profit connected with its construction. The
petitioner also stated that in concluding the interview the editor, Ing.
P. Ř., gave a summary in which he said: “Your words, which completely
remove the halo from Mr. Z.’s head, will probably hurt many people,
people who have believed in him until now and constantly emphasized that
he was fighting selflessly against the highway for the good of us all.
Unfortunately, in researching information about the highway we have
found similar information about … human nature in other places as well.
This is disillusionment for me too. I did not think that the JVK problem
and people’s fears cold be used to make one’s own election program,
while looking after one’s own money, and in addition Artificially keep
this problem alive so that it would last for, ideally, several election
terms. The disappointment is all the greater for me because I was (until
today) a member of the civic association OPTIM-EKO, which Ing. Z.
created and which he leads. There once really was a danger of a road
being built in immediate proximity to our homes, and so, like other
members and supporters, I believed that I was spending money, time and
energy only for a good thing, and not for someone’s personal benefit.
Let us wish that in the everything will go well for the residents of
south-eastern Prague.” The petitioner deduces from that conclusion that
Ing. Ř., on behalf of the Petrovice Reporter and the Petrovice town
hall, agreed with the statements of JUDr. Č., joined in them, and thus
gave his statements considerable gravity and importance.
In
proceedings before the Supreme Administrative Court the petitioner
maintained that these publications violated Act no. 247/1995 Coll., on
Elections to Parliament, as amended by later regulations (the “Election
Act”), which in § 16 par. 2 requires that an election campaign be
conducted honorably and honestly. He stated that he failed to advance to
the second round of Senate elections by a mere 325 votes. He was in 3rd
place with 13.07% of votes cast, while the second advancing candidate,
Ing. P. J., received 14.33% of votes cast. There were 102,236 voters
registered in voting district no. 19, and if the special issue of the
Petrovice Reporter were delivered to 50,000 households, and in each of
them there was at least one registered voter, in his opinion it is
highly probably that it influenced voters who had originally intended to
vote for the petitioner in their decision not to vote at all, or in
their choice of candidates. If that happened, then a mere 1% of voters
thus influenced would be at least 500 people. On the basis of that
calculation he then reached the above-mentioned conclusion.
The
Supreme Administrative Court requested a statement from the State
Election Commission, which referred to its statement in response to the
filing by Ing. Zápotocký, in which it emphasized the text of § 16 of the
Election Act, including issues of honorable and honest conduct of an
election campaign. In the State Election Commission’s opinion this
regulation must be understood as a kind of moral appeal to individual
candidates, and the Act on Elections to Parliament does not provide any
particular penalty for violating it. The State Election Commission also
instructed the petitioner on the options for seeking remedy under civil
law or criminal law, and, in terms of the conduct of elections and their
results, through the administrative judiciary, by a petition under § 87
of the Election Act.
The
Supreme Administrative Court admitted as evidence the Uhříněves
Reporter no. 10/2004 and the special issue of the Petrovice Reporter of
21 October 2004. It determined that the Uhříněves Reporter is published
by the Office of CD Prague 22, and that it is registered by the
department of mass media in the Ministry of Culture. The author is
responsible for correct substantive content. As regards the Petrovice
Reporter, the court determined that it is issued 5 times a year and is
registered by the Ministry of Culture. Its publisher is the CD
Prague-Petrovice, and the editor is Ing. P. Ř. The deadline for the
special issue of October 2004 was 15 October 2004; it was sent to print
on 22 October 2004, and came out on 3 November 2004 in a print run of
50,000 copies.
The
Supreme Administrative Court also admitted as evidence a letter from
the mayor of CD Prague-Petrovice, Mgr. M. L., dated 1 October 2001, file
no. 245/2001/Star, in which she informs the then-Chairman of KDU ČSL,
that she spoke with members of the representative body by telephone
about the material (the anonymous proposal to KDU-ČSL to remove the
petitioner), and based on that is fully authorized to state that members
of the representative body of CDPrague-Petrovice are not the authors of
the material. She announced the same statement to the daily Blesk,
which was interested in the anonymous letter.
The
Supreme Administrative Court verified from the permanent voter list of
CD Prague-Křeslice that A. Z. is registered in the list under number
318, with the comment that he is permitted to vote. It also admitted as
evidence a copy of the record of results of elections to the Senate in
election district no. 19, Prague 11, held on 5 and 6 November 2004,
according to which, in the first round, out of a total of 25,726 valid
votes cast for all candidates, in first place, J. N. received 10,201
votes, or 39.65%, in second, P. J. received 3,689 votes, or 14.33%, and
in third place, A. Z. received 3,364 votes, or 13.07 %. The other
candidates received lower numbers of votes. Therefore, J. N. and P. J.
advanced to the second round of elections.
The
Supreme Administrative Court granted the petition to annul the
elections. It relied on its case law (see Collection of Decisions of the
Supreme Administrative Court no. 10, year 2004, R 354), which, in order
to grant a petition, requires 1) unlawfulness, i.e. violation of
provisions of the Election Act; 2) a relationship between this
unlawfulness and the election of the candidate whose election is
contested by the election complaint, and 3) a fundamental intensity of
that unlawfulness, the consequences of which must at least considerably
cast doubt on the election of the candidate in question. It concluded
that § 16 of the Election Act does not exhaustively regulate election
campaigns, but applies only to their last, or “hot” phase. An election
campaign is one of the forms of exercising fundamental rights, such as,
primarily, freedom of speech, the right to information, freedom of
association, freedom of assembly, etc. The provision of § 16 of the
Election Act makes concrete these fundamental rights and constitutional
principles, above all the principle of free competition of political
forces in a democratic society and the principle of equal need of the
right to vote. Although § 16 par. 1 of the Election Act mentions only
use of surfaces for posting election posters, in the Supreme
Administrative Court’s opinion it is clear, without any substantial
doubts, in view of the cited constitutional principles, that this is
only an example of a generally valid approach to the means of
communication which a municipality has at its disposal. It follows that
the principle of equality of candidates must be observed in the use of
all means of communication owned by the municipality. In the instant
matter however, the Supreme Court believes that this principle was not
observed It was violated by publication of the Uhříněves Reporter no.
10/2004 and the special issue of the Petrovice Reporter directly before
the first round of the Senate elections. In the Supreme Court’s opinion
the nature of the information published in these publications was such
that it was capable of significantly harming the petitioner, Ing. A. Z.,
in the eyes of potential voters. The particular circumstances of the
case, the publication of the reporters just before the elections, the
clear one-sidedness of the opinions presented, the manner of
distribution, the significantly higher print run of the special issue of
the Petrovice Reporter, etc., persuasively show that this was the
intent of the publisher of these periodicals.
The
Supreme Administrative Court also concludes that the nature of the
information published in these reporters does not meet the requirements
for fairness in an election campaign formulated in § 16 par. 2 of the
Election Act, whereby it has in mind specifically the printing of the
anonymous letter from 2001, especially as it was presented without any
commentary whatsoever as a letter from members of the representative
body of CD Prague-Petrovice, although the authorship of these members
was not verified. The Supreme Administrative Court also concluded that
there was a relationship between the violation of the Election Act and
the election of J. N. It relied on Constitutional Court judgment file
no. I. ÚS 526/98, which indicates that in evaluating violation of the
Election Act the point is not whether there was violation objectively or
subjectively, but each case must be evaluated materially, in view of
all the particular circumstances. Therefore it is not decisive whether
the elected candidate took part in the violation of the Election Act in
any way, whether directly or indirectly. What is important is that in
the instant case the petitioner ended in third place in the Senate
elections, by a margin of 325 votes behind the candidate who was in
second place. In the Supreme Administrative Court’s opinion, the narrow
margin of votes, because of which the petitioner did not advance to the
second round, could in fact have been caused by circumstances which the
Supreme Administrative Court sees as violating the Election Act. If this
unlawfulness had not occurred, the petitioner could realistically have
advanced to the second round of elections, in which the possibility that
he might have been elected could not be ruled out; therefore, a
“certain relationship” exists between the violation of the Election Act
and the election of the candidate.
Finally,
the Supreme Administrative Court considered the issue of evaluating the
intensity of the unlawfulness. It said that in a situation where the
petitioner did not advance to the second round of Senate elections
because of a relatively narrow margin of votes, the intensity of
unlawfulness necessary for declaring the elections invalid is naturally
lower than in a case with a large margin of votes.
II.
The Content of the Appeal
On
13 December 2004 the Constitutional Court received a filing from the
Civic Democratic Party (the “petitioner”), titled “Appeal in the matter
of confirming the election of a senator under Art. 87 par. 1 let. e) of
the Constitution and § 85 et seq. of Act no. 182/1993 Coll., on the
Constitutional Court, as amended by later regulations.” This filing was
then supplemented by a filing delivered on 20 December 2004, titled
“Supplement to Appeal with New Facts.” In it the petitioner says that on
14 December 2004 the Senate Mandate and Immunity Committee passed a
resolution which said in point II. that it could not confirm the mandate
for election district no. 19, Prague 11, in view of the fact that the
Supreme Administrative Court decided by resolution file no. Vol
10/2004-24 that the elections in this district are invalid.
In
the appeal the petitioner cast doubt on all the bases which the Supreme
Administrative Court used for its decision. As regards unlawfulness,
the petitioner especially objects to the expansive interpretation of §
16 par. 1 of the Election Act as it was understood by the Supreme
Administrative Court. In § 16 par. 1 the Election Act mentions only
surfaces for posting election posters. It is not clear from the text of
the Act that this only serves as an example. Therefore, the conclusion
that this provision applies to any means of communication that are at
the municipality’s disposal has no support in the statutory text. The
cited provision must be interpreted in light of the principle enshrined
in Art. 2 par. 4 of the Constitution and Art. 2 par. 2 (this should be
Art. 2 par. 3) of the ChArter of Fundamental Rights and Freedoms (the
“ChArter”), i.e. that everyone may do that which is not prohibited by
law; and nobody may be compelled to do that which is not imposed upon
him by law, and the principle enshrined in Art. 2 par. 3 of the
Constitution of the Czech Republic (the “Constitution”), and Art. 2 par.
4 of the ChArter (should be Art. 2 par. 2 of the ChArter), i.e. that
State authority may be asserted only in cases and within the bounds
provided for by law and only in the manner prescribed by law. Therefore,
in the petitioner’s opinion, the cited provision can not be interpreted
in such a way that it would also affect periodicals published by
municipalities.
The
petitioner also disagrees with the Supreme Administrative Court’s
conclusion that there was violation of § 16 par. 2 of the Election Act,
under which an election campaign must be conducted honorably and
honestly, in particular, untrue information about election subjects may
not be made public. In the petitioner’s opinion, the criterion of honor
and honesty is subjective to a certain degree, and therefore it must be
evaluated in relation to the subject. It disagrees with the Supreme
Administrative Court’s conclusion that it is not decisive whether the
elected candidate took part (even if indirectly) in the violation of the
Election Act. In the petitioner’s opinion, a completely opposite
conclusion follows from the cited Constitutional Court judgment, file
no. I. 526/98. However, it considers it fundamental that § 16 par. 2 of
the Election Act indicates that only providing untrue information about
candidates and political parties can be considered dishonorable and
dishonest conduct. If the truthfulness of untruthfulness of the
information was not proved in the proceedings, the court could not reach
a conclusion about whether the hypothesis of the legal norm contained
in § 16 par. 2 of the Election Act had been met. The petitioner also,
with reference to the Constitutional Court judgment, emphasizes freedom
of expression and the right to information, guaranteed in Art. 17 of the
Charter of Fundamental Rights and Freedoms. It pointed out that the
Election Act was amended and the ban on campaigning in the last 48 hours
before elections contained in § 16 par. 5 was annulled, which further
liberalized the election contest in favor of freedom of expression. In
the petitioner’s opinion the otherwise vague and unclear § 16 par. 2 of
the Election Act must be interpreted considerably restrictively. A
different interpretation would violate freedom of expression and the
right to information, violation of a candidate’s subjective right to be
elected, and the right of the voters to be represented in a
representative body by a candidate elected by them.
From
a comparative viewpoint the petitioner pointed to the issue of
violating election regulations in the Ukrainian presidential elections
in November 2004 and to the decision of the German Constitutional Court
(BVerfGE, vol. 103, p. 111n. of 8 February 2001), in which that court
considered the consistency of Art. 78 par. 2 of the Constitution of
Hesse with the Basic Law of Germany, and in that context gave a
restrictive interpretation of the concept “acting in violation of good
morals” that influences election results.
The
petitioner also objects that the Supreme Administrative Court’s
decision is quite non-reviewable in the part where it evaluates the
relationship between the unlawfulness the petitioner claims and the
election of J. N. In the petitioner’s opinion the conduct and election
results in election district no. 19 lead to the conclusion that it is
impossible for a relationship to exist between the claimed violation of
the Election Act and the election results. The Supreme Administrative
Court thus begins with an unsubstantiated belief that a narrow margin of
votes could really have been caused by the cited unlawfulness, but does
not argue whether it really was caused. The petitioner concludes that
the election campaign must be understood as the period of 16 days before
election day, not, for example, the entire term of office or the year
before the elections. Yet the problem at issue has been discussed for
several years, in a very sharp tone, and that includes the disputed
materials. Therefore the likelihood that they had an effect on voters’
behavior and opinions is negligible. Likewise, a different conclusion
can not be drawn from the election results, whether by comparing the
results of the 1st and 2nd rounds of elections in district no. 19, or by
comparing the results of KDU-ČSL in other senate districts in Prague,
just as in the municipal elections in 2002. In this regard, in addition
to legal arguments, the petitioner also argues factually, and questions
the importance of the texts in the reporters. In particular, it
emphasizes that both periodicals, whose content J. N. could not
influence in any way, are a reaction to the first edition of the first
issue of the South-eastern Prague Courier, published by CD Prague
Křeslice, where Ing. A. Z. is mayor. This first issue was published on
29 September 2004 in a print run of 50,000 copies, and the very first
page has an article with the title “What Are Mayors C., N. and Š. Not
Saying?” The articles published in the Uhříněves Reporter and the
Petrovice Reporter are only a reaction to this and other information
which Ing. A. Z. provides. The petitioner suggests as evidence
questioning the mayors of CD Uhříněves and CD Petrovice. It also says
that the October issue of the Petrovice Reporter is not directly related
to the elections. The declaration by the mayors only explains certain
facts, and the petitioner emphasizes that Ing. Z. himself, in one of his
flyers, dated 2 October 2004 (although according to the petitioner that
should be 2 November 2004), entitled “The Rudeness of Attacks Against
Me Increases,” says that he would like to join the mayors’ declarations.
Yet it is evident that this is a subjective opinion of the mayors, not
objective information. The high print run was agreed on by all the
mayors, and the 50,000 copies correspond to the number of households in
the municipalities (apparently should be CDs) whose mayors signed the
declaration. As regards the material on pp. 8-10 of the Petrovice
Reporter the petitioner proposed evidence which would prove the veracity
of the claim in the interview by Ing. P. Ř. with JUDr. M. Č. The
petitioner also pointed out that it was Ing. Z. who, in the second issue
of the South-eastern Prague Courier (also a print run of 50,000 copies)
clearly calls on the citizens to cast their votes for him. Thus, if
there was violation of the law, it was on both sides, and under the
principle nemo turpitudinem suam allegare potest (no one can base
objections on his own dishonesty) the elections should not have been
found invalid.
The
petitioner also casts doubt on the criterion of intensity of
unlawfulness which the Supreme Administrative Court used to justify its
decision because it concluded that the intensity of unlawfulness
necessary to find elections invalid is naturally lower when the election
result is close than in the case of a wide margin of votes. In the
petitioner’s opinion this criterion does not provide a firm scale and
especially does not at all arise from the law. In addition, the
petitioner says that the Supreme Administrative Court acted
inconsistently with this criterion, which it chose itself, when it
defined it in such a way that the intensity of unlawfulness must be
related to the candidate who was elected, yet the court itself related
it to Ing. A. Z., i.e. the candidate who was not elected.
The
petitioner also criticizes the Supreme Administrative Court on the
grounds that it did not permit J. N. to participate in the proceedings.
It sent the petition to declare the elections invalid and the call for a
response to the address of the Senate. Thus, it happened that J. N. did
not receive the petition to declare elections invalid until 7 December
2004, i.e., after the court had already decided in the matter. Thus, he
did not have an opportunity to state his position on the matter. In
connection with this circumstance, the petitioner, in the supplement to
the appeal, points to the completely different procedure followed by the
Supreme Administrative Court in the proceedings which are contested by
the appeal and in the proceedings where the court decided on a petition
from the Communist Party of the Czech Lands and Moravia (“KSČM”) to
declare invalid elections held on 12 and 13 November in election
district no. 31 (Ústí nad Labem). The petitioner sees the main
inconsistency in the fact that in that case the Supreme Administrative
Court conducted extensive presentation of evidence, whereas in the case
of J. N. it did not even give him an opportunity to respond to the
petition to declare the election invalid.
III.
Proceedings Before the Constitutional Court
The
Constitutional Court requested statements from the parties and the
secondary part to the proceedings, which are defined for this type of
proceedings in the special provision § 88 of Act no. 182/1993 Coll., on
the Constitutional Court (the “Act on the Constitutional Court”).
The
Chairman of the Senate, MUDr. P.S., provided a statement on its behalf.
In the statement he briefly recapitulates the situation and the content
of the appeal, which is directed against Supreme Administrative Court
decision of 3 December 2004, which ruled that “elections to the Senate
of the Parliament of the Czech Republic, held in election district no.
19 on 5 and 6 November 2004 and on 12 a 13 November 2004, are invalid.”
He describes the course of proceedings to confirm the disputed elections
to the Senate. He stated that at the opening meeting in the fifth term,
under the point “report of the Mandate and Immunity Committee on
results of reviewing whether individual senators were validly elected,”
the Senate took cognizance of 54 votes of all the senators present from
the Mandate and Immunity Committee no. 11, of 14 December 2004, on this
issue. It thereby fully respected the Supreme Administrative Court’s
decision.
A
statement was provided on behalf of the Supreme Administrative Court by
its panel chairwoman JUDr. D. N. As regards the procedural aspect, she
stated that the petition was filed prematurely, and therefore should
have been denied under § 43 par. 1 let. e) of the Act on the
Constitutional Court as impermissible. In her opinion this flaw was not
removed by the supplemental filing of 20 December 2004, because this is
not an expansion of the grounds in the original petition, but a
completely new petition, which must be decided independently. However,
it is in the competence of the Constitutional Court to decide how to
proceed on that point. This was also evident in her closing proposal,
where she no longer insists on denying the petition.
The
chairwoman also clarified the reasons for delivering the petition to
declare elections invalid to the elected senator J. N. at the address of
the Senate. She stated that the Supreme Administrative Court did this
because of its previous experience with delivering documents in similar
matters, where this method had proved effective. The court was aware
from its official activities that elected senators have an office in the
Senate buildings as of the day election results are announced. At the
hearing the Supreme Administrative Court emphasized that the mandate of a
senator is acquired by election, and thus it is difficult to imagine
that the elected senator would begin to exercise his office
substantially later. In any case, however, this fact by itself can not
be grounds for granting the appeal, in view of the appellate nature of
proceedings before the Constitutional Court.
The
Supreme Administrative Court does not agree with the petitioner’s claim
that it unlawfully concluded that § 16 par. 1 of the Election Act
applies not only to election posters but also to other means of
communication held by a municipality. This is a constitutional
interpretation based on the principle of political plurality enshrined
in Art. 21 par. 4 a Art. 22 of the Charter, and respecting the
hierarchical organization and internal harmony of the legal order, under
which a statute only makes constitutional principles more specific.
Thus, it called the interpretation of this statutory provision, as
submitted by the petitioner, absurd and unconstitutional.
In
its statement, which it supplemented by a presentation in the hearing,
the court places primary emphasis on the neutrality of the state in
elections, although in the reasoning of its decision it did not discuss
this issue at all. The court considers a key point to be that this
concerns public means financed by public funds, and one must insist that
they provide objective reporting and give all candidates an opportunity
to state their positions. Otherwise, there would be violation of the
constitutional principle of the political neutrality of the state (Art. 2
par. 1 of the Charter). As regards § 16 par. 2 of the Election Act, the
court considers the petitioner’s interpretation to be an indirect
denial of the election court’s right to evaluate the correctness of the
elections, which is also inconsistent with Art. 3.3 let. d) of the Codex
of Good Election Practices, passed by the Venice Commission of the
Council of Europe. It considers improper the view that applying this
provision as grounds for declaring elections invalid may endanger the
principle of free competition of political forces. On the contrary, it
considers the decision of the German Constitutional Court (see above)
cited by the petitioner, as well as other German case law in this
matter, to be a confirmation of the legal bases on which its decision is
based. The German Constitutional Court, in its decision, with reference
to previous German case law in this matter, declared it constitutional
for an election court to have the authority to declare elections invalid
on the grounds of “errors in the election process and in criminal
conduct or conduct damaging to good customs (morals) which influence the
election result.” German case law also indicates that the process of
forming the will of the people must take place independently of the
state, and the principle of free elections and the right of political
parties to equal opportunity gives rise to a ban on the public work of
the government influencing an election campaign. Otherwise, the validity
of elections is endangered.
As
regards the objection that the contested decision is non-reviewable,
JUDr. N. stated that in Senate elections it is necessary to evaluate
both rounds of elections independently. The Election Act distinguishes
between a petition to declare elections invalid and a petition to
declare the election of a candidate invalid. In the instant case it was
primarily the invalidity of the first round of elections and its
possible effect on the results of the second round that was evaluated.
Thus, the invalidity of elections was evaluated not in relation to the
elected candidate, but in relation to violation of the election process
in a manner which could influence the overall results of the elections.
The possible violation of the Election Act by Ing. A. Z. in his election
campaign can have no effect at all on the matter.
Finally,
in the conclusion, JUDr. N. deals with the objection of a different
procedure in this matter compared with the procedure in the matter of
the petition by the KSČM to declare invalid elections in election
district no. 31 in Ústí nad Labem. Those proceedings reviewed the
claimed violation of election regulations in the actual act of voting,
which could not be verified otherwise than by hearing the persons
present at that act. Therefore, in such a case it was appropriate to
abandon the principle of not ordering a hearing under § 90 par. 3 of the
Administrative Procedure Code. In conclusion, JUDr. N. proposed that
the Constitutional Court deny the appeal.
The
secondary party, J. N. also submitted a statement on the matter,
through his attorney. He agreed with the petitioner’s proposal and
emphasized that he did not take part in publication of the materials
(the Uhříněves Reporter and the Petrovice Reporter) which, in the
Supreme Administrative Court’s opinion, could have had an influence on
the result of the elections. He relied on the opinion, expressed in
Constitutional Court judgment file no. I. ÚS 526/98, that it is
impossible not to take into account the degree of violation of the
Election Act by a candidate whose election was declared invalid.
Ing.
A. Z. also responded to the appeal, on his own as well as through his
attorney. In view of the fact that the circle of parties to these
special proceedings is exhaustively defined in the Act on the
Constitutional Court (see point V.), he could not be treated as a party
to the proceedings.
IV.
Presentation of Evidence Before the Constitutional Court
The
Constitutional Court admitted as evidence the file of the Supreme
Administrative Court, file no. Vol 10/2004, which includes documentary
evidence referred to in that court’s decision of 3 December 2004, file
no. Vol 10/2004-24. From the documentary evidence presented in
proceedings before the Supreme Administrative Court, it then introduced,
beyond the framework of findings listed under point I. of this
judgment, the content of an undated flyer entitled “Antonín Zápotocký: I
must defend myself against insults!” in which Ing. Z. responded to the
articles in the October issue of the Uhříněves Reporter, and the content
of a flyer of 2 October 2004 entitled “Antonín Zápotocký: The Rudeness
of Attacks Against Me Increases!” in which Ing. Z. responded to the
articles in the special issue of the Petrovice Reporter.
The
Constitutional Court determined from the resolution of the Mandate and
Immunity Committee of the Senate, from its eleventh meeting, of 14
December 2004, that the mandate for the election district no. 19 Prague,
11, had not been confirmed, in view of the fact that the Supreme
Administrative Court ruled in its decision file no. Vol 10/2004-24 that
the elections in that district were invalid. Senator J. H. gave a report
about that resolution at the first meeting of the Senate in its 5th
term, held on 15 December 2004, and by Senate resolution it took
cognizance of the report of the Mandate and Immunity Committee on the
results of confirming the validity of election of senators. It was
determined from a transcript of the 1st meeting of the 5th term of the
Senate, held on 15 December 2004, that all 54 senators present voted in
favor of the resolution.
The
Constitutional Court determined from the envelopes submitted by the
petitioner and from delivery receipts found in the Supreme
Administrative Court file that the call from the Supreme Administrative
Court for a response to the petition to declare invalid the Senate
elections held in election district no. 19 on 5 and 6 November 2004, and
on 12 and 13 November 2004 (Art. 10 NSS), was delivered to J. N. by
registered mail to him personally, at the address “The Senate of the
Parliament, personally to Mr. J. N.” This letter was received by an
employee of the Office of the Senate, Ms. Svobodová, on 23 November
2004. The decision of the Supreme Administrative Court of 3 December
2004, file no. Vol 10/2004-24, was delivered to J. N. by registered mail
to the address “J. N., The Senate of the Parliament, Valdštejnské nám.
7/4, 118 01 Prague 1.” Because the addressee was not present to receive
it, the letter was held as of 6 December 2004, and J. N. picked it up on
9 December 2004.
It
was determined from issue 1 year 1 of September 2004 and issue 2 year 1
of November 2004 of the periodical entitled South-eastern Prague
Courier that they were published by the City District Prague-Křeslice,
both in a print run of 50,000 copies. Three out of four pages of the
periodicals contain various articles about the south-east ring road
around Prague. In issue 1 these are a leader by Ing. J. Z. and an
article by him, “Attention, the Ring Road Project continues,” an article
“What Aren’t the Mayors C., N. and Š. Saying?” signed “members of the
representative body of City District, Prague-Křeslice,” an article “How
the leadership of Prague City Hall keeps the Prague mayors obedient,”
signed “-am-,” an article “How the Prague Representative Body Discussed
the Intersection” signed “v.k.,” an article “What We Will Sacrifice for
Hypermarkets in Šeberov,” signed J. P., and an article “Store Chains
versus Citizens,” signed “a Petrovice resident.” In issue 2 these are a
leader by Ing. A. Z., unsigned articles “A Study of the Development of
South-eastern Prague,” “Information on the South-east Ring Road Route”
and “B Makes Promises He Won’t Fulfill!” an article “Ing. A. Z.: ‘If I
Become a Senator, My Voice for Saving South-east Prague Will Be Heard
Much More,” signed “A. M.,” an article “Senators Must Not Be Afraid,”
signed “P. P.,” and an article “Will the Botič and Pitkovice Stream
Valleys Remain Open to the Public?” signed “Members of the
Representative Body of CD Prague-Křeslice: Ing. F. P., CSc., V. K., K.
Š., M. K., T. P., H. M.,” which discusses, among other things, the
purchase of land parcels by JUDr. Č. that are owned by the state and on
which the City District Prague-Křeslice is said to plan planting a
forest. The introduction to that issue also reports that the editorial
staff had been informed that issue1 had not reached all readers. The
bottom half of page one also contains the information that the
Representative Body of City District Prague-Křeslice approved the
publication of the South-east Prague Courier on the condition that the
expenses will be covered by donations or advertising, and that during
the course of the summer the necessary fund were gathered from a
sponsor’s targeted gift.
It
was determined from a document tiled “Record of a meeting of mayors
held on 19 October 2004” that the meeting was organized by the mayor of
City District Prague-Petrovice, Doc. S., and it included discussion of
the question of informing the residents about the highway ring road on
the part of the mayor of City District Prague-Křeslice, Ing. Z., in the
first issue of the periodical South-east Prague Courier. It was decided
that all represented municipalities would share in the expenses for
publishing the special issue of the periodical Petrovice Reporter, which
was to be a response to a long-term campaign led by mayor Z., according
to the number of issues normally published in their district. The
record was made by Ing. A. S., secretary of the Office of City District
Prague-Petrovice, and it bears three illegible signatures.
The
Constitutional Court verified through an inquiry to the Ministry of
Culture of the Czech Republic that the publisher of the Uhříněves
Reporter is the Local Office of Prague 10-Uhříněves, the publisher of
the Petrovice Reporter is the City District Prague-Petrovice, and the
publisher of the South-east Prague Courier is City District
Prague-Křeslice.
The
Ministry of the Interior was asked for results of the Senate elections
held in Prague on 5 and 6 November 2004, and 12 and 13 [November] 2004,
as well as results of elections to the Representative Body of Prague,
and to representative bodies of the city districts falling into election
district no. 19, for elections to the Senate held on1 and 2 November
2002.
From
the appendix to the decision of the State Election Commission of 8
November 2004, no. 41, the Constitutional Court determined that on 5 and
6 November 2004 (i.e., in the first round of elections) Senate
elections were held in Prague in election districts no. 19-Prague 11,
no. 22-Prague 10, and no. 25-Prague 6, with the following results:
Election District no. Number of Registered Voters Number of Official Envelopes Delivered Number of Valid Votes
19 102,236 25,880 25,726
Candidate Representing Political Party Votes In %
Jan Nádvorník ODS 10,201 39.65
Ing. Petr Jirava SNK Independent Association 3,689 14.33
Ing. Antonín Zápotocký KDU-ČSL 3,364 13.07
Jaroslava Dlouhá KSČM 3,085 11.99
Mgr. Daniel Kroupa Path of Change 3,011 11.70
MUDr. Ivan David CSc. ČSSD 2,131 8.28
Ing. Petr Hoffmann INDEPENDENTS 245 0.95
Election District no. Number of Registered Voters Number of Official Envelopes Delivered Number of Valid Votes
22 95,177 29,048 28,890
Candidate Representing Political Party Votes In %
Ing. Jan Malypetr CSc. ODS 10,068 38.84
Jaromír Štětina Green Party 7,137 24.70
MUDr. Marie Alušíková CSc. ČSSD 3,425 11.85
RSDr. Karel Hošek KSČM 2,864 9.91
MUDr. Milan Kudyn European Democrats 2,383 8.24
Prof. Ing. Lubomír Mlčoch CSc. KDU-ČSL 1,811 6.26
Bc. Blanka Misconiová ODA 538 1.86
John Bok Balbín’s Poetic Party 429 1.48
Mgr. Antonín Gondolán INDEPENDENTS 191 0.66
Mgr. Jan Skácel Czech Movement for National Unity 44 0.15
Election District no. Number of Registered Voters Number of Official Envelopes Delivered Number of Valid Votes
25 90,499 31,945 31,763
Candidate Representing Political Party Votes In %
Karel Schwanzenberg US-DEU 10,547 33.20
Ing. Marie Kousalíková ODS 10,495 33.04
RNDr. Václav Exner CSc. KSČM 4,691 14.76
Doc. Jan Kačer KDU-ČSL 3,455 10.87
Ing. Jindřich Tomáš ČSSD 1,914 6.02
Zdislav Růžička Common Sense Party 447 1.40
Jiří Stanislav INDEPENDENTS 214 0.67
From
the appendix to the decision of the State Election Commission of 15
November 2004, č. 42, the Constitutional Court determined that in the
second round of Senate elections held in Prague the results were as
follows.
Election District no. Number of Registered Voters Number of Official Envelopes Delivered Number of Valid Votes
19 102,149 19,003 18,907
Candidate Representing Political Party Votes In %
Jan Nádvorník ODS 10,407 55.04
Ing. Petr Jirava SNK Independent Association 8,500 44.95
Election District no. Number of Registered Voters Number of Official Envelopes Delivered Number of Valid Votes
22 95.189 24,105 24,031
Candidate Representing Political Party Votes In %
Jaromír Štětina Green Party 13,296 55.32
Ing. Jan Malypetr CSc. ODS 10,735 44.67
Election District no. Number of Registered Voters Number of Official Envelopes Delivered Number of Valid Votes
25 90,439 26,079 25,942
Candidate Representing Political Party Votes In %
Karel Schwanzenberg US-DEU 15,088 58.16
Ing. Marie Kousalíková ODS 10,854 41.83
From
the appendix to the decision of the State Election Commission of 4
November 2002, no. 26, the Constitutional Court determined that in
elections to the representative bodies of municipalities held on 1 and 2
November 2002 the results of the elections to the Representative Body
of Prague were as follows:
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
70 984,932 346,723
Political Party Votes Cast in % Number of Representatives
ODS 35.54 30
Association of European Democrats, Independent Candidates 18.37 15
ČSSD 14.66 12
KSČM 10.83 8
US-DEU 5.64 2
Coalition of SNK, SZ, SOS 5.03 2
KDU-ČSL 4.56 1
The other 13 political parties did not receive a mandate.
The
Constitutional Court determined that the results of elections to the
representative bodies of city districts falling into election district
no. 19 for Senate elections were as follows.
City District Prague 11
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
45 65,505 22,155
Political Party Votes Cast in % Number of Representatives
ODS 28.72 15
Independent Association 20.97 11
ČSSD 13.68 6
KSČM 12.95 6
Association of ED, NK 11.70 6
Association of Independent Candidates – Local Association 2.46 1
US-DEU 5.08 0
KDU-ČSL 4.07 0
The other two parties did not receive a mandate.
City District Prague-Benice
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
7 315 266
Political Party Votes Cast in % Number of Representatives
ODS 34.37 4
Miloslav Cubr
(independent candidate) 10.79 1
Karel Cibulka
(independent candidate) 9.58 1
Josef Luňák
(independent candidate) 9.47 1
The other 5 independent candidates did not receive a mandate.
City District Prague-Dolní Měcholupy
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
9 943 553
Political Party Votes Cast in % Number of Representatives
ODS 65.14 7
ČSSD 13.42 1
KDU-ČSL 12.38 1
The other party did not receive a mandate.
City District Prague 15
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
25 22,659 7,275
Political Party Votes Cast in % Number of Representatives
ODS 43.08 11
Coalition of SZ, SNK 18.12 5
ČSSD 17.51 5
KSČM 9.7 2
US-DEU 7.76 2
KDU-ČSL 3.83 0
City District Prague-Kolovraty
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
13 1,493 900
Political Party Votes Cast in % Number of Representatives
ODS 78.43 11
KSČM 17.63 2
One independent candidate did not receive a mandate.
City District Prague-Královice
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
5 217 115
The
Association of Independent Candidates in Prague-Královice, which was
the only one to register candidates, received all the mandates.
City District Prague-Křeslice
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
7 279 188
Political Party Votes Cast in % Number of Representatives
Association of KDU-ČSL, NK 52.41 4
Independent Association 22.41 2
Association of Křeslice residents
-Association NK 16.47 1
The other party and one independent candidate did not receive a mandate.
City District Prague-Nedvězí
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
9 196 123
There were 7 independent candidates, all of whom were elected.
City District Prague-Petrovice
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
15 4,664 1,973
Political Party Votes Cast in % Number of Representatives
Association of Petrovice residents 19.24 3
OPTIM-EKO 18.91 3
ODS 16.29 3
Independent Association 13.63 2
ČSSD 12.22 2
Citizens for Petroviče 7.92 1
KDU-ČSL and independent citizens of Petrovice 5.54 1
Two other parties did not receive a mandate.
City District Prague 22-Uhříněves
Number of Members Elected Number of Registered Voters Number of Envelopes Delivered
21 3,854 1,883
Political Party Votes Cast in % Number of Representatives
ODS 70.02 15
ČSSD 17.56 4
Independent Association 9.97 2
Two other parties did not receive a mandate.
The
petitioner’s petition to introduce documentary evidence, marked as
“appendices A-D,” was denied as superfluous, because in part this was
merely a claim by the petitioner and in part this was not evidence
relevant to the adjudicated matter.
V.
Evaluating Requirements for Proceedings Before the Constitutional Court
The
Constitutional Court first evaluated whether the requirements for
proceedings were met in order for it to consider and decide on an appeal
against a decision in the matter of confirming the election of a deputy
or senator, under the fourth division of part two of the Act on the
Constitutional Court. The present substantive law and procedural law
framework is unclear, because it is not unambiguously stated what the
appeal is to be directed against. The provisions of Art. 87 par. 1 let.
e) of the Constitution, and § 85 of the Act on the Constitutional Court
correspond to the legal situation at the time when these legal
regulations were passed. Under the then-valid § 47 of Czech National
Council Act no. 54/1990 Coll., on Elections to the Czech National
Council, the Supreme Court of the Czech Republic, on the basis of an
election complaint, issued a decision giving only its position, which it
was required to send to the Czech National Council. The Council’s
Mandate and Immunity Committee, under § 40 par. 1 let. a) of Czech
National Council Act no. 35/1989 Coll., on the Rules of Order of the
Czech National Council, on the basis of that position, reviewed whether
individual deputies to the Czech National Council had been validly
elected, and after that, upon its proposal under Art. 113 par. 2 of
Constitutional Act no. 143/1968 Coll., on the Czechoslovak Feeration,
the validity of the election of deputies was to be confirmed by the
Czech National Council. In this legislative situation it was logical
that an appeal was to be directed against a decision by the Czech
National Council (i.e. the relevant body of the legislative assembly)
for confirmation of election of its members.
The
presently valid legal framework fundamentally strengthened the role of
judicial review of elections, which is now entrusted to the Supreme
Administrative Court. There is no longer a position contained in a
decision, but a decision which decides in the matter itself about the
invalidity of elections, voting, or the election of a candidate (§ 90
par. 1 of the Administrative Procedure Code in connection with § 53 par.
1 of the Code). The Mandate and Immunity Committee of the relevant
chamber of Parliament then also has an obligation, on the basis of the
record of the State Election Commission, and any decision by the Supreme
Administrative Court on the results of the elections, to review the
validity of election of a candidate. At present, neither the rules of
order of the chambers of Parliament, any other statute, nor the
Constitution itself address who, in what manner, in what scope, and
under what circumstances, verifies the election of a deputy or senator.
This situation led to a practice where the chambers of Parliament merely
take cognizance of the report from their mandate and immunity
committees. Therefore, in this adjudicated case, similarly to the case
which was decided by the Constitutional Court as file no. I. ÚS 526/98,
the Senate did not decide that it did not confirm the election of the
senator in question, but only took cognizance of the report by its
Mandate and Immunity Committee, which states that the election could not
be confirmed, in view of the court decision. However, purely formally
(i.e. in view of the linguistic expression), a candidate’s election is
not confirmed by the decision of the Supreme Administrative Court, or
the State Election Commission, or any other body.
For
comparison, in the Czechoslovak Republic before the war, confirmation
of the election of a deputy or senator by the relevant chamber was
defined completely differently than under the most recent legislative
framework. At that time, the Election Court defined confirmation thus:
“verification of the election of a deputy is by its nature confirmation
that the elected person meets the conditions of eligibility for election
and that there are no grounds which would exclude him from eligibility”
(Collection of Basic Decisions and Judgments of the Election Court.
Part III., Prague 1925, res. no. 119, p. 52). Such a model would at
present correspond to the verification of meeting the requirements in
Art. 19 par. 2 of the Constitution, and § 57 of the Election Act. An
analogous concept of confirmation by the relevant chamber of Parliament
was also indicated by Constitutional Court judgment file no. I. ÚS
526/1998. In that case however, there would be two separate and legally
different decisions, and likewise the legal proceedings preceding them
would be different. Whereas in the case of confirmation there would be
public law verification of the results of a decision by the people, or
the voters of a given election district, which is valid unless proved
otherwise (thus a new decision is possible on the basis of renewing
proceedings), in the case of a decision on the validity of elections by
the Supreme Administrative Court there is an individual legal act, which
is subject to the principle res judicata. In the present legal
framework these concepts are not sufficiently differentiated; moreover,
it is problematic and quite unusual that decision making on this issue
is entrusted to as many as three bodies (not counting the conclusions of
the State Election Commission on the final results of elections),
although usually the decision is made by one body (the Parliament or the
Election Court), or by two bodies (first the Parliament, or a special
body in it, and only then the court).
Under
the relevant provision of the Act on the Constitutional Court, an
appeal can be filed by a deputy, senator, or the political party which
the deputy or senator represented, against a decision that he was not
validly elected, or it can by filed by a person whose election complaint
under the Election Act was granted, against a decision by the relevant
chamber of Parliament, or a body of it, confirming the validity of the
election of a deputy or senator. Thus, there is not only an appeal
against a decision by the relevant chamber of Parliament, but also an
appeal against a decision that a deputy or senator was not validly
elected. This can also be derived by a systematic interpretation of the
entire division of the statute, because, under § 88 par. 1 of the Act on
the Constitutional Court, the body which decided on the invalidity of
election of a deputy or senator can also be a party to the proceedings.
Under the current framework, the Supreme Administrative Court is
authorized to make a decision that election of a candidate was invalid.
It follows from this that an appeal is also directed against a decision
by the Supreme Administrative Court. In any case, this interpretation
can also be drawn from judgment file no. I. ÚS 526/98 (in Constitutional
Court of the Czech Republic: Collection of Decisions. Volume no. 13.
Judgment no. 27. pp. 203, no. 70/1999 Coll.), to the reasoning of which
the Constitutional Court refers. Finally, the Constitutional Court
concludes that the issue at hand must be interpreted so that persons
entitled to file an appeal will not suffer detriment as a result of a
problematic legal framework.
The
appeal was filed by the Civic Democratic Party, which registered the
secondary party, i.e. by a subject who has active standing to file the
appeal. It was delivered to the Constitutional Court on 13 December
2004. The lack of clarity and unity of the present legal order is
evident, among other things, also in the issue of timely filing of an
appeal, as the Supreme Administrative Court also pointed out in its
statement. The question is not only whether the period for filing begins
to run upon the decision by the relevant chamber of Parliament or upon
the decision by the Supreme Administrative Court in the matter. The
problem is also that the circle of parties to proceedings before the
Supreme Administrative Court is different from the circle of persons
entitled to file an appeal (as will be discussed in more detail below).
Whereas in proceedings before the Supreme Administrative Court the
parties to the proceedings are the petitioner, the relevant election
body, and the person whose election was contested, the persons entitled
to file an appeal are the petitioner in proceedings before the Supreme
Administrative Court, the person whose election was contested (or the
deputy or senator), and, finally, the political party which he
represented, as in the instant case. Given that the political party is
not a party to proceedings before the Supreme Administrative Court, or a
member of the relevant chamber of Parliament, then strictly speaking,
it can not be given proper notice of either the Supreme Administrative
Court decision or the decision by the relevant chamber of Parliament.
Thus, thee Constitutional Court states that here too the legal framework
has lagged behind the development of election law, and it can be
considered unnecessarily complicated. In view of the above-mentioned
position on the need to interpret unclear provisions so that persons
entitled to file an appeal will not suffer detriment as a result of the
lack of clarity, we can conclude that, in view of the date when the
Supreme Administrative Court decision in this matter was issued (3
December 2004), the ten-day period must be considered to have expired no
earlier than at the end of 13 December 2004. Therefore, the
Constitutional Court states that the appeal was filed on time, and under
no circumstances can the filing of the appeal be considered premature.
As
regards the scope of review within the proceedings on an appeal, it was
not necessary to address this question, in view of the fact that the
appeal contested all the substantive grounds of the Supreme
Administrative Court’s decision (see below, part II).
Next,
the circle of parties and secondary parties to the proceedings was
evaluated. It is precisely specified for this type of proceeding in § 87
and § 88 of the Act on the Constitutional Court. That is a special
provision in relation to the general provision of § 28 of the Act on the
Constitutional Court. These provisions indicate that the person who
filed a petition with the Supreme Administrative Court to have elections
declared invalid, and whose petition was granted, is not a party to the
proceedings or a secondary party to proceedings conducted under § 85
par. 1 let. a) of the Act on the Constitutional Court. That person’s
participation in the proceedings also can not be derived from Art. 36
par. 1 of the Charter, because that guarantees the protection of
individual rights. The subject matter of proceedings on an appeal under
division four of the Act is protection of the right to vote generally,
primarily the election results which are legitimized by Parliament for
the exercise of its jurisdiction in a composition which reflects the
will of the voters. Therefore, the purpose of regulation of this part of
the election judiciary is not primarily to protect the subjective
rights of candidates and voters, but to protect election proceedings or
the process as a whole, which corresponds to defining the circle of
subjects with active standing to file a petition to the Supreme
Administrative Court (§ 90 par. 1 of the Administrative Procedure Code).
Protection of subjective rights in such proceedings is not ruled out,
but it is only a reflex of the main function of the proceedings. The
purpose of these special proceedings is to protect the election process
and its result; subjective rights are protected by other procedural
means of protecting rights, as foreseen by, e.g. the Civil Code, the
Press Act, the Act on Radio and television Broadcasting, but also
election regulations within “objection proceedings,” all with the
application of the principle vigilantibus, non dormientibus iura
subveniunt [the law helps the vigilant, not those who sleep (Codex
Iustinianus 7, 40 1)]. In this regard the law is unambiguous, and so
there is no space for acting under § 28 par. 3 of the Act on the
Constitutional Court. Nonetheless, Ing. A. Z. was permitted to view the
Constitutional Court’s file, in accordance with § 63 of the Act on the
Constitutional Court, with the application of § 44 par. 2 of the Civil
Procedure Code, because a serious reason for it was found to exist on
his part.
Under
§ 15 par. 1 of the Act on the Constitutional Court panels of the
Constitutional Court decide on matters under Art. 87 par. 1 and 2 of the
Constitution that do not fall under the jurisdiction of the Plenum. The
Plenum’s jurisdiction is defined in § 11 par. 1 of the Act, and letter
k) of that provision permits the Plenum of the Constitutional Court to
reserve for itself matters other than those which are expressly set
forth in § 11 par. 1 of the Act. The Plenum of the Constitutional Court
made use of this authorization, and by resolution of 18 December 2003,
published as no. 14/2004 Coll., it provided, among other things, that it
reserves the right to decide on an appeal against a decision in the
matter of confirming the election of a deputy or senator under Art. 87
par. 1 let. e) of the Constitution. Because the petition came to the
Constitutional Court during the time when this decision was valid, the
Plenum of the Constitutional Court has jurisdiction to decide on the
petition.
Therefore,
the Plenum of the Constitutional Court states that the requirements for
it to review and decide on the petition have been met. It only points
out that the Constitutional Court has jurisdiction to decide in the
scope defined by the Constitution and the Act on the Constitutional
Court. Therefore, these proceedings can not replace criminal
proceedings, misdemeanor proceedings, civil law proceedings, or
proceedings in matters of the press law. Likewise, those proceedings
[e.g. proceedings in matters of protection of personhood under § 11n. of
Act no. 40/1964 Coll., of the Civil Code, as amended by later
regulations (the “CC”)] can not serve as a procedural means to contest
the validity of elections.
VI.
Substantive Evaluation
As
was already stated, the fundamental function of proceedings on an
appeal against a decision in the matter of confirming the election of a
deputy or senator is to ensure the proper conduct of elections. More
specifically – elections are supposed to be conducted correctly at
regular intervals (“genuine periodic elections,” “d'elections
périodiques, honnétes” -Art. 25 of the International Covenant on Civil
and Political Rights; the old version spoke of the “cleanness” of
elections) on the basis of the principle of by universal and equal
suffrage and shall be held by secret ballot, guaranteeing the free
expression of the will of the electors. This is the basic reference
point of the international standard of free and democratic elections.
The role of the Constitutional Court in this particular case is not to
evaluate whether our regulation of the election judiciary meets all the
requirements of the constitutional order (in particular Art. 1 par. 1,
Art. 2 par. 1, Art. 5, Art. 6, Art. 18 par. 2, Art. 19 par. 2 and 3 and
Art. 20 of the Constitution, as well as Art. 2, Art. 17, Art. 21 par. 1,
3 and 4 and Art. 22 of the Charter), or the international obligations
of the Czech Republic (in particular Art. 25 of the International
Covenant on Civil and Political Rights, and Art. 3 of the Protocol to
the Convention for the Protection of Human Rights and Fundamental
Freedoms). The essence of these proceedings is to ensure the observance
of those rules, and the instigation to introduce inspection mechanisms
can come not only from the person whose subjective right to vote has
been violated, but from each of the affected subjects (§ 90 par. 1 of
the Administrative Procedure Code). The subject matter of the
proceedings in terms of substantive law is to evaluate whether the
bodies competent to verify elections, or decide whether they are valid,
acted within the bounds and according to the rules which are prescribed
for them by the relevant constitutional and statutory regulations.
Although the Constitutional Court is deciding on an appeal against a
decision by the Supreme Administrative Court and the Senate, that does
not mean that it is bound only by the bounds provided in § 87 par. 3 to 5
of the Election Act. Even in the position of the final level of the
election judiciary it remains a judicial body for the protection of
constitutionality, and therefore the basic reference points for its
decision making are the above-mentioned provisions of the constitutional
order and of the Act on the Constitutional Court.
From
the Constitutional Court’s viewpoint, the essence of the adjudicated
matter lies in guaranteeing protection for the fundamental provisions of
the constitutional order, which give rise to the principle that the
people are the source of all state power, and in this role, among other
things, they share in establishing the state through free and democratic
elections. The statutory framework for the election judiciary and
verification of elections corresponds to this. In terms of the
procedural regulation of the election judiciary and conduct of such
proceedings, this gives rise to the rebuttable presumption that election
results correspond to the will of the voters. Presenting evidence to
rebut this presumption is the obligation of the person who claims that
there was error in elections. In the course of the 20th century this
viewpoint became practically generally accepted. The view of election
theory and practice from the 19th century, that every illegality makes
elections invalid unless the contrary is proved, has already been
overcome. Therefore, it is not decisive whether a system of three steps
is chosen for review, as the Supreme Administrative Court does,
following the example of its pre-war predecessor, or a system of one,
two or four steps (violation of the law – causation – gravity of the
violation – effect on the composition of parliament), and what methods
will be chosen. Our election judiciary does not recognize absolute
defects in election proceedings (so-called absolute confusion of
election proceedings), i.e. such violation of a constitutional election
regulation which would result in automatic annulment of elections, the
election of a candidate, or voting. In this sense, all possible defects
and doubts must be considered relative, and their significance must be
measured by their effect on the results of elections to a representative
body as such, or on the result of the election of a particular
candidate, or on the result of voting, according to the proportionality
principle. The Election Act narrows possible election defects to
violation of “this Act” – in the instant proceedings it was not
necessary to consider the constitutionality of this narrowing. This
process is based on the constitutional principle of protection of a
decision which resulted from the will of the majority manifested in free
voting and taking into consideration the rights of the minority (Art. 6
of the Constitution), as the Constitutional Court has already said in
another context, in judgment file no. Pl. ÚS 5/02 (in the Constitutional
Court of the Czech Republic: Collection of Decisions. Volume no. 28.
judgment no. 117. p. 25.- no. 476/2002 Coll.). The framework for
verifying elections is alternatively based on the prerequisite of an
objective causal connection between an election defect and the
composition of a representative body, or at least a possible causal
connection (the principle of potential causality in the election
judiciary). However, this possible causation, as established in § 87 of
the Election Act, must not be interpreted as a mere abstract
possibility. We can derive from Art. 21 par. 4 of the Charter the right
of an elected candidate to uninterrupted exercise of his office during
the specified period [cf. Constitutional Court judgment Pl. ÚS 30/95 (in
the Constitutional Court of the Czech Republic: Collection of
Decisions. Volume no. 5. judgment no. 3. p.17 – 31/1996 Coll.), which
emphasized the right of candidates, if elected, to exercise these
offices without obstacles]. From this we must conclude that the judicial
branch can change the decision of the voters, as a sovereign, only in
exceptional cases, where defects in the election process caused or could
demonstrable cause that the voters would have decided differently and a
different candidate would have been elected. Therefore the subject
matter of these proceedings is the invalidity of the election of J.
Nádvorník, not the non-election of Ing. A. Zápotocký. Incidentally,
German case law, to which the parties to the proceedings referred, takes
as its starting point the authorization of a court to annul elections
only in the case of a demonstrated causal connection between the
determined election defects and the results of elections.
This
is the basic constitutional basis which the Constitutional Court was
guided by in deciding this matter. It was possible to limit the instant
case to a constitutionally consistent interpretation of § 16 par. 1 a 2
of the Election Act, which led the Supreme Administrative Court to
declare invalid the elections in senate election district no. 19. Those
provisions read as follows:
“1)
The mayor may reserve a surface for the posting of election posters for
an election campaign, 16 days before election day. The opportunities
for using it must conform to the principle of equality of campaigning
political parties and coalitions, or candidates, in elections to the
Senate.
2)
An election campaign must be conducted honorably and honestly, in
particular, untrue information may not be published about candidates and
the political parties or coalitions on whose candidate lists they are
listed.”
An
election campaign is one of the aspects of evaluating duly conducted
free and democratic elections. As regards definition of it, which became
the subject of dispute in the instant matter, the Constitutional Court
points out that an election campaign is no longer expressly defined in
the Election Act in terms of length and content. That is the substantial
feature of our Election Act, unlike a number of other states, where
often the question of, in particular, the means of campaigning and
election materials, not to mention the inspection and restriction of
expenses for an election campaign, is regulated in great detail. The
time period for putting up posters is only a measure of maintaining
order, which regulates the situation in the “hot” phase of an election
campaign. However, logically and rationally speaking, an election
campaign can be conducted from a normative point of view only if
elections have been called ( in terms of the subject matter) or
candidate lists or candidates have already been registered (in terms of
the subjects of law). Naturally, that does not mean that voters are not
influenced by a number of other important long-term factors in terms of
the algorithm – obtaining information for making a choice in elections –
recognizing one’s own interests – taking a position and evaluation – a
decision to vote for a particular party or candidate. This is a
long-term process of forming voting preferences. Therefore, the
petitioner’s view that an election campaign is only the last 16 days
before election day can not be accepted.
Our
election regulations have abandoned the definition of an election
campaign as a certain period of time, as it was introduced by, e.g. § 27
par. 1 of Czech National Council Act no. 54/1990 Coll., on Elections to
the Czech National Council. They thus avoid problems connected with
accusations against political parties that they began their election
campaigns prematurely, just like the limits that are represented here by
freedom of speech and the right to information. In view of the removal
of moratoria for election campaigning, there is no longer a need for
such a definition. As regards local news media, originally it was
possible to use them, but after problematic experiences an amendment to
the Act on Elections to the Czech National Council (by Act no. 92/1992
Coll.) banned the use of local radio for election campaigning by
political parties, with the exception of a mere announcement that
election assemblies were being held. This regulation was also taken over
by Act no. 247/1995 Coll., on Elections to Parliament. Act no. 204/2000
Coll. then deleted the regulation of use of local radio. Likewise, it
has not reacted to developments in this field, as municipalities publish
their own news bulletins, and apart from local radio they also have
their own television broadcasting, teletext and websites.
VI. a
Under
§ 16 par. 1 a mayor may reserve surfaces for the posting of election
posters, sixteen days before election day. The opportunity to use them
must fundamentally correspond to the principle of equality of
campaigning political parties, coalitions, or candidates in elections to
the Senate. The Supreme Administrative Court concluded from expansive
interpretation of this provision that this is only a “demonstrative
indication of a generally valid approach to means of communication which
the municipality has at its disposal.” In the court’s opinion, it
follows from this that the principle of equality of campaigning entities
must be respected during the use of all means of communication held by
the municipality.
The
Constitutional Court does not fully agree with this approach to
interpreting § 16 par. 1 of the Election Act. First, it is not clear
from the statutory provision what measures the mayor is to use to
achieve equal use of the surfaces reserved for posting election posters
by campaigning entities. In practice, each of them will have to be
guaranteed access to these surfaces. Equality of access consists of an
equal opportunity to use these surfaces, not in the fact of how they
were used by campaigning entities. Therefore, the mere fact that some
posted fewer posters on the designated surfaces than others, or that
some did not put up any posters, can not be used to conclude that equal
opportunity to use the surfaces was not preserved. Individual paragraphs
of § 16 of the Election Act must be interpreted in the full context.
Therefore, one can not overlook the fact that there are precisely
defined conditions, not only for using the surfaces for putting up
election posters, but also for using public media for an election
campaign. Printed materials published by municipalities are by their
nature closer to public media than to surfaces for putting up election
posters. If the legislature wanted to provide rules for their use during
elections, it would have had to do so directly in a statute, as was
done at the beginning of the 1990s.
The
Election Act is a legal regulation which implements into practice one
of the fundamental political rights, the right to vote and to be
elected, expressed in Article 21 of the Charter. Under Article 21, par.
3, last sentence of the Charter, conditions for exercising the right to
vote shall be provided for by law. If the law does not forbid using
municipal periodical for an election campaign, then they can be used for
an election campaign provided that equal access for political parties
is maintained. Interpretation of a statute can not expand a statute
where there is no support for it in the statute, particularly where it
does not concern the exercise of sovereign authorizations of a
municipality as a public corporation. The formulation of § 16 par. 1 of
the Election Act is unambiguous insofar as it concerns only surfaces for
putting of election posters. The purpose of this provision is not
primarily a rule for conducting an election campaign, but an
authorization for a mayor in the field of public order and preventive
protection of property from “wild” putting up of posters long before
actual voting. The obligation to provide equal access then follows from
the abovementioned constitutional principles. In the instant case, the
issue was not whether Ing. Z. had access to these media, but whether
publication of the cited materials was violation of the rules of
conducting an election campaign, as set forth by § 16 par. 2 of the
Election Act. In terms of Art. 5 of the Constitution and Art. 22 of the
Charter there is no dispute about observing equal access for political
parties to media published by a public corporation.
VI. b.
Therefore,
the fundamental problem in the instant matter is not violation of § 16
par. 1 of the Election Act, which could hypothetically be derived only
by expansive interpretation, and only in the event that political
parties had not been given access to the cited media. The Supreme
Administrative Court sees as the fundamental prerequisite for its
verdict the violation of the principle of honorable and honest conduct
of an election campaign, as defined by § 16 par. 2 of the Election Act.
In its opinion, this requirement was met when the cited articles and
declarations against Ing. Z. were published. The Supreme Administrative
Court finds violation of the principle of equality among candidates in
the fact that shortly before the elections two periodicals published by
municipalities printed two articles containing criticism of one of the
election candidates, criticism which, in its opinion, was incorrect and
unfair. Even if the Supreme Administrative Court’s conclusion, with
which the Constitutional Court disagrees, that these publications are
the same as a surface designated by a mayor for putting up posters, were
valid, this would not be violation of the principle of equality as it
is meant by § 16 par. 1 of the Election Act. The issue is the right of
equal access, not an obligation on all election candidates to put up a
certain number of posters, the same number for all. In this sense,
therefore, it would be possible to speak or inequality only if, for
example, Ing. Z. sent an election article to both periodicals by their
deadline, and they refused to print it. However, the Supreme
Administrative Court made no such determination.
The
provision of § 16 par. 2 of the Election Act is basically the result of
unwillingness by contestants in an election campaign to conclude
pre-election agreements on the rules of the election contest, setting a
“referee” who would decide whether obligations from that agreement have
been met “honorably and honestly.” This phrase is aimed toward such
rules, and it can not be given the meaning, e.g. of good morals under § 3
par. 1 of the Civil Code. Likewise, the legislature itself was not
willing to prepare an ethical codex for the elections, just like
affidavits on the conduct of an election campaign which must be signed
by those who want to run. It was up to the legislature to newly regulate
the nature of election bodies. However, as a consequence there is no
longer any election body which would at least supervise the observance
of legal regulations on elections and flexibly draw conclusions which an
election campaign was still going on.
There
is no doubt that the media which are at the disposal of local
governments, even though they are not official bulletins, to which the
Print Act does not apply, are subject to stricter rules, in terms of
being used in an election campaign, than is the case with publishers who
are private law entities. Although this does not mean that they have an
obligation to guarantee the same mechanical space for individual
candidate parties and person, they too are subject to the rule of equal
“access.” Different conduct would be inconsistent with the rules of free
competition between political parties under Art. 5 of the Constitution,
and the free competition among political forces under Art. 22 of the
Charter. If the legislature does not yet forbid the use of such media,
their use for election campaigning must be measured by the rules of
equal opportunity, and the publisher or operator of such media must
weight whether it can guarantee that this principle will be respected.
However, we can not agree with the petitioner, who claims that the rule
of Art. 2 par. 3 of the Charter applies, that what is not forbidden is
permitted. These periodicals, in the event that they are made available
to political parties, are subject to the principle of equal opportunity,
which flows from the principle of free competition among political
parties and political forces (Art. 5 of the Constitution, Art. 22 of the
Charter), as the Supreme Administrative Court correctly concluded. A
different approach could suggest to voters that the municipality, as a
public corporation, prefers only certain political parties.
There
is no dispute that the printed materials published as municipalities
reporters, because they are in the hands of the public authorities, must
remain correct and neutral. In the position of a mayor, a candidate
must observe certain rules, because in that position he is a public
official, and thus does not have the general freedom of expression as
ordinary citizens. In short, he can not use his position as mayor to
benefit his election campaign, or someone else’s campaign. The submitted
materials indicate that the campaigning by the mayors against Ing. A.
Z., whether direct or indirect, was not consistent with the requirements
of honest and honorable conduct of an election campaign (especially the
misuse of an anonymous letter), as can be concluded from § 16 par. 2 of
the Election Act. In the articles which the Supreme Administrative
Court took into consideration exclusively did not concern a conflict
between candidates for a senate seat, but a dispute between mayors who
had different opinions on investments which affected their city
districts in various degrees and who took advantage of the more
vulnerable position of their opponent to make a more effective attack on
his person. During an election campaign this must be seen as an attempt
to influence the results of elections, although the Constitutional
Court determined that otherwise this was a matter which had continued
for a longer period of time, and the instant case involved a reaction to
the position of someone who supported a different position, who was
simultaneously running for the Senate .
A
different question is then the appearances by mayors and other
municipal government officials in media such as in this case. Here it is
not a question of equal opportunity for the political parties for which
they were elected, but a question of their appearance as public
officials, representing the interests of municipalities and their
residents, as follows from the text of their oath of office, in which
they undertake, on their honor and conscious, to perform their office
conscientiously, in the interests of the municipality (city) and its
residents, and be guided by the Constitution and laws of the Czech
Republic (cf. § 69 par. 2 of the Municipal Establishment Act). In such a
case it can not be claimed that they can make appearances, on the basis
of their office, in an election campaign to the benefit of a particular
party, and claim, as public officers and official persons (and not as
individuals) freedom of expression under Art. 17 of the Charter.
However, this does not mean that they can not make appearances or even
campaign in an election as party functionaries or as individuals;
likewise, nothing prevents them from identifying their office in such an
appearance. The fact that a mayor speaks in a political or other
dispute as a politician (not as an official), does not mean that he can
not state a fact which is familiar generally notoriously familiar to the
citizens of the municipality. It would be absurd to deny mayors and
other public officials and official persons to take part in an election
campaign. That too would be a violation of equal opportunity of such
officials as candidates and of their parties and violation of the
constitutional principle of free competition, which logically requires
the possibility for participation by competing parties. Therefore, the
distinguishing criterion can be only the fact that a mayor, as an
official person and municipal official, on the basis of his office, may
use facilities which another citizen can not use (budget funds, a
telephone, computer, official automobile, official bulletin board in the
municipal office, speeches connected with his office, printed materials
with the letterhead of the municipality of municipal office, giving his
expression the flavor of being official, etc., which could influence
older voters in particular). The use of such means is impermissible in
an election campaign. However, the Supreme Administrative Court passed
over this question. In this regard it is also necessary to emphasize
that German case law, which the Supreme Administrative Court cited in
this connection, identifies as election error a situation where there
are numerous and massive violations of the ban on using the public media
in an election campaign, or where state bodies influence the election
of their bodies in a significant degree. One can conclude from this that
elections can be annulled only as a result of fundamental and
substantial violation of state neutrality in the course of elections.
However, the adjudicated matter does not involve such a case.
Likewise,
the proceedings were objectively marked by the fact that, until the
proceedings before the Constitutional Court, the secondary party did not
have an opportunity to point to other circumstances of the polemics
which arose on the basis of the first issue of the South-east Prague
Courier published by the City District Prague-Křeslice. These
circumstances put the articles in the Uhříněves Reporter and the
Petrovice Reporter into a somewhat different context than was conceived
in the reasoning of the decision by the Supreme Administrative Court,
but this could not in any way affect the negative evaluation fo the fact
that one issue misused an anonymous, unverified text. On this point the
Constitutional Court agrees with the evaluation of the Supreme
Administrative Court; however, it differs in what conclusions can be
drawn from it under the principles provided in § 87 of the Election Act.
As
regards the content of an election campaign, the Constitutional Court
is aware that during the course of one arguments are often presented to
voters in a very emotional and heightened form, and are intended to
influence their electoral behavior and their decision whom to vote for.
However, the purpose of an election campaign in a pluralistic democracy
is undoubtedly also to evaluate the most controversial issues in the
programs of political parties and candidates generally, as well as their
personal qualities and capability to hold elected public office. Only
in that case will voters be able to make informed decisions, and only
thus can the fundamental constitutional principle that the people are
the source of all state power be fulfilled. Insofar as the Election Act
speaks of the requirement for honorable and honest conduct of an
election campaign, it means what was previously called the cleanness of
elections (cf. § 56 par. 1 of Act no. 75/1919 Coll., The Election Code
in Municipalities of the Czechoslovak Republic). However, these concepts
can not be interpreted in terms of private law and general morality,
because they are being applied in the context of an election campaign,
which is nothing more than a fight for voters’ votes. Its negative
effects can be regulated, but can not be ruled out by law.
In
this connection, the Constitutional Court considers it instructive to
discuss the judgment of the Election Court of 23 April 1926 (Collection
of Fundamental Decisions of the Election Court. Part IV., Prague 1928,
no. 183, p. 58), in which the court said, in a similar context, that the
required “serious violation of free and clean elections is of course
also impermissible campaigning, which degenerates into terror, whereby
physical and psychic pressure is applied to the free decision of voters
to such a degree that even the secret ballot is not able to ensure a
voter’s free decision. However, if campaigning did not exceed this
boundary, it can not be seen as violating free and clean elections, even
if it came from official persons.” Although today’s legal framework and
legal awareness has shifted markedly, nevertheless it characterizes the
necessary public law manner of viewing the present issue, as it was
presented to the Supreme Administrative Court by Ing. A. Z., and which
is in essence more a civil law problem. The lacking effective protection
in this regard will always lead to an effort to resolve such disputes
through election complains. However, the protection of personhood rights
in these proceedings can only play a supporting role in terms of
guaranteeing and observing the rules for the proper conduct of an
election campaign.
Therefore
the Constitutional Court concluded that neither an objective nor
potential causal connection was proved between the content of the cited
publications and their distribution among voters and the election of J.
N. We must emphasize that the Supreme Administrative Court only
considered the question of whether Ing. Z. could advance to the 2nd
round of Senate elections. However, in terms of the abovementioned
presumption that election results are valid, it was not proved that the
elements of the fundamental substantive law of our election judiciary
were present, i.e. whether under § 87 par. 4 of the Election Act the
provisions of the Act were violated in a manner which could influence
election results. It can not be required, as the petitioner urges, and
it is clear from that substantive law provision, that the violation in
fact have an influence on elections results. The Supreme Administrative
Court did not consider the question which the Constitutional Court
considers significant in terms of meeting § 87 par. 4 of the Election
Act, that is, whether it can be claimed with sufficient probability that
J. N. would not be elected senator in the 2nd round of elections as a
result of Ing. Z. hypothetically advancing to the second round. However,
the Supreme Administrative Court completely overlooked this question,
although without answering it one can not conclude that the election
results were influenced, as is required by § 87 par. 4 of the Election
Act in order for them to be violated. Instead, it focused only on
evaluating the results of voting in the 1st round of elections in
relation to the candidates Ing. A. Z. and P. J. However, violation of §
16 par. 2 of the Election Act can not by itself, without further proof,
lead to the conclusion that Ing. A. Z. could have advanced to the 2nd
round.
The
reason for declaring the election invalid could also been the
conclusion which better corresponds to § 87 par. 5 of the Election Act,
that in that case there is a high degree of probability that Jan
Nádvorník would not have been elected a senator. However, this can not
in any way be concluded form the abovementioned data on the results of
the 1st and 2nd round of elections, from the voter participation in
those elections, or from the support for the party for which Ing. Z. was
a candidate in the district. Here we must point to the election results
as they are stated in part IV. Against consideration of a different
possible result, it is enough to state that in all three Prague Senate
elections ODS candidates received a virtually identical number of votes
in the 1st and 2nd rounds of elections. Yet, in the 2nd round of
elections voter participation declined by an equal ration, which is
typical generally, not only in Prague. Therefore, one can not even
hypothetically conclude that, with the given level of voter
participation in the 19th election district, out of 18,907 votes cast,
J. N. would not have received precisely the same 10,407 votes as he
actually did. Likewise, there is no probable reason to claim that if
Ing. A. Z. had advanced to the 2nd round approximately 21 thousand
voters would have come and, in addition to those 10,407 voters, all of
them would have voted for Ing. A. Z. Basically, that candidate would
have had to receive the votes of all voters who were willing to come to
vote in the 1st round for his opponents from the Association of
Independent Candidates, the KSČM (Communist Party), the Path of Change,
and ČSSD (the Social Democrats). Likewise, the voting in Prague and
related city districts in 2002 does not permit reaching a different
conclusion with a higher degree of probability. In elections in CD
Prague-Křeslice KDU-ČSL did receive 52 % of votes, but with 188 voters
participating (i.e. 67% participation versus 25% participation in the
1st round of Senate elections). One could also speculate that, if Ing.
A. Z. had advanced to the 2nd round, voter participation might have been
even lower, in view of his party profile compared to the candidate for
the Association of Independent Candidates, and thus the change for a
change in the election results would likewise have been even lower.
Therefore, the data provided do not lead to any logically or
statistically documentable conclusion that, applying the principle of an
absolute majority, there was a high degree of probability that anything
would have change in the election results of the 2nd round and that J.
N. would not have been elected senator. Therefore, the presumption that
the voters’ decision in an election is valid was not cast in doubt in
such a manner that the Constitutional Court could agree with the Supreme
Administrative Court’s conclusion as regards the validity of the
election of J. N.
If
the legislature will not be able to distinguish the special features of
review of elections that are valid, either in the case of the entire
Chamber of Deputies, or a third of Senators in the case of elections in
one election region or a Senate election district v případě jejich
platnosti v případě celé Poslanecké sněmovny nebo třetiny senátorů v
případě voleb v jednom volebním kraji nebo jednom senátním volebním
obvodu (cf. in terms of linguistic interpretation “results” and “result”
of elections), such problems of interpretation will continue to arise.
The purpose of elections in election district no. 19 was undoubtedly to
elect a senator, not to advance to the 2nd round of elections.
Therefore, the results of these elections can only be the election of a
senator. Therefore, in this case application of § 87 par. 5 appears more
fitting, even though it can not repair the shortcomings in formulation
and stArting points of that provision. The Supreme Administrative Court
itself posed as steps in evaluation the requirement that 2) the
relationship between this illegality and the election of the candidate
whose election is contested by an election complaint, and 3) the
fundamental intensity of this illegality, the consequences of which must
at a minimum cast considerable doubt on the election of the candidate
in question. In reality, however, in practice it concentrated only on
meeting requirement 1), i.e. violation of the Election Act in both
publications, and in fact in this regard it completely passed over the
issue of the election of J. N. being cast into considerable doubt, and
concentrated only on considering the possibility of the influence of two
problematic publications on the possible advancement of Ing. A. Z. to
the 2nd round.
In
this regard, without regard to the circumstances of delivering the
petition to open proceedings before the Supreme Administrative Court, we
can not overlook the fact that its conclusions are necessarily marked
by the fact that the elected candidate in question, whether through
someone’s fault or not, could not present his arguments to the court.
However, the Supreme Administrative Court can not be criticized for
annulling the elections in their entirety (of course, only in one
election district). The Election Act does not give it any other option.
This shortcoming is inconsistent with the principle of proportionality
of interference by the state authorities, but the primary subject matter
of this type of proceedings, is not review of the constitutionality of
the Election Act, just as it is not protection of subjective rights.
In
light of the foregoing, it was not necessary to consider in more detail
the issue of the petitioner’s objection that the of the Supreme
Administrative Court’s conclusions regarding the intensity of
unlawfulness were incorrect and illogical. Nonetheless, the
Constitutional Court could not agree with its view that the Supreme
Administrative Court’s consideration is quite incorrect and illogical on
this point, even though the issue is certainly not the intensity of
unlawfulness (either the law is broken or it is not), but the gravity of
the influence of this unlawfulness on the composition of a
representative body. it is natural that in terms of a voter’s election
decision the more serious violations of election campaign rules are
those which happened during the time of that decision making, which, in
the case of undecided voters, is precisely in the last days of an
election campaign. This conclusion of the Supreme Administrative Court
flows from long-term settled case law in election matters in this
country (in times of free elections) and abroad. However, the essential
thing is that annulment of elections can not be taken as a punishment
for violating election regulations, but as a means to ensure the
legitimacy of an elected body. It is the probability of influence of an
election defect of election offense (§ 177 Criminal Code, § 16 par. 5
and 7 of the Election Act) on the election result in particular
elections with particular voters that is decisive. A mere abstract
possible causal connection is not sufficient. The situation would be
different in the case of an election campaign clearly being conducted in
an unfair manner, inconsistently with the requirement of proper conduct
of elections and election competition, which could, with a high degree
of probability, lead to an opposite election result than was assumed,
for example, according to correctly conducted pre-election polls. It
would have to be proved that, with a high degree of probability, without
the cited publications the result of the Senate elections in the given
district would have been different, which the abovementioned conclusions
do not prove.
The
Constitutional Court is aware of the complexity of the adjudicated
matter, and especially of the shortcomings and gaps in the legal
framework in this area. Therefore, it expects that the legislature will
weigh, on the basis of information obtained, both substantive law and
procedural law questions concerning the review of validity of elections
and their verification , so that it will not evoke unnecessary problems
and be internally consistent (cf. the analysis in Filip, J., Holländer,
P., Šimíček, V.: The Act on the Constitutional Court. Commentary. C. H.
Beck, Prague 2001, pp. 405-411). Likewise it is necessary to weight the
system of means for protection elections and the right to vote, just
like other subjective rights in the course of an election campaign (e.g.
abbreviated proceedings on printed corrections of errors and
apologies), so that the person who caused violation of such rules can be
penalized. In such a case the threat of annulling the result of
elections as the only possible consequence is inconsistent with the
constitutional principle of proportionality of interference by public
authorities. This certainly does not rule out disqualifying a candidate
who committed a serious election offense (e.g. fraud, bribery). In this
regard the Constitutional Court is forced to say that, compared to other
countries, the legal regulation of defects in the election process,
election offenses, and the rules for conducting an election campaign in
general, is, for one thing, very fragmentary, and for another, basically
rooted in conditions which correspond to “elections” from the times of
the previous regime. Therefore, the legislature will have to weigh
whether the election culture of voters, candidates and public officials
is on such a level that regulation of these issues is unnecessary, or
whether it will guide electoral behavior through pre-set rules that will
create a situation of legal certainty for the subjects of the election
process and which will be at least a prerequisite for electoral economy.
Therefore,
on the abovementioned grounds, the Constitutional Court concluded that
the secondary party to these proceedings, J. N., was validly elected a
senator in elections to the Senate of the Parliament held on 5 and 6
November 2004, and on 12 and 13 November 2004, in election district no.
19, Prague 11.
Therefore,
under § 91 par. 3 of the Act on the Constitutional Court all decisions
of other bodies which conflict with this judgment lose their effect,
i.e., especially:
a) decision of the Supreme Administrative Court of 3 December 2004, file no. Vol 10/2004-24,
b)
decision of the Mandate and Immunity Committee of the Senate of the
Parliament, no. 11 of 14 December 2004, which states that the committee
could not confirm the mandate for election district no. 19, Prague 11,
in view of the fact that the Supreme Administrative Court decided by its
resolution no. Vol 10/2004-24, that elections in that district were
invalid,
c)
decision of the Senate of the Parliament, no. [___], from the 1st
session of 15 December 2004, in which the Senate “takes cognizance” of
point II. of the report from the Mandate and Immunity Committee on the
results of confirming the validity of election as a senator,
d) decision of the president, no . 653/2004 Coll., on calling repeat elections to the Senate of the Parliament.
Notice: Decisions of the Constitutional Court can not be appealed.
Brno, 26 January 2005
Dissenting Opinion of justice JUDr. Eliška Wagnerová, Ph. D.
My dissenting opinion is based on the following considerations:
1.
The justification of judicializing purely political processes 2. A
liberal constitutional democracy versus a democracy without attributes
3. Genuine elections
Re 1.
Democracy
in the legal sense must be applied to “already existing legal norms,
other norms and institutions,” which control the process of collective
decision making in a democratic political society. The judicialization
of this sphere creates the possibility that “in the name of liberal
constitutionalism one can, through objective judicial review, deny the
most important right available to citizens in liberal democracies, i.e
the right to participate in public affairs.” (S. Issacharoff et al., The
Law of Democracy, 1998).
Many
authors and schools of thought believe that the judiciary applying the
law should maintain a respectful distance from purely political
processes, which are supposed to produce judicially incontestable
solutions, and there is an equal number of opposite theories. A general
response to this dilemma is not possible. Even the most entrenched
educated opponents of judicialization recognize that its scope and depth
depends on the particular historical situation (see, e.g., R. A.
Miller, Lords of Democracy: The Judicialization of “Pure Politics” in
the US and Germany, 61 Wash. and Lee L. Rev. 587, Spring 2004). They
conclude that the judicialization of “pure politics” (the term is an
obvious allusion to Kelsen’s pure legal learning) is a reaction by
constitutions against the shock of a preceding dictatorship, that is, a
response to the misuse of purely political processes by previous
political regimes. This experience contributed to the identification and
recognition of the constitutional principle called “militant democracy”
(streitbare Demokratie, see, e.g., decision BVerfG z 24. 3. 2001, 1 BvQ
13/01), which is the concept of a democracy which is entitled,
required, to protect itself from threats from within. Therefore, the
political will formed in political processes is reviewable by courts,
and in the final instance by the Constitutional Court.
The
Czech Constitution took over this concept, being formed on the basis of
essentially similar experience as that from which the German
fundamental law (Grundgesetz) arose. Likewise the concept of the Czech
Constitutional Court and its areas of jurisdiction (in particular review
of norms, but also others, including jurisdiction over elections)
indicate acceptance of this doctrine.
Ad 2.
Democracy,
whose most distinctive external manifestation are elections, has many
definitions. Nevertheless, since antiquity democracy has been described
as government by the people, finding its expression in elections (and
referenda). The Czech Constitution, however, has not adopted this
simplistic and formal essence of democracy (which, if practiced as such,
can in formally regular elections bring to power racists, fascists,
proponents of class hatred and other political forces that deny the
fundamental rights and freedoms). It ties democracy to substantively
understood legal statehood (Art. 1 par. 1 of the Constitution), and
places the fundamental rights and freedoms under the protection of the
judicial branch (Art. 4 of the Constitution). This concept of democracy
has also been confirmed in the Constitutional Court’s case law (Pl. ÚS
19/93). In other words: The Czech Republic has signed on to democracy
with the attribute “liberal,” more precisely, to constitutional liberal
democracy. Such a democracy includes not only formally understood
elections, but elections which must comply with certain minimum
requirements (see below), as well as the rule of law, separation of
powers, and respect for and protection of the fundamental rights and
freedoms. What deep conflicts can arise between democracies without
qualifiers on one side and constitutional liberal democracies on the
other side, are powerfully described – documented by experience from the
whole world – by F. Zakaria (Budoucnost svobody [The Future of
Freedom], Academia, Prague, 2004).
I base my dissent from the majority opinion on the accent of the abovementioned postulates.
Re 3.
If
I begin with the foregoing, I can not understand genuine elections to
be merely a process which will be subject to review only within the
scope of the election act itself, that is, the only thing which will be
examined is whether the bodies competent to verify elections, or
competent to decide if they are valid, acted within the bounds and
according to the rules which are expressly set forth for them by the
relevant constitutional and statutory provisions (the manner accepted by
the majority opinion). On the contrary, in my view it is necessary to
interpret even a flawed legal framework in terms of the abovementioned
positions, which give rise to other principles immanently present in the
Constitution, even if not explicitly spoken.
Thus,
I consider quite fundamental the principle that the total “pureness” of
elections can be concluded only on the assumption that the will of the
voters is created without guidance or instructions or influence by the
state power. I understand this principle to be one of the fundamental
structural principles of the Czech Constitution. All state bodies
created by elections must be the result of the actually authentic will
of the members of a civil society, that is of the voters, not the
product of a process which was manipulated by the state power,
regardless of whether successfully or less so. The failure to respect
this principle, taken to the extreme (or better said, to a perverse
degree) led to the election results which we were faced with before
1989.
There
is no dispute about the fact that in election district no. 19, Prague
11 the public authorities interfered in the election process. This
interference was of two kinds. The constitutionally unacceptable, but
simple form, was committed by the Křeslice Reporter no. 2, which
contained campaign material in favor of A. Z., though it was issued with
the help of funds gathered precisely for that purpose (see the title
page of the periodical). However, the municipal publications, the
Uhříněves Reporter no. 10/2004 and the special issue of the Petrovice
Reporter, published on 3 November 2004 (both periodicals financed by
public funds), committed much more intensive interference by the public
authorities in the election process because in a very coarsely
defamatory manner (publishing an anonymous letter in context with a
leader by the mayor of Uhříněves, or interview with a member of the
municipal council with JUDr. Č. together with defamatory evaluation of
A. Z. in the Petrovice Reporter) liquidated, or at least attempted to,
the senate candidate from a rival political party.
I
conclude from this: the case of the simple election campaigning
conducted by misuse of the municipal publication, but published with
money collected for that purpose, can be considered conduct which is
ultra vires in relation to the municipal jurisdiction, and which
seriously violates the purity of the election process. Nevertheless, in
weighing that defect on the one hand and the importance of the elections
themselves on the other, one can conclude that this defect need not
result in an invalid election. This is because the intensity of that
violation affects the structural principle of the Constitution (see
above), but does not violate substantive constitutional principles (see
below). This defect could in future be addressed by a penalty, which the
Election Act should anticipate, as the majority opinion says, in a call
upon the legislature, with which I fully agree. However, I can not
reach the same conclusion in the second case of violation of the
election process.
For
me, defamation of an individual, committee by the public power with the
use of public resources (a public publication) and public funds, is
literally abuse of public power for a constitutionally completely
unacceptable purpose (weakening a political opponent’s chances in an
election by attacking his dignity), which, in my eyes, removes the
“pureness” of the election process so that it can no longer be called
genuine elections. My (and I hope not only my) memory of history, and
experience from the present day, do not permit me to tolerate such
excesses of public power, because this is no longer a case of simple
acting ultra vires. In relation to an individual, this can be completely
destructive conduct through abuse of public power. In such cases, a
civil law complaint for protection of personhood appears to me to be a
completely inadequate remedy, not to mention the fact that the
impermissibility of such conduct reaches considerably beyond the
interests of the individual, and I do not hesitate to say that such
conduct by the public power “unglues” the very foundations of our
constitutional and political system. Constitutionally normatively, that
system is founded on the public power’s respect for the dignity of the
individual, and no breach of this fundamental substantive constitutional
principle can be tolerated, because it is interference in the very
fundamental requirements of a democratic law based state, viewed
substantively (Art. 9 par. 2 of the Constitution).
In
other words: defamation of a candidate or political party by the public
power in an election campaign deprives the election itself of the
attribute “genuine.” Such a process, cloaking itself formally in the
garb of elections, is not, constitutionally substantively speaking, an
election, and therefore the formal elections must be declared invalid,
as the Supreme Administrative Court correctly did.
Conclusion
I
can not agree with the majority opinion in other aspects as well.
Primarily, I consider the method of examining a causal connection
between violation of the Act and the results of the election to be
misleading and unproductive. I do not agree with the statement that the
law either is or is not violated, i.e. that the intensity of violation
of the normative framework of the election process is irrelevant. On the
contrary, I believe that the Constitutional Court should always examine
whether a particular violation of the election process still permits
describing the elections as genuine, and which one does not, and then
make its verdict accordingly to that determination. Examining the causal
connection between violation of the law and of the Constitution and the
result of elections, regardless of how deep in the constitutional
foundations of the state the interference is aimed, will always be on
the level of non-documentable speculation. The conclusions which the
majority drew from the materials from the State Election Commission are
unconvincing in my eyes. That they are unconvincing is proved by the
victory in election district no. 22 of J. Š., who, in the second round,
virtually doubled the number of votes he received, although the Green
Party, similarly to KDU-ČSL, is not a favorite in Prague election
districts. This example documents the fact that the method chosen by the
majority in addressing this case is not suitable; in contrast to that
the abovementioned method of interpreting what, in terms of the
Constitution can still be considered genuine elections (i.e.
constitutional evaluation of the intensity of interference) is a
procedure which can be expected from the Constitutional Court, because
it thereby interprets, or makes more specific, the Constitution and the
constitutional order.
Further,
in my eyes the majority opinion does not sufficiently reflect the
purpose of judicial review of the political process which elections are,
as I indicated above. This is evidently because it takes the incorrect
stArting point that elections are to be an expression of the
constitutional maxim that the people are the source of all state power.
However, this repeated statement overlooks the classic (Sieyés)
separation of powers into the constituitive power, which really does
belong exclusively to the people (the people are the source of power)
and all institutions, including the Constitutional Court, bow before it,
and constituted power, which is exercised within the framework of the
Constitution. Elections, as a means provided by the Constitution, are,
of course, an exercise of the constituted power [see, e.g., V. Klokočka,
Ústavní systémy evropských států [The Constitutional Systems of
European States], Linde, Prague, 1996, p. 102: “Even in the exercise of
the right to vote (...) the group of citizens-voters moves within (...)
the constituted power. In this case too the people are the exercisers of
power.” In addition, see, for example, the Constitution of Germany,
which provides in Art. 20 that all state power arises from the people (a
characteristic of the constitutive power) and is exercised by the
people through elections and voting and through legislative, executive,
and judicial bodies (constituted power) and a wealth of other foreign
literature]. And it is precisely the Constitutional Court which is
called upon through its jurisdiction to review the acts and processes of
the constituted power, regardless of who performs them. The
Constitutional Court has this duty even if the constituted power is
exercised by the voters (i.e. definitely not by the people) in
elections. In that case too the Constitutional Court can not rid itself
of the duty to determine whether the constituted power was exercised in a
constitutional manner, or in a constitutionally consistent process.
In
other words (to paraphrase K. Thein, Mladá Fronta Dnes 8 January 2005,
E-III): the Election Act (like every statute) is a text with one
wording, and an endless number of ways to circumvent that wording. In
the environment of the Constitution, democracy, as a mocked and misused
quantity, is constantly on the edge of dysfunction. To contribute to the
functionality of a constitutional liberal democracy is a task worthy of
the Constitutional Court.
Brno, 26 January 2005
Dissenting Opinion of JUDr. František Duchoň
Act
no. 247/1995 Coll., on Elections to Parliament (the “Election Act”),
provides in § 16 par. 2 that n election campaign must be conducted
honorably and honestly, in particular, untrue information may not be
published about candidates and the political parties or coalitions on
whose candidate lists they are listed.
In
proceedings before the Constitutional Court it was proved that the
election campaign in election district no. 19, Prague 11 was not
conducted in accordance with that provision. During that election
campaign publications published as municipal reporters and financed from
public funds were used. These reporters published materials which did
not serve to inform the citizens of these localities, but were a
negative pre- an election campaign against one of the candidates in
Senate elections in that election district. Thus, this concerned not
freedom of expression and the right to information, but an election
campaign, moreover one led in a negative spirit. This is especially
evidenced by publication of the anonymous letter, about which it has
been known for at least 3 years that it was not written by members of
the representative body of City District Prague-Petrovice, as it stated.
This
not only violated the abovementioned provision of the Election Act, but
at the constitutional law level it violated Art. 5 of the Constitution
of the CR, under which the political system is founded on the free and
voluntary formation of and free competition among those political
parties which respect the fundamental democratic principles and which
renounce force as a means of promoting their interests. This also
violated Art. 22 of the Charter, under which Any statutory provisions
relating to political rights and freedoms, as well as the interpretation
and application of them, shall make possible and protect the free
competition among political forces in a democratic society.
Free
competition can not exist if certain subjects in that competition are
advantaged by having at their disposal and using resources which are
supposed to serve completely different purposes (municipal reporters and
other material resources which city halls and municipal mayors have at
their disposal), as happened in this case. Thus, these resources – in
this particular case municipal reporters, published with public funds –
were misused for purposes of the election campaigns of municipal
politicians. That also violated the principle of neutrality of the
public power in a pre-election campaign, which arises from Article 2
par. 1 of the Constitution ČR, under which all state authority emanates
from the people; they exercise it through the legislative, executive,
and judicial bodies.
The
process of forming the will of the people takes place primarily in
elections The honorable and honest conduct of elections is a value which
can not be abandoned. Elections are the substance and foundation of
democracy; the bodies of state power are created on the basis of
election results (see Article 2 par.1 of the Constitution ČR). Elections
are always a selection of particular people. We can conclude that to a
certain degree the relationship is – how the election campaign goes
determines how the elections go; how the elections go determines what
the bodies of state power are like.
I
can not agree with the judgment’s relativization of the concept of an
honorable and honest conduct of an election campaign: “these concepts
can not be interpreted in terms of private law and general morality,
because they are being applied in the context of an election campaign,
which is nothing more than a fight for voters’ votes.” Here the
Constitutional Court showed that it distinguished honor and honestly in
the areas of private and public law, and that in each area these values
mean something different. In practice it thus abandoned the value of
honor and honesty in the area of “a fight for voters’ votes.” There
should not be different rules of honor and honesty for relationships
between individuals and for the election process, which is the
foundation of representative democracy, from which the bodies of state
power arise.
Insofar
as the Constitutional Court was deciding in a situation where, in the
Czech legal order, the only consequence of violating of the principle of
an honorable and honest election campaign is the non-election of a
candidate, it should have gone in that direction. It would have been
very harsh and unfair vis-à-vis the candidate who did not take part in
the negative election campaign at all, but on the other hand the
Constitutional Court would have made clear that it would not in future
tolerate flagrant violation of the rules of an honorable and honest
election campaign. At the same time, it would have forced the
legislature to make a more suitable statutory framework for the election
process. Honorable and honest election campaigns should be in the
interest and to the benefit of all parties taking part in electoral
jousting. The entire election process, i.e. an election campaign and the
elections themselves, can be considered the foundation of democratic
organization of society. Elections are not only the method whereby
candidates receive their mandates, i.e. the relevant position in the
hierarchy of elected bodies, but is also a process in which a number of
fundamental rights and freedoms are implemented. The protection of this
process can not be abandoned by tolerating dishonorable and dishonest
conduct, or relativizing it, because that depends citizens’ disgust with
politics and is dangerous for democracy.
In
this regard, I consider it superfluous to examine in detail the causal
connection between violation of honorable and honest conduct of an
election campaign and the results of elections. I rely on the text of §
87 par. 2, 4 of the Election Act, where a subject named in the second
paragraph has active standing to file a petition to declare elections
invalid if he believes that provisions of the Act were violated in a
manner which could influence the results of elections. In my opinion, in
this particular case the appeal could be granted only on the assumption
that the cited violations of the Election Act could not influence the
results of the elections under any circumstances.
It
is true that the result of the elections in this case was the election
of a senator, but Senate elections have two rounds. If the difference in
the first round between the second candidate to advance to the second
round and the third candidate, who did not advance, where a negative
election campaign was led against him, was a mere 325 votes, one can
consider that the negative election campaign led against the
non-advancing candidate may have influenced the results for advancing to
the second round. The candidate who did not advance lost the chance to
fight in the second round of Senate elections, which decides between
only the two advancing candidates. Voter participation, their behavior,
preferences, and tactics, are substantially different than in the first
round. Arguments based on statistical data or pre-election polls are
speculative to a certain degree, and only completes the de facto
abandonment of protecting the honor and honesty of an election campaign
in the abovementioned sense.
For
all the foregoing reasons I am of the opinion that the petitioner’s
appeal, decided by the Constitutional Court in proceedings under § 85 of
Act no. 182/1993 Coll., should have been denied.
Brno, 26 January 2005
Dissenting Opinion of Justice JUDr. Miloslav Výborný
In
the adjudicated case the Constitutional Court determined beyond all
doubt that the election campaign preceding elections to the Senate of
the Parliament of the CR in election district no. 19 in Prague 11 was
conducted in a completely unacceptable manner.
The
municipal publications which were presented in evidence did not
maintain correctness and neutrality; the campaigning against one of the
candidate quite exceeded even minimal standards of decency. Even in an
election campaign, not everything can be permitted; I deeply disagree
with the thesis expressed in the reasoning of the judgment that these
concepts (that is, honorable and honest conduct of an election campaign)
can not be interpreted in terms of general morality, because they are
being applied in the context of an election campaign, which is nothing
more than a fight for voters’ votes; quite the contrary – these concepts
can only be measured according to general morality, because, in my
judgment, we can not accept that in addition to general morality there
is an additional, pre-election morality, apparently a more benevolent
one. The fight for voters’ votes also has and must have its rules; those
rules are set at both constitutional and statutory levels. Even if the
Election Act did not contain § 16 par. 2 on the mandatory honesty and
honor of an election campaign, that would change nothing about the fact
that a dishonest and dishonorable campaign (of course if of a serious
intensity) would as a consequence breach the freedom and objectivity of
elections.
It
is also important what media - financed by whom -an election campaign
is conducted. I fully agree with the majority opinion’s conclusions
that, in terms Article 5 of the Constitution and Art. 22 of the Charter
there is no dispute about the observance of equal access for political
parties to media which are published by a public law corporation, that
the rule of equal “access” must be applied here because a different
approach would be inconsistent with the rules of free competition among
political parties under Art. 5 of the Constitution and free competition
of political forces under Art. 22 of the Charter, and that these
publications, if they give access to political parties, are subject to
the principle of equal opportunity which flows from the principle of
free competition among political parties and political forces, and that a
different approach could indicate to voters that the municipality, as a
public law corporation, prefers only certain political parties.
In
the adjudicated matter the Constitutional Court reliably determined
that an election campaign was conducted in media published by the
Municipal Office of Prague 10-Uhříněves, City District Prague-Petrovice
and City District Prague-Křeslice, and that equal access for parties or
candidates running for election to the Senate did not exist. If the
majority therefore concludes in the reasoning of the judgment that this
violated the principle enshrined in Art. 5 of the Constitution and Art.
22 of the Charter (with which I have no reason to argue),that
determination itself is sufficient to conclude that the election
campaign was conducted not only unlawfully (i.e. dishonorably and
dishonestly, which the majority opinion also, in agreement with my
opinion, emphasizes), but also unconstitutionally. The only logical
consequence should have been denial of the appeal.
If
the majority legal opinion argues on the grounds of the absence of even
potential causality between the content of the cited publications and
the election of J. N., then in my opinion it would be possible to also
argue the contrary. Deliberations regarding the extent to which, in a
particular case, violation of the Election Act can influence the results
of elections can always only be estimates. The majority opinion uses
the scale of the so-called sufficiently large degree of probability, and
relies on statistical data, which allegedly do not give rise to any
logically or statistically documentable conclusion that, upon
application of the principle of an absolute majority, there was a great
degree of probability that anything would have changed in the results of
the second round of elections and that J. N. would not have been
elected senator. In my opinion one can reason this way only with certain
reservations, because pre-election polls provide a more or less
qualified estimate of the results of future elections, and they can not
be used to evaluate missteps in an election campaign; post-election
statistical data are the results of a possible “darkening” of the
election result as a consequence of the cited unlawful and
unconstitutional conduct of an election campaign.
Brno, 26 January 2005
Dissenting Opinion of JUDr. Ivana Janů
I
criticize the majority opinion of the Plenum of the Constitutional
Court primarily because, although in its substantive evaluation it
reached the correct factual evaluation in many regards, it did not, in
my opinion, draw the correct legal conclusions from that.
The substantive determinations are as follows:
1.
The fundamental role of proceedings on an appeal against a decision on
verifying the election of a deputy or senator is to guarantee the proper
conduct of elections.
The
Constitutional Court is ruling on an appeal against a decision by the
Supreme Administrative Court and the Senate, but that does not mean that
it is bound only by the bounds of § 87 par. 3 to 5 of the Election Act.
In the position of a final appeal court in the election judiciary it
still remains a judicial body for protection of constitutionality, and
the fundamental measure for its decision making are the principles
contained in the constitutional order and in the Act on the
Constitutional Court. Our election judiciary does not recognize an
absolute defect in election proceedings, that is, such violation of an
election regulation which would result in automatic annulment of
elections. In this regard all potential defects and doubts must be
considered relative, and their significance must be measured by their
effect on the result of elections, according to the principle of
proportionality.
This
process is based on the constitutional principle of protection of
decisions emerging from the will of the majority manifested in free
voting and taking into considerations the rights of minorities (Art. 6
of the Constitution).
2.
An election campaign is one of the aspects of evaluation of properly
conducted free and democratic elections. If the law does not forbid the
use of municipal periodicals in an election campaign, then they can be
used for an election campaign only if equal access for the political
parties is preserved.
The obligation to guarantee equal access arises from Art. 21 par. 3 of the Charter.
In
this case the issue was not whether Ing. Zápotocký had access to these
media, but whether publication of the materials in question violated the
rules of an election campaign, as provided by § 16 par. 2 of the
Election Act.
3.
There is no doubt that the media which are at the disposal of local
self-governing units must apply the rule of equal “access.”
A
different approach would be inconsistent with the rules of free
competition among political parties under Art. 5 of the Constitution and
free competition among political forces under Art. 22 of the Charter.
The use of municipal media must be measured for purposes of election
campaigning by equal opportunity, and the publisher or operator of such
media must weight it is able to guarantee that this principle will be
observed. A different approach could suggest to voters that the
municipality, as a public corporation, prefers only certain political
parties.
There
is no dispute that the printed materials published as municipal
reporters, because they are in the hands of the public authorities, must
remain correct and neutral. In the position of a mayor, a candidate
must observe certain rules, because in that position he is a public
official, and thus does not have the general freedom of expression as
ordinary citizens. In short, he can not use his position as mayor to
benefit his election campaign, or someone else’s campaign. The submitted
materials indicate that the campaigning by the mayors against Ing. A.
Z., whether direct or indirect, was not consistent with the requirements
of honest and honorable conduct of an election campaign (especially the
misuse of an anonymous letter), as can be concluded from § 16 par. 2 of
the Election Act.
I
agree with these selected theses of the opinion of the Plenum of the
Constitutional Court; on the basis of these, and in the context of the
full presentation of evidence before the Constitutional Court, I reach
the following different conclusions:
I.
The Election Act, § 16 par. 2, provides:
An
election campaign must be conducted honorably and honestly, in
particular, untrue information may not be published about candidates and
the political parties or coalitions on whose candidate lists they are
listed.
In
this case it is evident that the relevant issues of the Uhříněves
Reporter and the Petrovice Reporter contain a strikingly negative
campaign aimed at damaging and discrediting one of the candidates in
Senate elections. In both cases this campaign involves representatives
of state power, mayor J. C., who deals with a three year old anonymous
letter (published in the same reporter) as if it were a relevant, signed
and correct information. In the second case, a member of the council of
City District Petrovice, Ing. P. Ř., conducts an interview with JUDr.
M. Č., and the reader learns, to his surprise, what the true face of one
of the Senate candidates is. Both cases involve a municipal publication
financed from municipal funds, published directly before the elections,
and one of them even with a higher print run.
In
my opinion the question “who started” this campaign (which the Plenum’s
majority opinion asks) is not relevant and does not excuse anything. If
the principles of honor and honesty of an election campaign were really
violated by all the entities involved, that would not produce some
hypothetical balanced situation, but the effects of such unlawfulness
would be much more intensive, and the election result would be even more
deformed. In other words, the effects of unlawful conduct of an
election campaign by the competing candidates on the deformation of
election results are not “reduced,” do not fail to “disturb,” but are
“added.” A dishonorably and dishonestly conducted election campaign in
addition to causing the desired shift of election preferences, may have
considerable influence on voter participation, an important factor which
affects the outcomes of elections.
II.
Another
point where I disagree with the Plenum’s majority opinion is its
concept of honor and honesty in an election campaign, which is expressed
in the Plenum’s majority opinion as follows: “These concepts can not be
interpreted in terms of private law and general morality, because they
are being applied in the context of an election campaign, which is
nothing more than a fight for voters’ votes.”
I
consider this blessing of dual morality by the Constitutional Court to
be unfortunate. In my opinion, decency and honesty are the basis of
morality, which is the same in all areas of life. We learn it in the
family, we should improve in it in school, and as adults we transfer it
to public life. Morality anchors the law in society, and in the interest
of protecting morality, if other conditions are met, many of an
individual’s fundamental rights may be restricted. I grant that it is
difficult to define both terms positively, but virtually everyone knows
what is impolite and dishonest in a certain situation, both in the
private sphere and in public life.
III.
The
last point where I dissent is the evaluation of fulfillment of the
elements in § 87 par. 4 of the Election Act. The provision of § 87 par. 4
states: A petition to declare elections invalid may be filed by a
petitioner if he believes that provisions of this Act were violated in a
manner which could influence the results of elections. It is evident
that the legislature does not consider a violation of elections other
than one which could influence the results of elections to be capable of
causing elections to be invalid. Thus, under this provision, a
necessary condition for elections to be invalid, is violation of a
provision of the Election Act and simultaneously the fact that such
violation of the Election Act could influence the results of elections.
The Act speaks of the possibility of influencing election results, not
the situation that election results were demonstrably influenced. Thus,
even the mere possibility that results could be influenced based on a
specific violation of the Act is grounds to declare elections invalid
under § 87 par. 4 and § 88 par. 2 of the Election Act. The principle of
proportionality does not permit discussion of a purely theoretical
possibility, but of capacity to influence election results on the basis
of a specific violation of the Election Act and related circumstances. A
court decision will always be based on the specific circumstance sin a
given matter, and it must examine both violation of the Election Act (in
this case the provisions concerning election campaigns), and whether it
is possible for such violation of the Act to cause election results to
be different than if the violation of the Act had not occurred (that is,
whether J. N. would have won the elections). Thus, I believe that if
election results could have been influenced by the specific violation of
the Election Act, it is not realistic, in my opinion, to draw
conclusions as to what the results of the second round of elections
would have been, had J. N. competed in it with a different candidate,
who did not advance to the second round by a small difference in votes,
which could have been caused by an unfair election campaign against him.
The Act does not impose such an obligation on the election court. In
this regard the formulation of the Act is logical, because in the case
of elections it is not always possible to conclude what led to election
results and what the considerations were that led voters to give their
votes to a particular candidate, and what did or did not influence them.
Such information is non-verifiable, and so merely speculative.
The
foregoing applies all the more so because Senate elections are
conducted in a two-round majority elections system. In the first round
each voter can cast his vote for the candidate he prefers. Only the two
most successful candidates advance to the second round. In the second
round, a no longer negligible number of voters decide between two
candidates whom they did not vote for in the first round, or perhaps do
not take part in the second round at all. In Senate elections, based on
election results until now, it is not an unusual event that the victor
in the 1st round is then defeated by the second candidate, who is more
acceptable to voters, a better compromise, or less unacceptable. (A
similar general conclusion from experience with the two-round majority
system in other countries is provided by Sartori G.: Srovnávací ústavní
inženýrství [Comparative Constitutional Engineering], SLON Publishers,
Prague 2001, p. 75 et seq.). In the present matter, this effect is
evidenced by the considerable increase in support for the candidate J.
J. in the second round, compared to the first round where J. N. won by a
much more distinctive margin. For these reasons, one simply can not
predict the results of the 2nd round by reference to the long-term
distribution of support for political parties by the electorate.
Likewise, one can not argue by using statistics and pre-election polls
conducted before the 1st round of elections. The two-round majority
system of Senate elections is aimed at the personality of a candidate in
an incomparably higher degree than the system of proportional
representation, which is aimed at political parties and their programs.
Insofar
as the majority opinion states that “the judicial branch can change the
decision of the voters, as a sovereign, only in exceptional cases,
where defects in the election process caused or could demonstrable cause
that the voters would have decided differently and a different
candidate would have been elected,” I believe that the adjudicated
matter is precisely such a case of violation of the Election Act which
could influence election results. For these reasons, in my opinion, the
elections in election district no. 19 Prague 11 must be considered
invalid (as the Supreme Administrative Court declared them). Logically,
invalid elections can not produce a validly elected candidate.
IV.
From
a comparative viewpoint, my opinion is supported by conclusions in
decisions by German courts concerning election matters. For example, the
decision of the State Court in Bremen of 7 October 1979 [BremStGHE 4,
111], which declared the obligation of the state (the public power) to
maintain neutrality in elections. The German Federal Constitutional
Court addressed the issue of conduct inconsistent with good morals in
its decision of 8 February 2001 [BverfGe 103, 111], which confirms the
competence of an election court to declare elections invalid if it finds
that there has been violation of the rules of an election campaign. The
same approach is presented in the well-known decision of the
Constitutional Court in Hamburg, no. 3/93 of 3 May 1993.
V.
In
conclusion, I must emphasize that the fundamental role of the
Constitutional Court is to protect democracy. Elections are a process in
which democracy is renewed at regular intervals. They are a process
where the people (the electorate), as the sovereign, as the constitutive
power, gets to speak, in order to create a new governing majority (the
constituted power) or change the existing majority, or re-confirm (give a
new mandate to) the existing public power. The principle that the rule
of the majority takes into consideration protection of the rights of
minorities (Art. 6 of the Constitution), expresses the situation that
exists during times of elections, where a minority must have a realistic
opportunity to become a majority, it the sovereign – the people – so
decides. The principle of strict neutrality of the governing public
power is therefore a fundamental requirement on free democratic
elections, on which a law-based state is founded.
For
all the foregoing reasons I maintain the opinion that the petitioner’s
appeal, on which the Constitutional Court decided in proceedings under §
85 of Act no. 182/1993 Coll., on the Constitutional Court, as amended
by later regulations, should have been denied.